AAI

Aequim Alternative Investments Portfolio holdings

AUM $3.07B
This Quarter Return
+2.86%
1 Year Return
+7.89%
3 Year Return
+24.77%
5 Year Return
+58.16%
10 Year Return
–
AUM
$1.55B
AUM Growth
+$1.55B
Cap. Flow
+$60.7M
Cap. Flow %
3.92%
Top 10 Hldgs %
49.76%
Holding
114
New
18
Increased
11
Reduced
1
Closed
12

Top Buys

1
PCGU
PG&E Corporation
PCGU
$35.9M
2
WDAY icon
Workday
WDAY
$15.3M
3
AESC
The AES Corporation
AESC
$9.78M
4
F icon
Ford
F
$9.34M
5
NVTA
Invitae Corporation
NVTA
$5.46M

Top Sells

1
MDB icon
MongoDB
MDB
$26.4M
2
SOLN
The Southern Company
SOLN
$5.19M
3
DCUE
Dominion Energy, Inc. 2019 Series A Corporate Units
DCUE
$5.02M
4
LAZRW
Luminar Technologies, Inc. Warrant
LAZRW
$3.43M
5
PEB icon
Pebblebrook Hotel Trust
PEB
$2.17M

Sector Composition

1 Energy 3.59%
2 Technology 3.24%
3 Consumer Discretionary 2.05%
4 Materials 1.93%
5 Communication Services 1.6%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
SRTAW
51
Strata Critical Medical, Inc. Warrants
SRTAW
$2.02M
$250K 0.02%
+100,000
New +$250K
FPH icon
52
Five Point Holdings
FPH
$391M
$227K 0.01%
30,000
– –
GCMGW icon
53
GCM Grosvenor Inc. Warrant
GCMGW
$30.6M
$226K 0.01%
+193,290
New +$226K
NGA.WS
54
DELISTED
Northern Genesis Acquisition Corp. Redeemable Warrants, each warrant exercisable for shares of commo
NGA.WS
$149K 0.01%
+25,000
New +$149K
MNTSW icon
55
Momentus Inc. Warrant
MNTSW
$309
$82K 0.01%
+18,700
New +$82K
LGVW.WS
56
DELISTED
Longview Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one share of Clas
LGVW.WS
– –
-75,000
Closed -$494K
XL.WS
57
DELISTED
XL Fleet Corp. Redeemable Warrants, each whole warrant exercisable for shares of Class A common stoc
XL.WS
– –
-100,000
Closed -$810K
LAZRW
58
DELISTED
Luminar Technologies, Inc. Warrant
LAZRW
– –
-200,000
Closed -$3.43M
GNOGW
59
DELISTED
Golden Nugget Online Gaming, Inc. Warrant
GNOGW
– –
-44,800
Closed -$403K
DM.WS
60
DELISTED
Desktop Metal, Inc. Redeemable Warrants, each whole warrant exercisable for one share of Class A Com
DM.WS
– –
-100,000
Closed -$481K
RRD
61
DELISTED
RR Donnelley & Sons Co.
RRD
– –
-102,500
Closed -$232K
DCUE
62
DELISTED
Dominion Energy, Inc. 2019 Series A Corporate Units
DCUE
– –
-50,000
Closed -$5.02M
CNR
63
DELISTED
Cornerstone Building Brands, Inc.
CNR
– –
-46,500
Closed -$432K
SOLN
64
DELISTED
The Southern Company
SOLN
– –
-100,000
Closed -$5.19M
BERY
65
DELISTED
Berry Global Group, Inc.
BERY
– –
-15,000
Closed -$843K
SUPN icon
66
Supernus Pharmaceuticals
SUPN
$2.52B
– –
-46,400
Closed -$1.17M
MDB icon
67
MongoDB
MDB
$25.5B
– –
-73,400
Closed -$26.4M
GOTU icon
68
Gaotu Techedu
GOTU
$918M
– –
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