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AAI

Aequim Alternative Investments Portfolio holdings

AUM $5.16B
1-Year Est. Return 9.8%
This Fund
S&P 500
This Quarter Est. Return
+9.33%
1 Year Est. Return
+9.8%
3 Year Est. Return
+24.55%
5 Year Est. Return
+43.05%
10 Year Est. Return
–
AUM
$1.36B
AUM Growth
+$605M
Cap. Flow
-$389M
Cap. Flow %
-28.72%
Top 10 Hldgs %
56.57%
Holding
95
New
15
Increased
10
Reduced
4
Closed
9

Top Buys

Rank Stock Value
1
PCGU
PG&E Corporation
PCGU
+$43.7M
2
CNX icon
CNX Resources
CNX
+$15.8M
3
NEE.PRP
NextEra Energy, Inc. 5.279% Corporate Units
NEE.PRP
+$15M
4
TDOC icon
Teladoc Health
TDOC
+$8.62M
5
EQT icon
EQT Corp
EQT
+$8.09M

Top Sells

Rank Stock Value
1
QTS.PRB
QTS Realty Trust, Inc. 6.50% Series B Cumulative Convertible Perpetual Preferred Stock
QTS.PRB
+$19.2M
2
DHR.PRA
Danaher Corporation 4.75% Mandatory Convertible Preferred Stock, Series A
DHR.PRA
+$13.3M
3
NIO icon
NIO
NIO
+$7.85M
4
BSX.PRA
Boston Scientific Corporation 5.50% Mandatory Convertible Preferred Stock, Series A
BSX.PRA
+$5.59M
5
ENR.PRA
Energizer Holdings, Inc. 7.50% Series A Mandatory Convertible Preferred Stock
ENR.PRA
+$4.16M

Sector Composition

Rank Sector Weight
1 Technology 4.36%
2 Energy 2.74%
3 Materials 1.6%
4 Communication Services 1.54%
5 Healthcare 1.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ECPG icon
51
Encore Capital Group
ECPG
$2.01B
– –
-68,500
Closed -$2.64M
NIO icon
52
NIO
NIO
$12.1B
– –
-369,900
Closed -$7.85M
BSX.PRA
53
DELISTED
Boston Scientific Corporation 5.50% Mandatory Convertible Preferred Stock, Series A
BSX.PRA
– –
-50,000
Closed -$5.59M
DHR.PRA
54
DELISTED
Danaher Corporation 4.75% Mandatory Convertible Preferred Stock, Series A
DHR.PRA
– –
-9,000
Closed -$13.3M
ENR.PRA
55
DELISTED
Energizer Holdings, Inc. 7.50% Series A Mandatory Convertible Preferred Stock
ENR.PRA
– –
-50,000
Closed -$4.16M
QTS.PRB
56
DELISTED
QTS Realty Trust, Inc. 6.50% Series B Cumulative Convertible Perpetual Preferred Stock
QTS.PRB
– –
-135,688
Closed -$19.2M
CATM
57
DELISTED
Cardtronics plc Class A Ordinary Shares (UK)
CATM
– –
-75,400
Closed -$1.49M
UTZ.WS
58
DELISTED
Utz Brands, Inc. Warrants, each whole warrant exercisable for one Class A common stock at an exercis
UTZ.WS
– –
-506,403
Closed -$3.31M
BMY.RT
59
DELISTED
Bristol-Myers Squibb Company Contingent Value Rights
BMY.RT
– –
-50,000
Closed -$113K
1 2
3

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MIM
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PA
Perceptive Advisors New York $5.12B AUM 314.02% 1-Year Est. Return
BG
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MS
Maven Securities St Helier, Jersey $5.2B AUM 44.01% 1-Year Est. Return
CIA
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AUB
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Aequim Alternative Investments's Q4 2020 Portfolio in Review

As of Q4 2020, Aequim Alternative Investments held 95 positions worth $1.36B, up 81% from $751M the previous quarter. Its ten largest holdings account for 57% of the portfolio.

Aequim Alternative Investments withdrew a net $389M in Q4 2020, closing 9 positions and reducing 4 holdings. Its most notable exit was QTS Realty Trust, Inc. 6.50% Series B Cumulative Convertible Perpetual Preferred Stock, an estimated $19.2M position sold in full.

By sector, the portfolio is most concentrated in Technology at 4.4% of assets, up from 3.4% a quarter earlier, followed by Energy and Materials.

Against the trend, Aequim Alternative Investments opened a new position in NextEra Energy, Inc. 5.279% Corporate Units worth $15.3M.

  • Aequim Alternative Investments's largest Q4 2020 buy was NextEra Energy, Inc. 5.279% Corporate Units: 300,000 shares worth $15.3M.
  • Aequim Alternative Investments added most to PG&E Corporation in Q4 2020, an estimated $43.7M increase.
  • Aequim Alternative Investments's biggest Q4 2020 reduction was Invitae Corporation, cutting an estimated $3.26M.
  • Aequim Alternative Investments fully exited QTS Realty Trust, Inc. 6.50% Series B Cumulative Convertible Perpetual Preferred Stock in Q4 2020, selling an estimated $19.2M.
  • Aequim Alternative Investments's ten largest holdings make up 57% of its $1.36B portfolio in Q4 2020.
  • Aequim Alternative Investments opened 15 new positions and closed 9 in Q4 2020.
  • Aequim Alternative Investments's portfolio value rose 81% quarter-over-quarter to $1.36B.

Based on Aequim Alternative Investments's 13F filing for Q4 2020, filed 10 Feb 2021.