AAI

Aequim Alternative Investments Portfolio holdings

AUM $3.07B
This Quarter Return
-1.14%
1 Year Return
+7.89%
3 Year Return
+24.77%
5 Year Return
+58.16%
10 Year Return
–
AUM
$2.51B
AUM Growth
+$2.51B
Cap. Flow
-$491M
Cap. Flow %
-19.6%
Top 10 Hldgs %
37.17%
Holding
111
New
6
Increased
9
Reduced
3
Closed
4

Top Buys

1
PCG.PRX
PG&E Corporation 6.000% Series A Mandatory Convertible Preferred Stock
PCG.PRX
$45M
2
BA.PRA
The Boeing Company Depositary Shares, each representing a 1/20th interest in a share of 6.00% Series A Mandatory Convertible Preferred Stock, par value $1.00
BA.PRA
$23.9M
3
BTSGU icon
BrightSpring Health Services, Inc. Tangible Equity Unit
BTSGU
$9.89M
4
SPOT icon
Spotify
SPOT
$7.87M
5
K icon
Kellanova
K
$4.33M

Top Sells

1
OXY.WS icon
Occidental Petroleum Corporation Warrants to Purchase Common Stock
OXY.WS
$235M
2
EXEEZ
Expand Energy Corporation Class B Warrants
EXEEZ
$207M
3
EXEEW
Expand Energy Corporation Class A Warrants
EXEEW
$109M
4
FLR icon
Fluor
FLR
$15.7M
5
EXEEL
Expand Energy Corporation Class C Warrants
EXEEL
$14M

Sector Composition

1 Communication Services 1.82%
2 Consumer Discretionary 0.94%
3 Financials 0.85%
4 Industrials 0.54%
5 Technology 0.48%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
WOLF icon
26
Wolfspeed
WOLF
$194M
$1.93M 0.08% 630,885 +218,706 +53% +$669K
PSN icon
27
Parsons
PSN
$8.55B
$1.73M 0.07% 29,300 – –
WK icon
28
Workiva
WK
$4.61B
$1.69M 0.07% 22,200 – –
CMPOW icon
29
CompoSecure, Inc. Warrant
CMPOW
$1.13B
$897K 0.04% 231,114 – –
BAX icon
30
Baxter International
BAX
$12.7B
$856K 0.03% 25,000 – –
CLF icon
31
Cleveland-Cliffs
CLF
$5.32B
$600K 0.02% 73,000 – –
OMF icon
32
OneMain Financial
OMF
$7.35B
$412K 0.02% 8,426 – –
NET icon
33
Cloudflare
NET
$72.7B
$372K 0.01% +3,300 New +$372K
GT icon
34
Goodyear
GT
$2.43B
$277K 0.01% 30,000 – –
ZD icon
35
Ziff Davis
ZD
$1.57B
$264K 0.01% 7,033 – –
OI icon
36
O-I Glass
OI
$2B
$229K 0.01% 20,000 – –
ASTLW icon
37
Algoma Steel Group Warrant
ASTLW
$6.47M
$145K 0.01% 414,191 – –
BFLY.WS icon
38
Butterfly Network, Inc. Redeemable Warrants, each whole warrant exercisable for one share of Class A common stock, each at an exercise price of $11.50 per share
BFLY.WS
$11.9M
$4.45K ﹤0.01% +49,393 New +$4.45K
IMTXW
39
DELISTED
Immatics N.V. Warrants
IMTXW
$3.99K ﹤0.01% 252,741 – –
ADNT icon
40
Adient
ADNT
$2.01B
– – -26,500 Closed -$457K
OXY.WS icon
41
Occidental Petroleum Corporation Warrants to Purchase Common Stock
OXY.WS
$24B
– – -8,542,000 Closed -$235M
UBER icon
42
Uber
UBER
$196B
– – 0 – –
EXEEW
43
Expand Energy Corporation Class A Warrants
EXEEW
– – -1,146,996 Closed -$109M
EXEEZ
44
Expand Energy Corporation Class B Warrants
EXEEZ
– – -2,295,261 Closed -$207M
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