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AAI

Aequim Alternative Investments Portfolio holdings

AUM $5.16B
1-Year Est. Return 9.8%
This Fund
S&P 500
This Quarter Est. Return
-3.17%
1 Year Est. Return
+9.8%
3 Year Est. Return
+24.55%
5 Year Est. Return
+43.05%
10 Year Est. Return
–
AUM
$3.15B
AUM Growth
-$529M
Cap. Flow
-$2.07B
Cap. Flow %
-65.85%
Top 10 Hldgs %
44.78%
Holding
138
New
2
Increased
10
Reduced
7
Closed
84

Top Buys

Rank Stock Value
1
DHR icon
Danaher
DHR
+$15.3M
2
NIMC
NiSource Inc. Series A Corporate Units
NIMC
+$15.3M
3
OXY.WS icon
Occidental Petroleum Corp Warrants
OXY.WS
+$15.2M
4
CCL icon
Carnival Corporation Ltd
CCL
+$13.2M
5
PCGU
PG&E Corporation
PCGU
+$6.96M

Top Sells

Rank Stock Value
1
NEE.PRP
NextEra Energy, Inc. 5.279% Corporate Units
NEE.PRP
+$49.4M
2
SJIV
South Jersey Industries, Inc. Corporate Units
SJIV
+$34.5M
3
EQT icon
EQT Corp
EQT
+$8.49M
4
BDX icon
Becton Dickinson
BDX
+$7.95M
5
AES icon
AES
AES
+$7.79M

Sector Composition

Rank Sector Weight
1 Energy 3.76%
2 Healthcare 2.02%
3 Consumer Discretionary 1.93%
4 Communication Services 0.65%
5 Technology 0.49%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PCGU
1
DELISTED
PG&E Corporation
PCGU
$238M 7.58%
1,820,100
+50,000
+3% +$6.96M
OXY.WS icon
2
Occidental Petroleum Corp Warrants
OXY.WS
$33B
$236M 7.49%
5,750,000
+375,000
+7% +$15.2M
EXEEW
3
DELISTED
Expand Energy Corp Class A Warrants
EXEEW
$196M 6.22%
2,997,305
– –
EXEEZ
4
DELISTED
Expand Energy Corp Class B Warrants
EXEEZ
$141M 4.49%
2,295,261
+1,308
+0.1% +$87.6K
NIMC
5
DELISTED
NiSource Inc. Series A Corporate Units
NIMC
$82.3M 2.61%
787,500
+147,500
+23% +$15.3M
EXEEL
6
DELISTED
Expand Energy Corp Class C Warrants
EXEEL
$74.8M 2.38%
1,294,187
+56,738
+5% +$3.67M
EQT icon
7
EQT Corp
EQT
$33.3B
$66.5M 2.11%
2,083,300
-264,600
-11% -$8.49M
DHR icon
8
Danaher
DHR
$137B
$54.8M 1.74%
245,340
+67,342
+38% +$15.3M
CLVT.PRA
9
DELISTED
Clarivate Plc 5.25% Series A Mandatory Convertible Preferred Shares
CLVT.PRA
$41.1M 1.31%
1,000,000
– –
CNX icon
10
CNX Resources
CNX
$5.3B
$40.2M 1.28%
2,512,300
-152,501
-6% -$2.42M
GTLS.PRB
11
DELISTED
Chart Industries 6.75% Series B Preferred Stock
GTLS.PRB
$37.4M 1.19%
700,000
+100,000
+17% +$5.46M
SABRP
12
DELISTED
Sabre Corporation 6.50% Series A Mandatory Convertible Preferred Stock
SABRP
$35.4M 1.13%
565,000
+50,000
+10% +$4M
F icon
13
Ford
F
$58.5B
$28.2M 0.9%
2,236,900
+172,100
+8% +$2.15M
UGIC
14
DELISTED
UGI Corporation
UGIC
$25.3M 0.8%
312,000
– –
RBCP
15
DELISTED
RBC Bearings Incorporated 5.00% Series A Mandatory Convertible Preferred Stock
RBCP
$24.8M 0.79%
220,000
– –
KKR.PRC
16
DELISTED
KKR & Co. Inc. 6.00% Series C Mandatory Convertible Preferred Stock
KKR.PRC
$15.9M 0.5%
250,000
– –
AEP icon
17
American Electric Power
AEP
$69.6B
$14.3M 0.46%
157,500
– –
CCL icon
18
Carnival Corporation Ltd
CCL
$38.1B
$13M 0.41%
+1,276,500
New +$13.2M
BURL icon
19
Burlington
BURL
$23.2B
$11.9M 0.38%
58,700
-10,700
-15% -$2.34M
CNK icon
20
Cinemark Holdings
CNK
$4.24B
$11.5M 0.37%
780,400
-146,300
-16% -$1.78M
PR
21
Permian Resources
PR
$17.8B
$11.5M 0.37%
1,098,900
– –
ATVI
22
DELISTED
Activision Blizzard
ATVI
$9.15M 0.29%
106,900
-6,850
-6% -$532K
ZD icon
23
Ziff Davis
ZD
$1.96B
$8.34M 0.27%
106,900
– –
BKNG icon
24
Booking.com
BKNG
$149B
$5.81M 0.18%
54,750
– –
EPR.PRC icon
25
EPR Properties 5.75% Series C Preferred Shares
EPR.PRC
$148M
$5.34M 0.17%
300,000
– –
1
2 3

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SCM
Snyder Capital Management San Francisco, California $5.16B AUM 26.72% 1-Year Est. Return
MIM
Merewether Investment Management Dallas, Texas $5.16B AUM 86.81% 1-Year Est. Return
AP
Antipodes Partners Royal Exchange, Australia $5.19B AUM 36.17% 1-Year Est. Return
PA
Perceptive Advisors New York $5.12B AUM 314.02% 1-Year Est. Return
BG
Baupost Group Boston, Massachusetts $5.12B AUM 15.99% 1-Year Est. Return
MS
Maven Securities St Helier, Jersey $5.2B AUM 44.01% 1-Year Est. Return
TAM
Todd Asset Management Louisville, Kentucky $5.11B AUM 34.73% 1-Year Est. Return
CIA
Choate Investment Advisors Boston, Massachusetts $5.11B AUM 17.2% 1-Year Est. Return

Aequim Alternative Investments's Q1 2023 Portfolio in Review

As of Q1 2023, Aequim Alternative Investments held 138 positions worth $3.15B, down 14% from $3.68B the previous quarter. Its ten largest holdings account for 45% of the portfolio.

Aequim Alternative Investments withdrew a net $2.07B in Q1 2023, closing 84 positions and reducing 7 holdings. Its most notable exit was NextEra Energy, Inc. 5.279% Corporate Units, an estimated $49.4M position sold in full.

By sector, the portfolio is most concentrated in Energy at 3.8% of assets, up from 3.7% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, Aequim Alternative Investments opened a new position in Carnival Corporation Ltd worth $13M.

  • Aequim Alternative Investments's largest Q1 2023 buy was Carnival Corporation Ltd: 1,276,500 shares worth $13M.
  • Aequim Alternative Investments added most to Danaher in Q1 2023, an estimated $15.3M increase.
  • Aequim Alternative Investments's biggest Q1 2023 reduction was EQT Corp, cutting an estimated $8.49M.
  • Aequim Alternative Investments fully exited NextEra Energy, Inc. 5.279% Corporate Units in Q1 2023, selling an estimated $49.4M.
  • Aequim Alternative Investments's ten largest holdings make up 45% of its $3.15B portfolio in Q1 2023.
  • Aequim Alternative Investments opened 2 new positions and closed 84 in Q1 2023.
  • Aequim Alternative Investments's portfolio value fell 14% quarter-over-quarter to $3.15B.

Based on Aequim Alternative Investments's 13F filing for Q1 2023, filed 12 May 2023.