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AAI

Aequim Alternative Investments Portfolio holdings

AUM $5.16B
1-Year Est. Return 9.8%
This Fund
S&P 500
This Quarter Est. Return
+9.33%
1 Year Est. Return
+9.8%
3 Year Est. Return
+24.55%
5 Year Est. Return
+43.05%
10 Year Est. Return
–
AUM
$1.36B
AUM Growth
+$605M
Cap. Flow
-$389M
Cap. Flow %
-28.72%
Top 10 Hldgs %
56.57%
Holding
95
New
15
Increased
10
Reduced
4
Closed
9

Top Buys

Rank Stock Value
1
PCGU
PG&E Corporation
PCGU
+$43.7M
2
CNX icon
CNX Resources
CNX
+$15.8M
3
NEE.PRP
NextEra Energy, Inc. 5.279% Corporate Units
NEE.PRP
+$15M
4
TDOC icon
Teladoc Health
TDOC
+$8.62M
5
EQT icon
EQT Corp
EQT
+$8.09M

Top Sells

Rank Stock Value
1
QTS.PRB
QTS Realty Trust, Inc. 6.50% Series B Cumulative Convertible Perpetual Preferred Stock
QTS.PRB
+$19.2M
2
DHR.PRA
Danaher Corporation 4.75% Mandatory Convertible Preferred Stock, Series A
DHR.PRA
+$13.3M
3
NIO icon
NIO
NIO
+$7.85M
4
BSX.PRA
Boston Scientific Corporation 5.50% Mandatory Convertible Preferred Stock, Series A
BSX.PRA
+$5.59M
5
ENR.PRA
Energizer Holdings, Inc. 7.50% Series A Mandatory Convertible Preferred Stock
ENR.PRA
+$4.16M

Sector Composition

Rank Sector Weight
1 Technology 4.36%
2 Energy 2.74%
3 Materials 1.6%
4 Communication Services 1.54%
5 Healthcare 1.04%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
POST icon
26
Post Holdings
POST
$3.45B
$2.78M 0.2%
42,020
– –
ZS icon
27
Zscaler
ZS
$28.6B
$2.5M 0.18%
+12,500
New +$1.99M
MTOR
28
DELISTED
MERITOR, Inc.
MTOR
$2.17M 0.16%
77,800
– –
DCH
29
Dauch Corp
DCH
$1.58B
$2.12M 0.16%
254,000
+54,000
+27% +$406K
BKNG icon
30
Booking.com
BKNG
$160B
$2.04M 0.15%
22,875
– –
NVTA
31
DELISTED
Invitae Corporation
NVTA
$1.99M 0.15%
47,700
-68,300
-59% -$3.26M
LNG icon
32
Cheniere Energy
LNG
$54.9B
$1.5M 0.11%
24,900
– –
ON icon
33
ON Semiconductor
ON
$31.1B
$1.26M 0.09%
38,600
-7,600
-16% -$212K
SUPN icon
34
Supernus Pharmaceuticals
SUPN
$2.74B
$1.17M 0.09%
46,400
– –
JAZZ icon
35
Jazz Pharmaceuticals
JAZZ
$16.7B
$1.09M 0.08%
6,600
– –
BMRN icon
36
BioMarin Pharmaceuticals
BMRN
$13.3B
$982K 0.07%
11,200
– –
BERY
37
DELISTED
Berry Global Group, Inc.
BERY
$843K 0.06%
16,335
– –
XL.WS
38
DELISTED
XL Fleet Corp. Redeemable Warrants, each whole warrant exercisable for shares of Class A common stoc
XL.WS
$810K 0.06%
+100,000
New +$835K
OI icon
39
O-I Glass
OI
$1.08B
$789K 0.06%
66,300
-66,200
-50% -$755K
ECHO
40
EchoStar
ECHO
$25.9B
$636K 0.05%
30,000
– –
ADNT icon
41
Adient
ADNT
$1.44B
$574K 0.04%
16,500
– –
LGVW.WS
42
DELISTED
Longview Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one share of Clas
LGVW.WS
$494K 0.04%
+75,000
New +$190K
DM.WS
43
DELISTED
Desktop Metal, Inc. Redeemable Warrants, each whole warrant exercisable for one share of Class A Com
DM.WS
$481K 0.04%
+100,000
New +$494K
CNR
44
DELISTED
Cornerstone Building Brands, Inc.
CNR
$432K 0.03%
+46,500
New +$413K
GNOGW
45
DELISTED
Golden Nugget Online Gaming, Inc. Warrant
GNOGW
$403K 0.03%
+44,800
New +$426K
IMTXW
46
DELISTED
Immatics N.V. Warrants
IMTXW
$288K 0.02%
100,000
– –
BHC icon
47
Bausch Health
BHC
$2.37B
$270K 0.02%
13,000
– –
RRD
48
DELISTED
RR Donnelley & Sons Co.
RRD
$232K 0.02%
102,500
– –
GOTU icon
49
PUT
Gaotu Techedu
GOTU
$444M
$176K 0.01%
450
– –
FPH icon
50
Five Point Holdings
FPH
$376M
$164K 0.01%
30,000
– –
1
2
3

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MIM
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PA
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BG
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MS
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CIA
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AUB
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AC
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Aequim Alternative Investments's Q4 2020 Portfolio in Review

As of Q4 2020, Aequim Alternative Investments held 95 positions worth $1.36B, up 81% from $751M the previous quarter. Its ten largest holdings account for 57% of the portfolio.

Aequim Alternative Investments withdrew a net $389M in Q4 2020, closing 9 positions and reducing 4 holdings. Its most notable exit was QTS Realty Trust, Inc. 6.50% Series B Cumulative Convertible Perpetual Preferred Stock, an estimated $19.2M position sold in full.

By sector, the portfolio is most concentrated in Technology at 4.4% of assets, up from 3.4% a quarter earlier, followed by Energy and Materials.

Against the trend, Aequim Alternative Investments opened a new position in NextEra Energy, Inc. 5.279% Corporate Units worth $15.3M.

  • Aequim Alternative Investments's largest Q4 2020 buy was NextEra Energy, Inc. 5.279% Corporate Units: 300,000 shares worth $15.3M.
  • Aequim Alternative Investments added most to PG&E Corporation in Q4 2020, an estimated $43.7M increase.
  • Aequim Alternative Investments's biggest Q4 2020 reduction was Invitae Corporation, cutting an estimated $3.26M.
  • Aequim Alternative Investments fully exited QTS Realty Trust, Inc. 6.50% Series B Cumulative Convertible Perpetual Preferred Stock in Q4 2020, selling an estimated $19.2M.
  • Aequim Alternative Investments's ten largest holdings make up 57% of its $1.36B portfolio in Q4 2020.
  • Aequim Alternative Investments opened 15 new positions and closed 9 in Q4 2020.
  • Aequim Alternative Investments's portfolio value rose 81% quarter-over-quarter to $1.36B.

Based on Aequim Alternative Investments's 13F filing for Q4 2020, filed 10 Feb 2021.