National Planning Corporation’s TCW Strategic Income Fund TSI Stock Holding History

National Planning Corporation’s Portfolio TSI Stock Details TSI Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q4	–	Sell	-12,346	Closed	-$72K	–	556
2017 Q3	$72K	Hold	12,346	–	–	0.01%	669
2017 Q2	$69K	Sell	12,346 -346	-3%	-$1.91K	0.01%	728
2017 Q1	$68K	Sell	12,692 -2,000	-14%	-$10.9K	0.01%	696
2016 Q4	$79K	Hold	14,692	–	–	0.01%	680
2016 Q3	$78K	Hold	14,692	–	–	0.01%	641
2016 Q2	$79K	Hold	14,692	–	–	0.01%	650
2016 Q1	$78K	Hold	14,692	–	–	0.01%	626
2015 Q4	$76K	Hold	14,692	–	–	0.01%	704
2015 Q3	$78K	Hold	14,692	–	–	0.01%	606
2015 Q2	$77K	Sell	14,692 -500	-3%	-$2.69K	0.01%	629
2015 Q1	$82K	Hold	15,192	–	–	0.01%	629
2014 Q4	$81.7K	Buy	15,192 +346	+2%	+$1.9K	0.01%	1013
2014 Q3	$82K	Sell	14,846 -346	-2%	-$1.93K	0.01%	729
2014 Q2	$84K	Hold	15,192	–	–	0.01%	736
2014 Q1	$83K	Hold	15,192	–	–	0.01%	698
2013 Q4	$82K	Buy	15,192 +500	+3%	+$2.71K	0.01%	680
2013 Q3	$80K	Hold	14,692	–	–	0.01%	646
2013 Q2	$81K	Buy	+14,692	New	+$85.3K	0.01%	520

Other funds holding TSI

RVPG

Relative Value Partners Group $772M AUM 15.6% 1-Year Est. Return

NCM

Northside Capital Management Hood River, Oregon $1.22B AUM 20.77% 1-Year Est. Return

SIA

Sit Investment Associates Minneapolis, Minnesota $4.93B AUM 12.22% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

FFA

First Foundation Advisors Irvine, California $2.48B AUM 18.56% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

WMG

WESCAP Management Group Glendale, California $508M AUM 18.98% 1-Year Est. Return

IFWM

Institute for Wealth Management Denver, Colorado $1.13B AUM 39.73% 1-Year Est. Return

DHFB

Dixon Hubard Feinour & Brown Roanoke, Virginia $842M AUM 2.74% 1-Year Est. Return

National Planning Corporation's TSI Position: Q4 2017 in Review

National Planning Corporation sold out of TCW Strategic Income Fund (TSI) in Q4 2017, closing a stake of 12,346 shares — an estimated $72K sold.

National Planning Corporation first reported a position in TSI in Q2 2013 and held it in 18 quarters. The position peaked at $84K in Q2 2014. 66 funds tracked by Wall St. Rank hold TSI as of Q4 2017.

National Planning Corporation reported no remaining TCW Strategic Income Fund position as of Q4 2017 after selling out during the quarter.
National Planning Corporation sold 12,346 TCW Strategic Income Fund shares in Q4 2017, an estimated $72K.
National Planning Corporation first reported a position in TCW Strategic Income Fund in Q2 2013 and held it in 18 quarters.
National Planning Corporation's TCW Strategic Income Fund position peaked at $84K in Q2 2014.
66 funds tracked by Wall St. Rank held TCW Strategic Income Fund as of Q4 2017.

Based on National Planning Corporation's 13F filing for Q4 2017, filed 14 Feb 2018.