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TSI

TCW Strategic Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
SIA
1
Sit Investment Associates
Minnesota
$12.2M -$1.16M -201,497 -9%
Morgan Stanley
2
Morgan Stanley
New York
$8.35M +$290K +50,347 +4%
NCM
3
Northside Capital Management
Oregon
$7.37M -$4.99K -865 -0.1%
FFA
4
First Foundation Advisors
California
$4.75M -$217K -37,567 -4%
Invesco
5
Invesco
Georgia
$4.57M +$458K +79,453 +11%
RJA
6
Raymond James & Associates
Florida
$3.68M +$320K +55,414 +10%
Ameriprise
7
Ameriprise
Minnesota
$3.61M +$107K +18,471 +3%
BI
8
Berkeley Inc
Idaho
$3.2M -$40K -6,927 -1%
RJFSA
9
Raymond James Financial Services Advisors
Florida
$2.64M -$496K -86,028 -16%
BFEC
10
Benjamin F. Edwards & Company
Missouri
$1.73M +$189K +32,733 +13%
SIA
11
SeaBridge Investment Advisors
New Jersey
$1.6M -$5.21K -904 -0.3%
FM
12
Family Management
New York
$1.42M -$40K -6,941 -3%
Stifel Financial
13
Stifel Financial
Missouri
$1.35M +$15.3K +2,649 +1%
Wells Fargo
14
Wells Fargo
California
$1.31M -$41.2K -7,150 -3%
Commonwealth Equity Services
15
Commonwealth Equity Services
Massachusetts
$1.31M -$512K -88,807 -29%
UBS Group
16
UBS Group
Switzerland
$969K -$76.4K -13,239 -7%
IFWM
17
Institute for Wealth Management
Colorado
$957K
RVPG
18
Relative Value Partners Group
$912K -$722K -125,133 -45%
Osaic Holdings
19
Osaic Holdings
Arizona
$620K +$143K +24,763 +31%
DHFB
20
Dixon Hubard Feinour & Brown
Virginia
$570K
Northwestern Mutual Wealth Management
21
Northwestern Mutual Wealth Management
Wisconsin
$519K -$3.6K -624 -0.7%
HighTower Advisors
22
HighTower Advisors
Illinois
$429K +$784 +136 +0.2%
CIC
23
Carnegie Investment Counsel
Ohio
$358K
SPC
24
Sigma Planning Corp
Michigan
$320K -$19.3K -3,344 -6%
Royal Bank of Canada
25
Royal Bank of Canada
Ontario, Canada
$256K +$7.68K +1,332 +3%