We are live on ! Find out more
AAI

Aequim Alternative Investments Portfolio holdings

AUM $6.43B
1-Year Est. Return 16.26%
This Fund
S&P 500
This Quarter Est. Return
+1.11%
1 Year Est. Return
+16.26%
3 Year Est. Return
+32.3%
5 Year Est. Return
+56.52%
10 Year Est. Return
–
AUM
$499M
AUM Growth
+$145M
Cap. Flow
-$180M
Cap. Flow %
-35.98%
Top 10 Hldgs %
60.71%
Holding
57
New
7
Increased
13
Reduced
2
Closed
3

Top Buys

Rank Stock Value
1
CFXA
Colfax Corporation 5.75% Tangible Equity Units
CFXA
+$11.2M
2
MDCO
Medicines Co
MDCO
+$7.04M
3
TDOC icon
Teladoc Health
TDOC
+$5.98M
4
DCUE
Dominion Energy, Inc. 2019 Series A Corporate Units
DCUE
+$5.15M
5
ENR.PRA
Energizer Holdings, Inc. 7.50% Series A Mandatory Convertible Preferred Stock
ENR.PRA
+$4.48M

Top Sells

Rank Stock Value
1
DHR.PRA
Danaher Corporation 4.75% Mandatory Convertible Preferred Stock, Series A
DHR.PRA
+$8.29M
2
ETSY icon
Etsy
ETSY
+$2.91M
3
ASCMA
Ascent Capital Group, Inc. Series A
ASCMA
+$465K
4
NIO icon
NIO
NIO
+$306K

Sector Composition

Rank Sector Weight
1 Miscellaneous 79.33%
2 Technology 5.61%
3 Healthcare 5.51%
4 Communication Services 4.93%
5 Consumer Discretionary 2.34%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CFXA
1
DELISTED
Colfax Corporation 5.75% Tangible Equity Units
CFXA
$21.5M 4.31%
165,000
+90,000
+120% +$11.2M
I
2
DELISTED
INTELSAT S. A.
I
$18.8M 3.77%
825,200
+93,500
+13% +$1.97M
TDOC icon
3
Teladoc Health
TDOC
$1.17B
$13.1M 2.61%
192,700
+90,900
+89% +$5.98M
CNP.PRB
4
DELISTED
CenterPoint Energy, Inc. Depositary Shares Each Representing a 1/20th Interest in a Share of 7.00% S
CNP.PRB
$12.5M 2.51%
240,000
+40,000
+20% +$2.03M
MDCO
5
DELISTED
Medicines Co
MDCO
$8.83M 1.77%
+176,600
New +$7.04M
MDB icon
6
MongoDB
MDB
$30.9B
$7.95M 1.59%
66,000
– –
XYZ
7
Block Inc
XYZ
$46.8B
$6.6M 1.32%
106,500
+26,600
+33% +$1.81M
TEAM icon
8
Atlassian
TEAM
$47.8B
$6.54M 1.31%
52,100
– –
CCC.WS
9
DELISTED
Clarivate Analytics Plc Warrants, each to purchase one Ordinary Share
CCC.WS
$5.89M 1.18%
1,000,000
+250,000
+33% +$1.4M
DCUE
10
DELISTED
Dominion Energy, Inc. 2019 Series A Corporate Units
DCUE
$5.29M 1.06%
+50,000
New +$5.15M
RH icon
11
RH
RH
$2.45B
$4.89M 0.98%
28,600
+2,600
+10% +$370K
ENR.PRA
12
DELISTED
Energizer Holdings, Inc. 7.50% Series A Mandatory Convertible Preferred Stock
ENR.PRA
$4.73M 0.95%
+50,000
New +$4.48M
RPD icon
13
Rapid7
RPD
$851M
$4.61M 0.92%
101,500
+65,000
+178% +$3.65M
TSLA icon
14
Tesla
TSLA
$1.43T
$4.43M 0.89%
276,000
– –
ECHO
15
EchoStar
ECHO
$27.5B
$3.71M 0.74%
93,600
+7,714
+9% +$279K
SUPN icon
16
Supernus Pharmaceuticals
SUPN
$2.38B
$3.19M 0.64%
116,200
– –
CLF icon
17
Cleveland-Cliffs
CLF
$7.06B
$2.82M 0.56%
390,000
+111,400
+40% +$1M
AVTR.PRA
18
DELISTED
Avantor, Inc. Series A Mandatory Convertible Preferred Stock
AVTR.PRA
$2.69M 0.54%
+50,000
New +$2.99M
ECPG icon
19
Encore Capital Group
ECPG
$2.11B
$2.52M 0.51%
75,700
– –
ATSG
20
DELISTED
Air Transport Services Group
ATSG
$2.27M 0.45%
108,100
+54,000
+100% +$1.18M
LYV icon
21
Live Nation Entertainment
LYV
$40.1B
$1.69M 0.34%
25,400
– –
BMRN icon
22
BioMarin Pharmaceuticals
BMRN
$12.5B
$1.48M 0.3%
22,000
+11,000
+100% +$847K
CHGG icon
23
Chegg
CHGG
$82.1M
$1.38M 0.28%
+46,200
New +$1.83M
EEFT icon
24
Euronet Worldwide
EEFT
$2.6B
$1.32M 0.26%
9,000
– –
MTOR
25
DELISTED
MERITOR, Inc.
MTOR
$1.08M 0.22%
58,200
+33,200
+133% +$673K
1
2

Similar funds

RCG
Ruane, Cunniff & Goldfarb New York $6.43B AUM 18.44% 1-Year Est. Return
MBI
Montrusco Bolton Investments Montreal, Quebec, Canada $6.46B AUM 26.7% 1-Year Est. Return
CIM
Confluence Investment Management St. Louis, Missouri $6.4B AUM 9.79% 1-Year Est. Return
RA
RFG Advisory Birmingham, Alabama $6.4B AUM 19.93% 1-Year Est. Return
MIP
Mondrian Investment Partners London, United Kingdom $6.48B AUM 18.36% 1-Year Est. Return
CRC
Curi RMB Capital Chicago, Illinois $6.48B AUM 30.25% 1-Year Est. Return
MMA
Mizuho Markets Americas New York $6.37B AUM 47.14% 1-Year Est. Return
MFIM
Mesirow Financial Investment Management Chicago, Illinois $6.37B AUM 23.22% 1-Year Est. Return

Aequim Alternative Investments's Q3 2019 Portfolio in Review

As of Q3 2019, Aequim Alternative Investments held 57 positions worth $499M, up 41% from $354M the previous quarter. Its ten largest holdings account for 61% of the portfolio.

Aequim Alternative Investments withdrew a net $180M in Q3 2019, closing 3 positions and reducing 2 holdings. Its most notable exit was Danaher Corporation 4.75% Mandatory Convertible Preferred Stock, Series A, an estimated $8.29M position sold in full.

By sector, the portfolio is most concentrated in Miscellaneous at 79% of assets, up from 77% a quarter earlier, followed by Technology and Healthcare.

Against the trend, Aequim Alternative Investments opened a new position in Medicines Co worth $8.83M.

  • Aequim Alternative Investments's largest Q3 2019 buy was Medicines Co: 176,600 shares worth $8.83M.
  • Aequim Alternative Investments added most to Colfax Corporation 5.75% Tangible Equity Units in Q3 2019, an estimated $11.2M increase.
  • Aequim Alternative Investments's biggest Q3 2019 reduction was Etsy, cutting an estimated $2.91M.
  • Aequim Alternative Investments fully exited Danaher Corporation 4.75% Mandatory Convertible Preferred Stock, Series A in Q3 2019, selling an estimated $8.29M.
  • Aequim Alternative Investments's ten largest holdings make up 61% of its $499M portfolio in Q3 2019.
  • Aequim Alternative Investments opened 7 new positions and closed 3 in Q3 2019.
  • Aequim Alternative Investments's portfolio value rose 41% quarter-over-quarter to $499M.

Based on Aequim Alternative Investments's 13F filing for Q3 2019, filed 14 Nov 2019.