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AAI

Aequim Alternative Investments Portfolio holdings

AUM $5.16B
1-Year Est. Return 9.8%
This Fund
S&P 500
This Quarter Est. Return
-1.04%
1 Year Est. Return
+9.8%
3 Year Est. Return
+24.55%
5 Year Est. Return
+43.05%
10 Year Est. Return
–
AUM
$2.86B
AUM Growth
+$113M
Cap. Flow
-$1.37B
Cap. Flow %
-47.86%
Top 10 Hldgs %
38.46%
Holding
104
New
5
Increased
8
Reduced
7
Closed
2

Top Buys

Rank Stock Value
1
HPE.PRC
Hewlett Packard Enterprise 7.625% Series C Preferred Stock
HPE.PRC
+$70.3M
2
BTSGU icon
BrightSpring Health Services Unit
BTSGU
+$18.8M
3
NEE.PRS
NextEra Energy 7.299% Corporate Units
NEE.PRS
+$15.8M
4
WDC icon
Western Digital
WDC
+$14.6M
5
SIRI icon
SiriusXM
SIRI
+$9.1M

Top Sells

Rank Stock Value
1
EXEEW
Expand Energy Corp Class A Warrants
EXEEW
+$106M
2
CCL icon
Carnival Corporation Ltd
CCL
+$29.6M
3
GTLS.PRB
Chart Industries 6.75% Series B Preferred Stock
GTLS.PRB
+$19.7M
4
CNX icon
CNX Resources
CNX
+$9.96M
5
STX icon
Seagate
STX
+$9.3M

Sector Composition

Rank Sector Weight
1 Energy 2.78%
2 Technology 1.35%
3 Industrials 1.24%
4 Communication Services 1.2%
5 Consumer Discretionary 0.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OXY.WS icon
1
Occidental Petroleum Corp Warrants
OXY.WS
$33B
$238M 8.31%
8,000,000
– –
EXEEZ
2
DELISTED
Expand Energy Corp Class B Warrants
EXEEZ
$158M 5.53%
2,295,261
– –
EXEEW
3
DELISTED
Expand Energy Corp Class A Warrants
EXEEW
$84.8M 2.96%
1,146,996
-1,606,920
-58% -$106M
EXEEL
4
DELISTED
Expand Energy Corp Class C Warrants
EXEEL
$84.4M 2.95%
1,294,097
-90
-0% -$5.37K
CNX icon
5
CNX Resources
CNX
$5.06B
$79.4M 2.78%
2,437,927
-369,900
-13% -$9.96M
HPE.PRC
6
Hewlett Packard Enterprise 7.625% Series C Preferred Stock
HPE.PRC
$3.74B
$72.6M 2.54%
+1,200,000
New +$70.3M
NEE.PRS
7
NextEra Energy 7.299% Corporate Units
NEE.PRS
$2.13B
$66.5M 2.33%
1,200,000
+300,000
+33% +$15.8M
RBCP
8
DELISTED
RBC Bearings Incorporated 5.00% Series A Mandatory Convertible Preferred Stock
RBCP
$57.7M 2.02%
435,000
– –
ALB.PRA icon
9
Albemarle Corp Depositary Shares
ALB.PRA
$2.29B
$49.5M 1.73%
1,100,000
+100,000
+10% +$4.3M
FLR icon
10
Fluor
FLR
$7.01B
$35.4M 1.24%
742,760
+41,800
+6% +$1.97M
BTSGU icon
11
BrightSpring Health Services Unit
BTSGU
$1.6B
$26.8M 0.94%
481,221
+381,221
+381% +$18.8M
WDC icon
12
Western Digital
WDC
$188B
$25.3M 0.89%
490,833
+288,149
+142% +$14.6M
CNK icon
13
Cinemark Holdings
CNK
$4.24B
$22.5M 0.79%
808,251
– –
GTLS.PRB
14
DELISTED
Chart Industries 6.75% Series B Preferred Stock
GTLS.PRB
$22.2M 0.78%
442,500
-372,500
-46% -$19.7M
CCL icon
15
Carnival Corporation Ltd
CCL
$38.1B
$21.9M 0.77%
1,184,900
-1,750,000
-60% -$29.6M
UBER icon
16
CALL
Uber
UBER
$143B
$18.8M 0.66%
+250,000
New +$17.6M
COIN icon
17
Coinbase
COIN
$38.5B
$12.3M 0.43%
68,800
– –
EPR.PRC icon
18
EPR Properties 5.75% Series C Preferred Shares
EPR.PRC
$148M
$9.86M 0.34%
440,000
– –
SIRI icon
19
SiriusXM
SIRI
$9.97B
$6.93M 0.24%
+293,124
New +$9.1M
DFS
20
DELISTED
Discover Financial Services
DFS
$5.17M 0.18%
36,881
-30,619
-45% -$4.12M
RPAY icon
21
Repay Holdings
RPAY
$331M
$4.72M 0.17%
578,484
+500,384
+641% +$4.42M
SPOT icon
22
Spotify
SPOT
$103B
$3.94M 0.14%
+10,700
New +$3.56M
PSN icon
23
Parsons
PSN
$4.72B
$3.04M 0.11%
29,300
– –
PD icon
24
PagerDuty
PD
$816M
$3.03M 0.11%
163,300
+49,700
+44% +$970K
JAZZ icon
25
Jazz Pharmaceuticals
JAZZ
$15.9B
$2.89M 0.1%
25,900
– –
1
2

Similar funds

SCM
Snyder Capital Management San Francisco, California $5.16B AUM 26.72% 1-Year Est. Return
MIM
Merewether Investment Management Dallas, Texas $5.16B AUM 86.81% 1-Year Est. Return
AP
Antipodes Partners Royal Exchange, Australia $5.19B AUM 36.17% 1-Year Est. Return
PA
Perceptive Advisors New York $5.12B AUM 314.02% 1-Year Est. Return
BG
Baupost Group Boston, Massachusetts $5.12B AUM 15.99% 1-Year Est. Return
MS
Maven Securities St Helier, Jersey $5.2B AUM 44.01% 1-Year Est. Return
TAM
Todd Asset Management Louisville, Kentucky $5.11B AUM 34.73% 1-Year Est. Return
CIA
Choate Investment Advisors Boston, Massachusetts $5.11B AUM 17.2% 1-Year Est. Return

Aequim Alternative Investments's Q3 2024 Portfolio in Review

As of Q3 2024, Aequim Alternative Investments held 104 positions worth $2.86B, up 4.1% from $2.75B the previous quarter. Its ten largest holdings account for 38% of the portfolio.

Aequim Alternative Investments withdrew a net $1.37B in Q3 2024, closing 2 positions and reducing 7 holdings. Its most notable exit was Seagate, an estimated $9.3M position sold in full.

By sector, the portfolio is most concentrated in Energy at 2.8% of assets, up from 2.5% a quarter earlier, followed by Technology and Industrials.

Against the trend, Aequim Alternative Investments opened a new position in Hewlett Packard Enterprise 7.625% Series C Preferred Stock worth $72.6M.

  • Aequim Alternative Investments's largest Q3 2024 buy was Hewlett Packard Enterprise 7.625% Series C Preferred Stock: 1,200,000 shares worth $72.6M.
  • Aequim Alternative Investments added most to BrightSpring Health Services Unit in Q3 2024, an estimated $18.8M increase.
  • Aequim Alternative Investments's biggest Q3 2024 reduction was Expand Energy Corp Class A Warrants, cutting an estimated $106M.
  • Aequim Alternative Investments fully exited Seagate in Q3 2024, selling an estimated $9.3M.
  • Aequim Alternative Investments's ten largest holdings make up 38% of its $2.86B portfolio in Q3 2024.
  • Aequim Alternative Investments opened 5 new positions and closed 2 in Q3 2024.
  • Aequim Alternative Investments's portfolio value rose 4.1% quarter-over-quarter to $2.86B.

Based on Aequim Alternative Investments's 13F filing for Q3 2024, filed 15 Nov 2024.