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AAI

Aequim Alternative Investments Portfolio holdings

AUM $5.16B
1-Year Est. Return 9.8%
This Fund
S&P 500
This Quarter Est. Return
+1.11%
1 Year Est. Return
+9.8%
3 Year Est. Return
+24.55%
5 Year Est. Return
+43.05%
10 Year Est. Return
–
AUM
$499M
AUM Growth
+$145M
Cap. Flow
-$180M
Cap. Flow %
-35.98%
Top 10 Hldgs %
60.71%
Holding
57
New
7
Increased
13
Reduced
2
Closed
3

Top Buys

Rank Stock Value
1
CFXA
Colfax Corporation 5.75% Tangible Equity Units
CFXA
+$11.2M
2
MDCO
Medicines Co
MDCO
+$7.04M
3
TDOC icon
Teladoc Health
TDOC
+$5.98M
4
DCUE
Dominion Energy, Inc. 2019 Series A Corporate Units
DCUE
+$5.15M
5
ENR.PRA
Energizer Holdings, Inc. 7.50% Series A Mandatory Convertible Preferred Stock
ENR.PRA
+$4.48M

Top Sells

Rank Stock Value
1
DHR.PRA
Danaher Corporation 4.75% Mandatory Convertible Preferred Stock, Series A
DHR.PRA
+$8.29M
2
ETSY icon
Etsy
ETSY
+$2.91M
3
ASCMA
Ascent Capital Group, Inc. Series A
ASCMA
+$465K
4
NIO icon
NIO
NIO
+$306K

Sector Composition

Rank Sector Weight
1 Technology 5.61%
2 Healthcare 3.74%
3 Consumer Discretionary 2.34%
4 Communication Services 1.16%
5 Industrials 0.74%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CATM
26
DELISTED
Cardtronics plc Class A Ordinary Shares (UK)
CATM
$1.04M 0.21%
+34,392
New +$1.02M
MNDT
27
DELISTED
Mandiant, Inc. Common Stock
MNDT
$994K 0.2%
74,500
– –
LNG icon
28
Cheniere Energy
LNG
$52.9B
$788K 0.16%
12,500
– –
BHC icon
29
Bausch Health
BHC
$2.34B
$728K 0.15%
33,300
– –
ETSY icon
30
Etsy
ETSY
$7.85B
$706K 0.14%
12,500
-49,500
-80% -$2.91M
CNSL
31
DELISTED
Consolidated Communications Holdings, Inc.
CNSL
$421K 0.08%
88,500
– –
RRD
32
DELISTED
RR Donnelley & Sons Co.
RRD
$386K 0.08%
102,500
– –
JCP
33
DELISTED
J.C. Penney Company, Inc.
JCP
$356K 0.07%
400,000
– –
TLRY icon
34
Tilray
TLRY
$622M
$235K 0.05%
950
– –
BBWI icon
35
Bath & Body Works
BBWI
$4.1B
$196K 0.04%
12,370
– –
PYX
36
DELISTED
Pyxus International, Inc.
PYX
$196K 0.04%
+15,000
New +$217K
NIO icon
37
NIO
NIO
$11.9B
$47K 0.01%
30,300
-100,000
-77% -$306K
DHR.PRA
38
DELISTED
Danaher Corporation 4.75% Mandatory Convertible Preferred Stock, Series A
DHR.PRA
– –
-7,500
Closed -$8.29M
ASCMA
39
DELISTED
Ascent Capital Group, Inc. Series A
ASCMA
– –
-430,984
Closed -$465K
1
2

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SCM
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MIM
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PA
Perceptive Advisors New York $5.12B AUM 314.02% 1-Year Est. Return
BG
Baupost Group Boston, Massachusetts $5.12B AUM 15.99% 1-Year Est. Return
MS
Maven Securities St Helier, Jersey $5.2B AUM 44.01% 1-Year Est. Return
CIA
Choate Investment Advisors Boston, Massachusetts $5.11B AUM 17.2% 1-Year Est. Return
AUB
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AC
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Aequim Alternative Investments's Q3 2019 Portfolio in Review

As of Q3 2019, Aequim Alternative Investments held 57 positions worth $499M, up 41% from $354M the previous quarter. Its ten largest holdings account for 61% of the portfolio.

Aequim Alternative Investments withdrew a net $180M in Q3 2019, closing 3 positions and reducing 2 holdings. Its most notable exit was Danaher Corporation 4.75% Mandatory Convertible Preferred Stock, Series A, an estimated $8.29M position sold in full.

By sector, the portfolio is most concentrated in Technology at 5.6% of assets, down from 7.7% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, Aequim Alternative Investments opened a new position in Medicines Co worth $8.83M.

  • Aequim Alternative Investments's largest Q3 2019 buy was Medicines Co: 176,600 shares worth $8.83M.
  • Aequim Alternative Investments added most to Colfax Corporation 5.75% Tangible Equity Units in Q3 2019, an estimated $11.2M increase.
  • Aequim Alternative Investments's biggest Q3 2019 reduction was Etsy, cutting an estimated $2.91M.
  • Aequim Alternative Investments fully exited Danaher Corporation 4.75% Mandatory Convertible Preferred Stock, Series A in Q3 2019, selling an estimated $8.29M.
  • Aequim Alternative Investments's ten largest holdings make up 61% of its $499M portfolio in Q3 2019.
  • Aequim Alternative Investments opened 7 new positions and closed 3 in Q3 2019.
  • Aequim Alternative Investments's portfolio value rose 41% quarter-over-quarter to $499M.

Based on Aequim Alternative Investments's 13F filing for Q3 2019, filed 14 Nov 2019.