AAI

Aequim Alternative Investments Portfolio holdings

AUM $3.07B
This Quarter Return
-3.21%
1 Year Return
+7.89%
3 Year Return
+24.77%
5 Year Return
+58.16%
10 Year Return
–
AUM
$3.27B
AUM Growth
+$3.27B
Cap. Flow
+$700K
Cap. Flow %
0.02%
Top 10 Hldgs %
34.66%
Holding
160
New
3
Increased
17
Reduced
9
Closed
14

Top Buys

1
OXY.WS icon
Occidental Petroleum Corporation Warrants to Purchase Common Stock
OXY.WS
$31.1M
2
AEP icon
American Electric Power
AEP
$15.4M
3
AES icon
AES
AES
$14.7M
4
EQT icon
EQT Corp
EQT
$12.1M
5
NIMC
NiSource Inc. Series A Corporate Units
NIMC
$11.4M

Top Sells

1
AVTR.PRA
Avantor, Inc. Series A Mandatory Convertible Preferred Stock
AVTR.PRA
$54.7M
2
BDX icon
Becton Dickinson
BDX
$12.9M
3
KKR icon
KKR & Co
KKR
$12.9M
4
PARA
Paramount Global Class B
PARA
$8.72M
5
SWK icon
Stanley Black & Decker
SWK
$8.39M

Sector Composition

1 Energy 3.91%
2 Consumer Discretionary 1.11%
3 Healthcare 0.99%
4 Utilities 0.92%
5 Communication Services 0.65%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
IMTXW
51
DELISTED
Immatics N.V. Warrants
IMTXW
$516K 0.02%
252,741
+4,552
+2% +$9.29K
OI icon
52
O-I Glass
OI
$1.92B
$280K 0.01%
20,000
– –
BHC icon
53
Bausch Health
BHC
$2.72B
$251K 0.01%
30,000
– –
GCMGW icon
54
GCM Grosvenor Inc. Warrant
GCMGW
$30.6M
$92K ﹤0.01%
243,290
– –
OABIW icon
55
OmniAb, Inc. Warrant
OABIW
$78K ﹤0.01%
237,600
+79,720
+50% +$26.2K
CPUH.WS
56
DELISTED
Compute Health Acquisition Corp. Redeemable warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
CPUH.WS
$44K ﹤0.01%
200,000
– –
ASTLW icon
57
Algoma Steel Group Warrant
ASTLW
$5.71M
$36K ﹤0.01%
17,346
– –
ASZ.WS
58
DELISTED
Austerlitz Acquisition Corporation II Warrants, each whole Warrant exercisable for one Class A Ordinary Share at an exercise price of $11.50 per share
ASZ.WS
$31K ﹤0.01%
250,000
– –
CANO.WS
59
DELISTED
Cano Health, Inc. Redeemable Warrants, each whole warrant is exercisable for one-one hundredth (1/100th) of a share of Class A Common Stock at an exercise price of $1,150
CANO.WS
$25K ﹤0.01%
37,422
– –
BFLY.WS icon
60
Butterfly Network, Inc. Redeemable Warrants, each whole warrant exercisable for one share of Class A common stock, each at an exercise price of $11.50 per share
BFLY.WS
$11.1M
$20K ﹤0.01%
49,393
– –
KPLTW icon
61
Katapult Holdings, Inc. Warrant
KPLTW
$63.6K
$15K ﹤0.01%
100,000
– –
EVOJW
62
DELISTED
Evo Acquisition Corp. Warrant
EVOJW
$11K ﹤0.01%
150,000
– –
GLS.WS
63
DELISTED
Gelesis Holdings, Inc. Warrants, each whole warrant exercisable for one share of Common Stock at an exercise price of $11.50
GLS.WS
$9K ﹤0.01%
82,917
+32,917
+66% +$3.57K
AVTR.PRA
64
DELISTED
Avantor, Inc. Series A Mandatory Convertible Preferred Stock
AVTR.PRA
– –
-528,000
Closed -$54.7M
CHNGU
65
DELISTED
Change Healthcare Inc. Tangible Equity Units
CHNGU
– –
-100,000
Closed -$7.07M
GOAC
66
DELISTED
GO Acquisition Corp. Class A Common Stock
GOAC
– –
-100,000
Closed -$990K
AVAN
67
DELISTED
Avanti Acquisition Corp.
AVAN
– –
-100,000
Closed -$986K
SRSA
68
DELISTED
Sarissa Capital Acquisition Corp. Class A Ordinary Shares
SRSA
– –
-100,000
Closed -$990K
CRHC.WS
69
DELISTED
Cohn Robbins Holdings Corp. Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
CRHC.WS
– –
-100,000
Closed -$77K
TEN
70
DELISTED
Tenneco Inc. Class A Voting Common Stock
TEN
– –
-90,100
Closed -$1.65M
STRY.WS
71
DELISTED
Starry Group Holdings, Inc. Warrants, each whole warrant exercisable to purchase 1.2415 shares of Class A common stock at an exercise price of $11.50 per 1.2415 shares of Class A common stock
STRY.WS
– –
-154,220
Closed -$136K
SWK icon
72
Stanley Black & Decker
SWK
$11.3B
– –
-60,000
Closed -$8.39M
SKYH.WS icon
73
Sky Harbour Group Corporation Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50 per share
SKYH.WS
$58.6M
– –
-196,180
Closed -$296K
PROK icon
74
ProKidney
PROK
$319M
– –
-100,000
Closed -$988K
POST icon
75
Post Holdings
POST
$6.03B
– –
-27,500
Closed -$1.91M
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