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First Trust Smith Unconstrained Bond ETF
UCON

Overview Fund Activity

171 hedge funds and large institutions have $1.02B invested in First Trust Smith Unconstrained Bond ETF in 2022 Q3 according to their latest regulatory filings, with 20 funds opening new positions, 77 increasing their positions, 56 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
171
Holders Change
+11
Holders Change %
+6.88%
% of All Funds
2.96%
Holding in Top 10
17
Holding in Top 10 Change
+4
Holding in Top 10 Change %
+30.77%
% of All Funds
0.29%
New
20
Increased
77
Reduced
56
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
CW
1
Connectus Wealth
Ohio
$32.7M
2
Morgan Stanley
2
Morgan Stanley
New York
$145M
3
Truist Financial
3
Truist Financial
North Carolina
$17.2M
4
Envestnet Asset Management
4
Envestnet Asset Management
Illinois
$32.6M
5
UBS Group
5
UBS Group
Switzerland
$25.4M

Top Sellers

1
FPF
1
First Pacific Financial
Washington
$1.15M
2
MAM
2
Madison Asset Management
Wisconsin
$5.8M
3
Bank of America
3
Bank of America
North Carolina
$41.8M
4
First Trust Advisors
4
First Trust Advisors
Illinois
$25.2M
5
FFA
5
Fi3 Financial Advisors
Indiana
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
ODG
151
O'Dell Group
Ohio
$44K +$238 +10 +0.5%
AWM
152
Avior Wealth Management
Nebraska
$43K +$43K +1,814 New
CFGS
153
Concourse Financial Group Securities
Alabama
$38K – – –
SWM
154
Spire Wealth Management
Virginia
$36K -$759K -32,177 -95%
IWP
155
IAG Wealth Partners
Wisconsin
$36K – – –
SOS
156
Silver Oak Securities
Tennessee
$31.1K +$31.1K +1,300 New
Carson Wealth (CWM LLC)
157
Carson Wealth (CWM LLC)
Nebraska
$30K – – –
Wells Fargo
158
Wells Fargo
California
$28K -$31K -1,283 -53%
OPW
159
Oxler Private Wealth
New York
$25K – – –
BFEC
160
Benjamin F. Edwards & Company
Missouri
$18K – – –
HCP
161
Hexagon Capital Partners
Arkansas
$15K +$15K +647 New
GI
162
Gradient Investments
Minnesota
$13K – – –
GWSG
163
GPS Wealth Strategies Group
Colorado
$12K – – –
PB
164
Pinnacle Bancorp
Nebraska
$8K – – –
ACA
165
Aptus Capital Advisors
Alabama
$8K +$8K +331 New
LFGH
166
Lee Financial Group Hawaii
Hawaii
$7.86K -$105 -4,428 -1%
CAL
167
Capital Analysts LLC
Pennsylvania
$7K -$957 -41 -12%
FHC
168
First Heartland Consultants
Missouri
$4.73K -$2.67K -111,874 -36%
TAM
169
Tucker Asset Management
Colorado
$2.01K – – –
Fifth Third Bancorp
170
Fifth Third Bancorp
Ohio
$1K – – –
FFA
171
Fi3 Financial Advisors
Indiana
– -$2.39M -97,766 Closed
OC
172
Oppenheimer & Co
New York
– -$2.21M -90,293 Closed
VWA
173
V Wealth Advisors
Kansas
– -$319K -13,028 Closed
AAS
174
Avantax Advisory Services
Texas
– -$211K -8,618 Closed
Northwestern Mutual Wealth Management
175
Northwestern Mutual Wealth Management
Wisconsin
– -$14K -581 Closed
4 5 6
7
8