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AAI

Aequim Alternative Investments Portfolio holdings

AUM $5.16B
1-Year Est. Return 9.8%
This Fund
S&P 500
This Quarter Est. Return
+1.11%
1 Year Est. Return
+9.8%
3 Year Est. Return
+24.55%
5 Year Est. Return
+43.05%
10 Year Est. Return
–
AUM
$499M
AUM Growth
+$145M
Cap. Flow
-$180M
Cap. Flow %
-35.98%
Top 10 Hldgs %
60.71%
Holding
57
New
7
Increased
13
Reduced
2
Closed
3

Top Buys

Rank Stock Value
1
CFXA
Colfax Corporation 5.75% Tangible Equity Units
CFXA
+$11.2M
2
MDCO
Medicines Co
MDCO
+$7.04M
3
TDOC icon
Teladoc Health
TDOC
+$5.98M
4
DCUE
Dominion Energy, Inc. 2019 Series A Corporate Units
DCUE
+$5.15M
5
ENR.PRA
Energizer Holdings, Inc. 7.50% Series A Mandatory Convertible Preferred Stock
ENR.PRA
+$4.48M

Top Sells

Rank Stock Value
1
DHR.PRA
Danaher Corporation 4.75% Mandatory Convertible Preferred Stock, Series A
DHR.PRA
+$8.29M
2
ETSY icon
Etsy
ETSY
+$2.91M
3
ASCMA
Ascent Capital Group, Inc. Series A
ASCMA
+$465K
4
NIO icon
NIO
NIO
+$306K

Sector Composition

Rank Sector Weight
1 Technology 5.61%
2 Healthcare 3.74%
3 Consumer Discretionary 2.34%
4 Communication Services 1.16%
5 Industrials 0.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CFXA
1
DELISTED
Colfax Corporation 5.75% Tangible Equity Units
CFXA
$21.5M 4.31%
165,000
+90,000
+120% +$11.2M
I
2
DELISTED
INTELSAT S. A.
I
$18.8M 3.77%
825,200
+93,500
+13% +$1.97M
TDOC icon
3
Teladoc Health
TDOC
$1.68B
$13.1M 2.61%
192,700
+90,900
+89% +$5.98M
CNP.PRB
4
DELISTED
CenterPoint Energy, Inc. Depositary Shares Each Representing a 1/20th Interest in a Share of 7.00% S
CNP.PRB
$12.5M 2.51%
240,000
+40,000
+20% +$2.03M
MDCO
5
DELISTED
Medicines Co
MDCO
$8.83M 1.77%
+176,600
New +$7.04M
MDB icon
6
MongoDB
MDB
$26.2B
$7.95M 1.59%
66,000
– –
XYZ
7
Block Inc
XYZ
$49.4B
$6.6M 1.32%
106,500
+26,600
+33% +$1.81M
TEAM icon
8
Atlassian
TEAM
$26.9B
$6.54M 1.31%
52,100
– –
CCC.WS
9
DELISTED
Clarivate Analytics Plc Warrants, each to purchase one Ordinary Share
CCC.WS
$5.89M 1.18%
1,000,000
+250,000
+33% +$1.4M
DCUE
10
DELISTED
Dominion Energy, Inc. 2019 Series A Corporate Units
DCUE
$5.29M 1.06%
+50,000
New +$5.15M
RH icon
11
RH
RH
$3.39B
$4.89M 0.98%
28,600
+2,600
+10% +$370K
ENR.PRA
12
DELISTED
Energizer Holdings, Inc. 7.50% Series A Mandatory Convertible Preferred Stock
ENR.PRA
$4.73M 0.95%
+50,000
New +$4.48M
RPD icon
13
Rapid7
RPD
$637M
$4.61M 0.92%
101,500
+65,000
+178% +$3.65M
TSLA icon
14
Tesla
TSLA
$1.2T
$4.43M 0.89%
276,000
– –
ECHO
15
EchoStar
ECHO
$24.4B
$3.71M 0.74%
93,600
+7,714
+9% +$279K
SUPN icon
16
Supernus Pharmaceuticals
SUPN
$2.7B
$3.19M 0.64%
116,200
– –
CLF icon
17
Cleveland-Cliffs
CLF
$6.44B
$2.82M 0.56%
390,000
+111,400
+40% +$1M
AVTR.PRA
18
DELISTED
Avantor, Inc. Series A Mandatory Convertible Preferred Stock
AVTR.PRA
$2.69M 0.54%
+50,000
New +$2.99M
ECPG icon
19
Encore Capital Group
ECPG
$2.06B
$2.52M 0.51%
75,700
– –
ATSG
20
DELISTED
Air Transport Services Group
ATSG
$2.27M 0.45%
108,100
+54,000
+100% +$1.18M
LYV icon
21
Live Nation Entertainment
LYV
$42.5B
$1.69M 0.34%
25,400
– –
BMRN icon
22
BioMarin Pharmaceuticals
BMRN
$11.9B
$1.48M 0.3%
22,000
+11,000
+100% +$847K
CHGG icon
23
Chegg
CHGG
$116M
$1.38M 0.28%
+46,200
New +$1.83M
EEFT icon
24
Euronet Worldwide
EEFT
$3.17B
$1.32M 0.26%
9,000
– –
MTOR
25
DELISTED
MERITOR, Inc.
MTOR
$1.08M 0.22%
58,200
+33,200
+133% +$673K
1
2

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SCM
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MIM
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CIC
Carnegie Investment Counsel Pepper Pike, Ohio $5.13B AUM 22.98% 1-Year Est. Return
AP
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PA
Perceptive Advisors New York $5.12B AUM 314.02% 1-Year Est. Return
BG
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MS
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TAM
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Aequim Alternative Investments's Q3 2019 Portfolio in Review

As of Q3 2019, Aequim Alternative Investments held 57 positions worth $499M, up 41% from $354M the previous quarter. Its ten largest holdings account for 61% of the portfolio.

Aequim Alternative Investments withdrew a net $180M in Q3 2019, closing 3 positions and reducing 2 holdings. Its most notable exit was Danaher Corporation 4.75% Mandatory Convertible Preferred Stock, Series A, an estimated $8.29M position sold in full.

By sector, the portfolio is most concentrated in Technology at 5.6% of assets, down from 7.7% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, Aequim Alternative Investments opened a new position in Medicines Co worth $8.83M.

  • Aequim Alternative Investments's largest Q3 2019 buy was Medicines Co: 176,600 shares worth $8.83M.
  • Aequim Alternative Investments added most to Colfax Corporation 5.75% Tangible Equity Units in Q3 2019, an estimated $11.2M increase.
  • Aequim Alternative Investments's biggest Q3 2019 reduction was Etsy, cutting an estimated $2.91M.
  • Aequim Alternative Investments fully exited Danaher Corporation 4.75% Mandatory Convertible Preferred Stock, Series A in Q3 2019, selling an estimated $8.29M.
  • Aequim Alternative Investments's ten largest holdings make up 61% of its $499M portfolio in Q3 2019.
  • Aequim Alternative Investments opened 7 new positions and closed 3 in Q3 2019.
  • Aequim Alternative Investments's portfolio value rose 41% quarter-over-quarter to $499M.

Based on Aequim Alternative Investments's 13F filing for Q3 2019, filed 14 Nov 2019.