AAI

Aequim Alternative Investments Portfolio holdings

AUM $3.07B
This Quarter Return
-0.95%
1 Year Return
+7.89%
3 Year Return
+24.77%
5 Year Return
+58.16%
10 Year Return
–
AUM
$2.84B
AUM Growth
+$2.84B
Cap. Flow
-$54.3M
Cap. Flow %
-1.91%
Top 10 Hldgs %
38.71%
Holding
114
New
4
Increased
8
Reduced
7
Closed
2

Top Buys

1
HPE.PRC
Hewlett Packard Enterprise Company 7.625% Series C Mandatory Convertible Preferred Stock
HPE.PRC
$72.6M
2
BTSGU icon
BrightSpring Health Services, Inc. Tangible Equity Unit
BTSGU
$21.2M
3
NEE.PRS
NextEra Energy, Inc. 7.299% Corporate Units
NEE.PRS
$16.6M
4
WDC icon
Western Digital
WDC
$14.9M
5
SIRI icon
SiriusXM
SIRI
$6.93M

Top Sells

1
EXEEW
Expand Energy Corporation Class A Warrants
EXEEW
$119M
2
CCL icon
Carnival Corp
CCL
$32.3M
3
GTLS.PRB icon
Chart Industries, Inc. Depositary Shares, each Representing a 1/20th Interest in a Share of 6.75% Series B Mandatory Convertible Preferred Stock
GTLS.PRB
$18.7M
4
CNX icon
CNX Resources
CNX
$12M
5
STX icon
Seagate
STX
$9.3M

Sector Composition

1 Energy 2.79%
2 Technology 1.36%
3 Industrials 1.25%
4 Communication Services 1.21%
5 Consumer Discretionary 0.83%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
EPR.PRE icon
26
EPR Properties 9.00% Series E Cumulative Convertible Preferred Shares
EPR.PRE
$108M
$1.53M 0.05%
50,000
– –
GCMGW icon
27
GCM Grosvenor Inc. Warrant
GCMGW
$30.6M
$1.06M 0.04%
1,085,000
– –
BAX icon
28
Baxter International
BAX
$12.1B
$949K 0.03%
25,000
– –
CLF icon
29
Cleveland-Cliffs
CLF
$5.1B
$932K 0.03%
73,000
– –
ZD icon
30
Ziff Davis
ZD
$1.56B
$891K 0.03%
18,314
-51,786
-74% -$2.52M
CMPOW icon
31
CompoSecure, Inc. Warrant
CMPOW
$1.13B
$883K 0.03%
+231,114
New +$883K
ASTLW icon
32
Algoma Steel Group Warrant
ASTLW
$5.71M
$714K 0.03%
414,191
– –
EEFT icon
33
Euronet Worldwide
EEFT
$3.71B
$655K 0.02%
6,600
– –
CPRI icon
34
Capri Holdings
CPRI
$2.47B
$637K 0.02%
15,000
– –
ADNT icon
35
Adient
ADNT
$1.97B
$598K 0.02%
26,500
– –
IMTXW
36
DELISTED
Immatics N.V. Warrants
IMTXW
$581K 0.02%
252,741
– –
OMF icon
37
OneMain Financial
OMF
$7.26B
$397K 0.01%
8,426
– –
GT icon
38
Goodyear
GT
$2.41B
$266K 0.01%
30,000
– –
OI icon
39
O-I Glass
OI
$1.93B
$262K 0.01%
20,000
– –
ALUR.WS icon
40
Allurion Technologies Warrants
ALUR.WS
$232K
$4.93K ﹤0.01%
122,500
– –
BFLY.WS icon
41
Butterfly Network, Inc. Redeemable Warrants, each whole warrant exercisable for one share of Class A common stock, each at an exercise price of $11.50 per share
BFLY.WS
$11.1M
$4.05K ﹤0.01%
49,393
– –
STX icon
42
Seagate
STX
$37.1B
– –
-90,100
Closed -$9.3M
UBER icon
43
Uber
UBER
$194B
– –
0
– –
LSXMA
44
DELISTED
Liberty Media Corporation Series A Liberty SiriusXM Common Stock
LSXMA
– –
-236,700
Closed -$5.24M
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