AAI

Aequim Alternative Investments Portfolio holdings

AUM $3.07B
This Quarter Return
-3.17%
1 Year Return
+7.89%
3 Year Return
+24.77%
5 Year Return
+58.16%
10 Year Return
–
AUM
$3.15B
AUM Growth
+$3.15B
Cap. Flow
-$2.07B
Cap. Flow %
-65.93%
Top 10 Hldgs %
44.78%
Holding
138
New
2
Increased
10
Reduced
7
Closed
84

Top Buys

1
NIMC
NiSource Inc. Series A Corporate Units
NIMC
$15.4M
2
OXY.WS icon
Occidental Petroleum Corporation Warrants to Purchase Common Stock
OXY.WS
$15.4M
3
DHR icon
Danaher
DHR
$15M
4
CCL icon
Carnival Corp
CCL
$13M
5
PCGU
PG&E Corporation
PCGU
$6.55M

Top Sells

1
NEE.PRP
NextEra Energy, Inc. 5.279% Corporate Units
NEE.PRP
$49.4M
2
SJIV
South Jersey Industries, Inc. Corporate Units
SJIV
$34.5M
3
EQT icon
EQT Corp
EQT
$8.44M
4
BDX icon
Becton Dickinson
BDX
$8.05M
5
AES icon
AES
AES
$7.79M

Sector Composition

1 Energy 3.76%
2 Healthcare 2.02%
3 Consumer Discretionary 1.93%
4 Communication Services 0.65%
5 Technology 0.49%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
PCGU
1
DELISTED
PG&E Corporation
PCGU
$238M 7.58% 1,820,100 +50,000 +3% +$6.55M
OXY.WS icon
2
Occidental Petroleum Corporation Warrants to Purchase Common Stock
OXY.WS
$24B
$236M 7.49% 5,750,000 +375,000 +7% +$15.4M
EXEEW
3
Expand Energy Corporation Class A Warrants
EXEEW
$196M 6.22% 2,997,305 – –
EXEEZ
4
Expand Energy Corporation Class B Warrants
EXEEZ
$141M 4.49% 2,295,261 +1,308 +0.1% +$80.4K
NIMC
5
DELISTED
NiSource Inc. Series A Corporate Units
NIMC
$82.3M 2.61% 787,500 +147,500 +23% +$15.4M
EXEEL
6
Expand Energy Corporation Class C Warrants
EXEEL
$74.8M 2.38% 1,294,187 +56,738 +5% +$3.28M
EQT icon
7
EQT Corp
EQT
$32.4B
$66.5M 2.11% 2,083,300 -264,600 -11% -$8.44M
DHR icon
8
Danaher
DHR
$147B
$54.8M 1.74% 217,500 +59,700 +38% +$15M
CLVT.PRA
9
DELISTED
Clarivate Plc 5.25% Series A Mandatory Convertible Preferred Shares
CLVT.PRA
$41.1M 1.31% 1,000,000 – –
CNX icon
10
CNX Resources
CNX
$4.13B
$40.2M 1.28% 2,512,300 -152,501 -6% -$2.44M
GTLS.PRB icon
11
Chart Industries, Inc. Depositary Shares, each Representing a 1/20th Interest in a Share of 6.75% Series B Mandatory Convertible Preferred Stock
GTLS.PRB
$569M
$37.4M 1.19% 700,000 +100,000 +17% +$5.35M
SABRP
12
DELISTED
Sabre Corporation 6.50% Series A Mandatory Convertible Preferred Stock
SABRP
$35.4M 1.13% 565,000 +50,000 +10% +$3.14M
F icon
13
Ford
F
$46.8B
$28.2M 0.9% 2,236,900 +172,100 +8% +$2.17M
UGIC
14
DELISTED
UGI Corporation
UGIC
$25.3M 0.8% 312,000 – –
RBCP
15
DELISTED
RBC Bearings Incorporated 5.00% Series A Mandatory Convertible Preferred Stock
RBCP
$24.8M 0.79% 220,000 – –
KKR.PRC
16
DELISTED
KKR & Co. Inc. 6.00% Series C Mandatory Convertible Preferred Stock
KKR.PRC
$15.9M 0.5% 250,000 – –
AEP icon
17
American Electric Power
AEP
$59.4B
$14.3M 0.46% 157,500 – –
CCL icon
18
Carnival Corp
CCL
$43.2B
$13M 0.41% +1,276,500 New +$13M
BURL icon
19
Burlington
BURL
$18.3B
$11.9M 0.38% 58,700 -10,700 -15% -$2.16M
CNK icon
20
Cinemark Holdings
CNK
$2.97B
$11.5M 0.37% 780,400 -146,300 -16% -$2.16M
PR icon
21
Permian Resources
PR
$10B
$11.5M 0.37% 1,098,900 – –
ATVI
22
DELISTED
Activision Blizzard Inc.
ATVI
$9.15M 0.29% 106,900 -6,850 -6% -$586K
ZD icon
23
Ziff Davis
ZD
$1.57B
$8.34M 0.27% 106,900 – –
BKNG icon
24
Booking.com
BKNG
$181B
$5.81M 0.18% 2,190 – –
EPR.PRC icon
25
EPR Properties 5.75% Series C Cumulative Convertible Preferred Shares
EPR.PRC
$132M
$5.34M 0.17% 300,000 – –
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