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First Trust Smith Unconstrained Bond ETF
UCON

Name Holding Trade Value Shares
Change 		Change in
Stake
EW
276
Entruity Wealth
California
– -$5.51M -222,447 Closed
IAA
277
Independent Advisor Alliance
North Carolina
– -$5.02M -202,703 Closed
OMC
278
Old Mission Capital
Illinois
– -$4.46M -180,009 Closed
SPC
279
Sigma Planning Corp
Michigan
– -$1.29M -52,079 Closed
HF
280
HRT Financial
New York
– -$732K -29,579 Closed
Renaissance Technologies
281
Renaissance Technologies
New York
– -$451K -18,200 Closed
FTUS
282
Flow Traders U.S.
New York
– -$345K -13,926 Closed
AI
283
Atria Investments
North Carolina
– -$344K -13,903 Closed
TSS
284
Two Sigma Securities
New York
– -$247K -9,978 Closed
CA
285
Calton & Associates
Florida
– -$246K -9,928 Closed
PNC
286
Park National Corp
Ohio
– -$236K -9,535 Closed
AAS
287
Asset Allocation Strategies
Michigan
– -$235K -9,486 Closed
FZCM
288
Flynn Zito Capital Management
New York
– -$234K -9,465 Closed
ML
289
McAdam LLC
Pennsylvania
– -$226K -9,143 Closed
MWA
290
Merkkuri Wealth Advisors
New York
– -$205K -8,270 Closed
BEI
291
Benjamin Edwards Inc
Missouri
– -$204K -8,222 Closed
AGWCA
292
Annis Gardner Whiting Capital Advisors
Florida
– -$157K -6,356 Closed
HHCP
293
Hilton Head Capital Partners
South Carolina
– -$100K -4,050 Closed
RFP
294
Root Financial Partners
California
– -$59.7K -2,409 Closed
MCM
295
MAI Capital Management
Ohio
– -$42.8K -1,726 Closed
SIS
296
Sound Income Strategies
Florida
– -$38.9K -1,569 Closed
AUB
297
Atlantic Union Bankshares
Virginia
– -$34.2K -1,382 Closed
CA
298
Clearstead Advisors
Ohio
– -$18.9K -762 Closed
NB
299
NBT Bank
New York
– -$16.9K -682 Closed
BC
300
Barrett & Company
Rhode Island
– -$930 -38 Closed
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