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TSI

TCW Strategic Income Fund
TSI

Name Holding Trade Value Shares
Change 		Change in
Stake
NCM
1
Northside Capital Management
Oregon
$6.95M -$446K -79,818 -6%
SIA
2
Sit Investment Associates
Minnesota
$5.87M -$3.82M -683,199 -38%
FFA
3
First Foundation Advisors
California
$5.57M +$39.3K +7,042 +0.7%
Wells Fargo
4
Wells Fargo
California
$4.36M +$627K +112,247 +15%
Invesco
5
Invesco
Georgia
$4.05M +$490K +87,706 +13%
Morgan Stanley
6
Morgan Stanley
New York
$4M -$108K -19,399 -2%
RJA
7
Raymond James & Associates
Florida
$4M +$259K +46,432 +6%
Commonwealth Equity Services
8
Commonwealth Equity Services
Massachusetts
$2.32M +$575K +102,876 +30%
Ameriprise
9
Ameriprise
Minnesota
$2.18M +$79.3K +14,184 +3%
RJFSA
10
Raymond James Financial Services Advisors
Florida
$1.74M +$268K +47,961 +17%
SIA
11
SeaBridge Investment Advisors
New Jersey
$1.31M +$37.2K +6,655 +3%
BFEC
12
Benjamin F. Edwards & Company
Missouri
$1.17M +$113K +20,266 +10%
IFWM
13
Institute for Wealth Management
Colorado
$873K -$306K -54,812 -25%
UBS Group
14
UBS Group
Switzerland
$836K -$90.3K -16,167 -9%
DHFB
15
Dixon Hubard Feinour & Brown
Virginia
$622K -$165K -29,500 -20%
First Manhattan
16
First Manhattan
New York
$557K – – –
MWM
17
Merriman Wealth Management
Washington
$454K -$234K -41,816 -32%
Stifel Financial
18
Stifel Financial
Missouri
$444K -$62.7K -11,228 -12%
SPC
19
Sigma Planning Corp
Michigan
$425K +$220K +39,335 +92%
CIC
20
Carnegie Investment Counsel
Ohio
$424K +$89.4K +16,000 +24%
HighTower Advisors
21
HighTower Advisors
Illinois
$373K +$18.4K +3,287 +5%
RVPG
22
Relative Value Partners Group
$365K -$1.5M -269,232 -80%
Osaic Holdings
23
Osaic Holdings
Arizona
$358K +$386K +69,100 New
BFO
24
Biltmore Family Office
North Carolina
$352K +$48.6K +8,703 +15%
Royal Bank of Canada
25
Royal Bank of Canada
Ontario, Canada
$262K +$5.43K +972 +2%
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