AAI

Aequim Alternative Investments Portfolio holdings

AUM $3.07B
This Quarter Return
-3.21%
1 Year Return
+7.89%
3 Year Return
+24.77%
5 Year Return
+58.16%
10 Year Return
–
AUM
$3.27B
AUM Growth
+$3.27B
Cap. Flow
+$700K
Cap. Flow %
0.02%
Top 10 Hldgs %
34.66%
Holding
160
New
3
Increased
17
Reduced
9
Closed
14

Top Buys

1
OXY.WS icon
Occidental Petroleum Corporation Warrants to Purchase Common Stock
OXY.WS
$31.1M
2
AEP icon
American Electric Power
AEP
$15.4M
3
AES icon
AES
AES
$14.7M
4
EQT icon
EQT Corp
EQT
$12.1M
5
NIMC
NiSource Inc. Series A Corporate Units
NIMC
$11.4M

Top Sells

1
AVTR.PRA
Avantor, Inc. Series A Mandatory Convertible Preferred Stock
AVTR.PRA
$54.7M
2
KKR icon
KKR & Co
KKR
$12.9M
3
BDX icon
Becton Dickinson
BDX
$12.4M
4
PARA
Paramount Global Class B
PARA
$8.72M
5
SWK icon
Stanley Black & Decker
SWK
$8.39M

Sector Composition

1 Energy 3.91%
2 Consumer Discretionary 1.11%
3 Healthcare 0.99%
4 Utilities 0.92%
5 Communication Services 0.65%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
PCGU
1
DELISTED
PG&E Corporation
PCGU
$148M 4.52% 1,545,100 +75,000 +5% +$7.17M
EXEEW
2
Expand Energy Corporation Class A Warrants
EXEEW
$130M 3.98% 2,125,762 +50,000 +2% +$3.06M
OXY.WS icon
3
Occidental Petroleum Corporation Warrants to Purchase Common Stock
OXY.WS
$24B
$111M 3.39% 3,000,000 +842,076 +39% +$31.1M
EXEEZ
4
Expand Energy Corporation Class B Warrants
EXEEZ
$111M 3.39% 1,957,448 +5,000 +0.3% +$283K
EQT icon
5
EQT Corp
EQT
$32.4B
$77.4M 2.37% 2,249,500 +351,700 +19% +$12.1M
NIMC
6
DELISTED
NiSource Inc. Series A Corporate Units
NIMC
$72.8M 2.23% 640,000 +100,000 +19% +$11.4M
CLVT.PRA
7
DELISTED
Clarivate Plc 5.25% Series A Mandatory Convertible Preferred Shares
CLVT.PRA
$51.5M 1.58% 900,000 – –
EXEEL
8
Expand Energy Corporation Class C Warrants
EXEEL
$45.6M 1.39% 868,962 +100,000 +13% +$5.25M
CNX icon
9
CNX Resources
CNX
$4.13B
$43.9M 1.34% 2,664,801 -138,900 -5% -$2.29M
SABRP
10
DELISTED
Sabre Corporation 6.50% Series A Mandatory Convertible Preferred Stock
SABRP
$32.1M 0.98% 402,500 +100,000 +33% +$7.97M
SJIV
11
DELISTED
South Jersey Industries, Inc. Corporate Units
SJIV
$29.5M 0.9% 435,000 – –
UGIC
12
DELISTED
UGI Corporation
UGIC
$28.4M 0.87% 312,000 -10,000 -3% -$911K
DHR icon
13
Danaher
DHR
$147B
$19.3M 0.59% 76,100 +16,600 +28% +$4.21M
RBCP
14
DELISTED
RBC Bearings Incorporated 5.00% Series A Mandatory Convertible Preferred Stock
RBCP
$18.9M 0.58% 200,000 – –
F icon
15
Ford
F
$46.8B
$18.5M 0.57% 1,666,200 +483,200 +41% +$5.38M
AEP icon
16
American Electric Power
AEP
$59.4B
$15.4M 0.47% +160,000 New +$15.4M
AES icon
17
AES
AES
$9.64B
$14.7M 0.45% +700,000 New +$14.7M
NEE.PRO
18
DELISTED
NextEra Energy, Inc. 4.872% Corporate Units
NEE.PRO
$14.1M 0.43% 250,000 – –
CNK icon
19
Cinemark Holdings
CNK
$2.97B
$13.9M 0.43% 926,700 – –
IIVI
20
DELISTED
Coherent Corp. 6.00% Series A Mandatory Convertible Preferred Stock
IIVI
$12.9M 0.39% 60,000 – –
AQNU
21
DELISTED
Algonquin Power & Utilities Corp. Corporate Units
AQNU
$10.9M 0.33% 250,000 – –
BURL icon
22
Burlington
BURL
$18.3B
$9.45M 0.29% 69,400 -8,500 -11% -$1.16M
ATVI
23
DELISTED
Activision Blizzard Inc.
ATVI
$8.32M 0.25% 106,900 – –
BDX icon
24
Becton Dickinson
BDX
$55.3B
$7.99M 0.24% 32,400 -50,450 -61% -$12.4M
NEE.PRP
25
DELISTED
NextEra Energy, Inc. 5.279% Corporate Units
NEE.PRP
$7.45M 0.23% 150,000 -50,000 -25% -$2.48M
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