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First Trust Smith Unconstrained Bond ETF
UCON

171 hedge funds and large institutions have $1.02B invested in First Trust Smith Unconstrained Bond ETF in 2022 Q3 according to their latest regulatory filings, with 20 funds opening new positions, 77 increasing their positions, 56 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

186% more first-time investments, than exits

New positions opened: 20 | Existing positions closed: 7

38% more repeat investments, than reductions

Existing positions increased: 77 | Existing positions reduced: 56

31% more funds holding in top 10

Funds holding in top 10: 13 → 17 (+4)

14% more capital invested

Capital invested by funds: $895M → $1.02B (+$127M)

7% more funds holding

Funds holding: 160 → 171 (+11)

6.02% more ownership

Funds ownership: 74.6% → 80.61% (+6%)

Holders
171
Holders Change
+11
Holders Change %
+6.88%
% of All Funds
2.95%
Holding in Top 10
17
Holding in Top 10 Change
+4
Holding in Top 10 Change %
+30.77%
% of All Funds
0.29%
New
20
Increased
77
Reduced
56
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
CW
Connectus Wealth
Ohio
+$33.8M
2
Morgan Stanley
Morgan Stanley
New York
+$32.1M
3
Truist Financial
Truist Financial
North Carolina
+$16M
4
Envestnet Asset Management
Envestnet Asset Management
Illinois
+$14M
5
UBS Group
UBS Group
Switzerland
+$9.74M

Top Sellers

Rank Fund Capital Flow
1
FPF
First Pacific Financial
Washington
-$9.89M
2
MAM
Madison Asset Management
Wisconsin
-$7.23M
3
Bank of America
Bank of America
North Carolina
-$5.94M
4
First Trust Advisors
First Trust Advisors
Illinois
-$2.99M
5
FHC
First Heartland Consultants
Missouri
-$2.75M
Name Holding Trade Value Shares
Change 		Change in
Stake
ODG
151
O'Dell Group
Ohio
$44K +$246 +10 +0.5%
AWM
152
Avior Wealth Management
Nebraska
$43K +$44.7K +1,814 New
CFGS
153
Concourse Financial Group Securities
Alabama
$38K – – –
SWM
154
Spire Wealth Management
Virginia
$36K -$792K -32,177 -95%
IWP
155
IAG Wealth Partners
Wisconsin
$36K – – –
SOS
156
Silver Oak Securities
Tennessee
$31.1K +$32K +1,300 New
Carson Wealth (CWM LLC)
157
Carson Wealth (CWM LLC)
Nebraska
$30K – – –
Wells Fargo
158
Wells Fargo
California
$28K -$31.6K -1,283 -53%
OPW
159
Oxler Private Wealth
New York
$25K – – –
BFEC
160
Benjamin F. Edwards & Company
Missouri
$18K – – –
HCP
161
Hexagon Capital Partners
Arkansas
$15K +$15.9K +647 New
GI
162
Gradient Investments
Minnesota
$13K – – –
GWSG
163
GPS Wealth Strategies Group
Colorado
$12K – – –
PB
164
Pinnacle Bancorp
Nebraska
$8K – – –
ACA
165
Aptus Capital Advisors
Alabama
$8K +$8.15K +331 New
LFGH
166
Lee Financial Group Hawaii
Hawaii
$7.86K -$109K -4,428 -1%
CAL
167
Capital Analysts LLC
Pennsylvania
$7K -$1.01K -41 -12%
FHC
168
First Heartland Consultants
Missouri
$4.73K -$2.75M -111,874 -36%
TAM
169
Tucker Asset Management
Colorado
$2.01K – – –
Fifth Third Bancorp
170
Fifth Third Bancorp
Ohio
$1K – – –
FFA
171
Fi3 Financial Advisors
Indiana
– -$2.39M -97,766 Closed
OC
172
Oppenheimer & Co
New York
– -$2.21M -90,293 Closed
Rockefeller Capital Management
173
Rockefeller Capital Management
New York
– -$1.88M -76,444 -100%
VWA
174
V Wealth Advisors
Kansas
– -$319K -13,028 Closed
AAS
175
Avantax Advisory Services
Texas
– -$211K -8,618 Closed
4 5 6
7
8

UCON Hedge Fund Activity: Q3 2022 in Review

171 of the 5,805 institutional investors tracked by Wall St. Rank reported a position in First Trust Smith Unconstrained Bond ETF (UCON) for Q3 2022, worth a combined $1.02B — up 14% from $895M a quarter earlier.

Buyers outnumbered sellers: 20 funds opened new UCON positions and 7 closed out — a net gain of 13 holders — while 77 added to existing stakes and 56 trimmed.

The largest buyer was Connectus Wealth, opening a new position worth an estimated $33.8M. The largest seller was First Pacific Financial, cutting an estimated $9.89M.

  • 171 institutional investors held First Trust Smith Unconstrained Bond ETF (UCON) as of Q3 2022, up from 160 in Q2 2022.
  • Funds reported $1.02B of First Trust Smith Unconstrained Bond ETF stock for Q3 2022, up 14% quarter-over-quarter.
  • 20 funds opened new First Trust Smith Unconstrained Bond ETF positions in Q3 2022 and 7 closed out, a net change of +13 holders.
  • The largest First Trust Smith Unconstrained Bond ETF buyer in Q3 2022 was Connectus Wealth, an estimated $33.8M added.
  • The largest First Trust Smith Unconstrained Bond ETF seller in Q3 2022 was First Pacific Financial, an estimated $9.89M sold.

Based on aggregated 13F filings for Q3 2022.