We are live on ! Find out more
AAI

Aequim Alternative Investments Portfolio holdings

AUM $5.16B
1-Year Est. Return 9.8%
This Fund
S&P 500
This Quarter Est. Return
+3.6%
1 Year Est. Return
+9.8%
3 Year Est. Return
+24.55%
5 Year Est. Return
+43.05%
10 Year Est. Return
–
AUM
$751M
AUM Growth
+$89.3M
Cap. Flow
-$411M
Cap. Flow %
-54.66%
Top 10 Hldgs %
56.94%
Holding
78
New
13
Increased
4
Reduced
4
Closed
6

Top Buys

Rank Stock Value
1
PCGU
PG&E Corporation
PCGU
+$29.4M
2
EQT icon
EQT Corp
EQT
+$8.19M
3
QTS.PRB
QTS Realty Trust, Inc. 6.50% Series B Cumulative Convertible Perpetual Preferred Stock
QTS.PRB
+$5.99M
4
CNK icon
Cinemark Holdings
CNK
+$5.78M
5
CNX icon
CNX Resources
CNX
+$4.29M

Top Sells

Rank Stock Value
1
CNP.PRB
CenterPoint Energy, Inc. Depositary Shares Each Representing a 1/20th Interest in a Share of 7.00% S
CNP.PRB
+$17.8M
2
BMRN icon
BioMarin Pharmaceuticals
BMRN
+$3.32M
3
ARYAW
ARYA Sciences Acquisiton Corp. Warrant
ARYAW
+$535K
4
OI icon
O-I Glass
OI
+$534K
5
DCH
Dauch Corp
DCH
+$425K

Sector Composition

Rank Sector Weight
1 Technology 3.41%
2 Consumer Discretionary 1.85%
3 Energy 1.64%
4 Materials 1.32%
5 Utilities 0.93%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PCGU
1
DELISTED
PG&E Corporation
PCGU
$29.4M 3.92%
+300,000
New +$29.4M
GOTU icon
2
PUT
Gaotu Techedu
GOTU
$434M
$24.1M 3.21%
+450
New +$40.1K
CFXA
3
DELISTED
Colfax Corporation 5.75% Tangible Equity Units
CFXA
$23.5M 3.13%
175,000
– –
QTS.PRB
4
DELISTED
QTS Realty Trust, Inc. 6.50% Series B Cumulative Convertible Perpetual Preferred Stock
QTS.PRB
$19.2M 2.56%
135,688
+40,000
+42% +$5.99M
MDB icon
5
MongoDB
MDB
$27.1B
$16.5M 2.19%
71,200
– –
DHR.PRA
6
DELISTED
Danaher Corporation 4.75% Mandatory Convertible Preferred Stock, Series A
DHR.PRA
$13.3M 1.77%
9,000
– –
CLF icon
7
Cleveland-Cliffs
CLF
$6.57B
$9.19M 1.22%
1,431,600
– –
NIO icon
8
NIO
NIO
$12.2B
$7.85M 1.05%
369,900
+50,000
+16% +$770K
EQT icon
9
EQT Corp
EQT
$33.3B
$7.22M 0.96%
+558,300
New +$8.19M
SOLN
10
DELISTED
The Southern Company
SOLN
$6.98M 0.93%
150,000
– –
RPD icon
11
Rapid7
RPD
$645M
$5.89M 0.78%
96,200
– –
BSX.PRA
12
DELISTED
Boston Scientific Corporation 5.50% Mandatory Convertible Preferred Stock, Series A
BSX.PRA
$5.59M 0.74%
50,000
– –
NEE.PRO
13
DELISTED
NextEra Energy, Inc. 4.872% Corporate Units
NEE.PRO
$5.42M 0.72%
100,000
– –
DCUE
14
DELISTED
Dominion Energy, Inc. 2019 Series A Corporate Units
DCUE
$5.09M 0.68%
50,000
– –
NVTA
15
DELISTED
Invitae Corporation
NVTA
$5.03M 0.67%
116,000
– –
CNK icon
16
Cinemark Holdings
CNK
$4.24B
$4.63M 0.62%
+463,400
New +$5.78M
ENR.PRA
17
DELISTED
Energizer Holdings, Inc. 7.50% Series A Mandatory Convertible Preferred Stock
ENR.PRA
$4.16M 0.55%
50,000
– –
CNX icon
18
CNX Resources
CNX
$5.3B
$3.97M 0.53%
+420,500
New +$4.29M
UTZ.WS
19
DELISTED
Utz Brands, Inc. Warrants, each whole warrant exercisable for one Class A common stock at an exercis
UTZ.WS
$3.31M 0.44%
+506,403
New +$3.11M
TWNKW
20
DELISTED
Hostess Brands, Inc. Warrants
TWNKW
$3.02M 0.4%
3,680,000
– –
ATSG
21
DELISTED
Air Transport Services Group
ATSG
$2.71M 0.36%
108,100
– –
ECPG icon
22
Encore Capital Group
ECPG
$2.02B
$2.64M 0.35%
68,500
– –
POST icon
23
Post Holdings
POST
$4.14B
$2.37M 0.31%
+42,020
New +$2.4M
TDOC icon
24
Teladoc Health
TDOC
$1.22B
$2.28M 0.3%
+10,400
New +$2.2M
MTOR
25
DELISTED
MERITOR, Inc.
MTOR
$1.63M 0.22%
77,800
– –
1
2

Similar funds

SCM
Snyder Capital Management San Francisco, California $5.16B AUM 26.72% 1-Year Est. Return
MIM
Merewether Investment Management Dallas, Texas $5.16B AUM 86.81% 1-Year Est. Return
AP
Antipodes Partners Royal Exchange, Australia $5.19B AUM 36.17% 1-Year Est. Return
PA
Perceptive Advisors New York $5.12B AUM 314.02% 1-Year Est. Return
BG
Baupost Group Boston, Massachusetts $5.12B AUM 15.99% 1-Year Est. Return
MS
Maven Securities St Helier, Jersey $5.2B AUM 44.01% 1-Year Est. Return
TAM
Todd Asset Management Louisville, Kentucky $5.11B AUM 34.73% 1-Year Est. Return
CIA
Choate Investment Advisors Boston, Massachusetts $5.11B AUM 17.2% 1-Year Est. Return

Aequim Alternative Investments's Q3 2020 Portfolio in Review

As of Q3 2020, Aequim Alternative Investments held 78 positions worth $751M, up 13% from $662M the previous quarter. Its ten largest holdings account for 57% of the portfolio.

Aequim Alternative Investments withdrew a net $411M in Q3 2020, closing 6 positions and reducing 4 holdings. Its most notable exit was CenterPoint Energy, Inc. Depositary Shares Each Representing a 1/20th Interest in a Share of 7.00% S, an estimated $17.8M position sold in full.

By sector, the portfolio is most concentrated in Technology at 3.4% of assets, up from 3.3% a quarter earlier, followed by Consumer Discretionary and Energy.

Against the trend, Aequim Alternative Investments opened a new position in PG&E Corporation worth $29.4M.

  • Aequim Alternative Investments's largest Q3 2020 buy was PG&E Corporation: 300,000 shares worth $29.4M.
  • Aequim Alternative Investments added most to QTS Realty Trust, Inc. 6.50% Series B Cumulative Convertible Perpetual Preferred Stock in Q3 2020, an estimated $5.99M increase.
  • Aequim Alternative Investments's biggest Q3 2020 reduction was BioMarin Pharmaceuticals, cutting an estimated $3.32M.
  • Aequim Alternative Investments fully exited CenterPoint Energy, Inc. Depositary Shares Each Representing a 1/20th Interest in a Share of 7.00% S in Q3 2020, selling an estimated $17.8M.
  • Aequim Alternative Investments's ten largest holdings make up 57% of its $751M portfolio in Q3 2020.
  • Aequim Alternative Investments opened 13 new positions and closed 6 in Q3 2020.
  • Aequim Alternative Investments's portfolio value rose 13% quarter-over-quarter to $751M.

Based on Aequim Alternative Investments's 13F filing for Q3 2020, filed 12 Nov 2020.