AAI

Aequim Alternative Investments Portfolio holdings

AUM $3.07B
This Quarter Return
-0.95%
1 Year Return
+7.89%
3 Year Return
+24.77%
5 Year Return
+58.16%
10 Year Return
–
AUM
$2.84B
AUM Growth
+$2.84B
Cap. Flow
-$54.3M
Cap. Flow %
-1.91%
Top 10 Hldgs %
38.71%
Holding
114
New
4
Increased
8
Reduced
7
Closed
2

Top Buys

1
HPE.PRC
Hewlett Packard Enterprise Company 7.625% Series C Mandatory Convertible Preferred Stock
HPE.PRC
$72.6M
2
BTSGU icon
BrightSpring Health Services, Inc. Tangible Equity Unit
BTSGU
$21.2M
3
NEE.PRS
NextEra Energy, Inc. 7.299% Corporate Units
NEE.PRS
$16.6M
4
WDC icon
Western Digital
WDC
$14.9M
5
SIRI icon
SiriusXM
SIRI
$6.93M

Top Sells

1
EXEEW
Expand Energy Corporation Class A Warrants
EXEEW
$119M
2
CCL icon
Carnival Corp
CCL
$32.3M
3
GTLS.PRB icon
Chart Industries, Inc. Depositary Shares, each Representing a 1/20th Interest in a Share of 6.75% Series B Mandatory Convertible Preferred Stock
GTLS.PRB
$18.7M
4
CNX icon
CNX Resources
CNX
$12M
5
STX icon
Seagate
STX
$9.3M

Sector Composition

1 Energy 2.79%
2 Technology 1.36%
3 Industrials 1.25%
4 Communication Services 1.21%
5 Consumer Discretionary 0.83%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
OXY.WS icon
1
Occidental Petroleum Corporation Warrants to Purchase Common Stock
OXY.WS
$24B
$238M 8.31% 8,000,000 – –
EXEEZ
2
Expand Energy Corporation Class B Warrants
EXEEZ
$158M 5.53% 2,295,261 – –
EXEEW
3
Expand Energy Corporation Class A Warrants
EXEEW
$84.8M 2.96% 1,146,996 -1,606,920 -58% -$119M
EXEEL
4
Expand Energy Corporation Class C Warrants
EXEEL
$84.4M 2.95% 1,294,097 -90 -0% -$5.87K
CNX icon
5
CNX Resources
CNX
$4.13B
$79.4M 2.78% 2,437,927 -369,900 -13% -$12M
HPE.PRC
6
Hewlett Packard Enterprise Company 7.625% Series C Mandatory Convertible Preferred Stock
HPE.PRC
$1.89B
$72.6M 2.54% +1,200,000 New +$72.6M
NEE.PRS
7
NextEra Energy, Inc. 7.299% Corporate Units
NEE.PRS
$1.93B
$66.5M 2.33% 1,200,000 +300,000 +33% +$16.6M
RBCP
8
DELISTED
RBC Bearings Incorporated 5.00% Series A Mandatory Convertible Preferred Stock
RBCP
$57.7M 2.02% 435,000 – –
ALB.PRA icon
9
Albemarle Corp Depositary Shares
ALB.PRA
$1.82B
$49.5M 1.73% 1,100,000 +100,000 +10% +$4.5M
FLR icon
10
Fluor
FLR
$6.63B
$35.4M 1.24% 742,760 +41,800 +6% +$1.99M
BTSGU icon
11
BrightSpring Health Services, Inc. Tangible Equity Unit
BTSGU
$653M
$26.8M 0.94% 481,221 +381,221 +381% +$21.2M
WDC icon
12
Western Digital
WDC
$27.9B
$25.3M 0.89% 371,000 +217,800 +142% +$14.9M
CNK icon
13
Cinemark Holdings
CNK
$2.97B
$22.5M 0.79% 808,251 – –
GTLS.PRB icon
14
Chart Industries, Inc. Depositary Shares, each Representing a 1/20th Interest in a Share of 6.75% Series B Mandatory Convertible Preferred Stock
GTLS.PRB
$569M
$22.2M 0.78% 442,500 -372,500 -46% -$18.7M
CCL icon
15
Carnival Corp
CCL
$43.2B
$21.9M 0.77% 1,184,900 -1,750,000 -60% -$32.3M
COIN icon
16
Coinbase
COIN
$78.2B
$12.3M 0.43% 68,800 – –
EPR.PRC icon
17
EPR Properties 5.75% Series C Cumulative Convertible Preferred Shares
EPR.PRC
$132M
$9.86M 0.34% 440,000 – –
SIRI icon
18
SiriusXM
SIRI
$7.96B
$6.93M 0.24% +293,124 New +$6.93M
DFS
19
DELISTED
Discover Financial Services
DFS
$5.17M 0.18% 36,881 -30,619 -45% -$4.3M
RPAY icon
20
Repay Holdings
RPAY
$509M
$4.72M 0.17% 578,484 +500,384 +641% +$4.08M
SPOT icon
21
Spotify
SPOT
$140B
$3.94M 0.14% +10,700 New +$3.94M
PSN icon
22
Parsons
PSN
$8.55B
$3.04M 0.11% 29,300 – –
PD icon
23
PagerDuty
PD
$1.54B
$3.03M 0.11% 163,300 +49,700 +44% +$922K
JAZZ icon
24
Jazz Pharmaceuticals
JAZZ
$7.75B
$2.89M 0.1% 25,900 – –
WOLF icon
25
Wolfspeed
WOLF
$194M
$1.91M 0.07% 196,836 +33,036 +20% +$320K
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