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TSI

TCW Strategic Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
LCM
26
Landscape Capital Management
New Jersey
$239K +$124K +23,442 +109%
RJA
27
Raymond James & Associates
Florida
$203K +$5.88K +1,115 +3%
NSIM
28
North Star Investment Management
Illinois
$196K +$39.1K +7,400 +25%
DWT
29
Dorsey & Whitney Trust
South Dakota
$194K
AIA
30
Allegis Investment Advisors
Idaho
$186K +$23.7K +4,491 +15%
Stifel Financial
31
Stifel Financial
Missouri
$159K -$11.1K -2,100 -7%
LTFS
32
Ladenburg Thalmann Financial Services
Florida
$145K -$5.26K -997 -4%
IA
33
IFP Advisors
Florida
$132K +$206 +39 +0.2%
NFG
34
Next Financial Group
Texas
$126K +$95K +18,000 +316%
BFEC
35
Benjamin F. Edwards & Company
Missouri
$125K +$124K +23,402 New
MBA
36
McQueen Ball & Associates
Pennsylvania
$119K
TJHA
37
Thomas J. Herzfeld Advisors
Florida
$117K
SKK
38
Shepherd Kaplan Krochuk
Massachusetts
$116K -$22.6K -4,280 -16%
WT
39
Whittier Trust
California
$116K -$10.6K -2,000 -8%
SIA
40
SeaBridge Investment Advisors
New Jersey
$108K
WS
41
Wedbush Securities
California
$97K -$39.9K -7,569 -29%
Cambridge Investment Research Advisors
42
Cambridge Investment Research Advisors
Iowa
$96K -$30.7K -5,808 -24%
US Bancorp
43
US Bancorp
Minnesota
$95K
WTC
44
WhitTier Trust Company
Nevada
$94K
FWM
45
Focused Wealth Management
New York
$92K -$8.67K -1,642 -9%
IAA
46
Ironsides Asset Advisors
North Carolina
$88K +$87.6K +16,596 New
NPC
47
National Planning Corporation
California
$79K
GC
48
Guggenheim Capital
Illinois
$73K +$72.3K +13,704 New
VKH
49
Virtu KCG Holdings
New York
$68K +$67.6K +12,815 New
BW
50
Biegel & Waller
Maryland
$67K +$64.1K +12,142 New