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TSI

TCW Strategic Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
SIA
1
Sit Investment Associates
Minnesota
$19.8M +$4.2M +851,932 +26%
1CP
2
1607 Capital Partners
Virginia
$8.59M -$121K -24,562 -1%
NCM
3
Northside Capital Management
Oregon
$5.72M
RVPG
4
Relative Value Partners Group
$5.56M -$683K -138,487 -11%
Morgan Stanley
5
Morgan Stanley
New York
$5.42M -$173K -34,983 -3%
BI
6
Berkeley Inc
Idaho
$5.26M +$521K +105,581 +10%
Ameriprise
7
Ameriprise
Minnesota
$3.8M +$258K +52,301 +7%
RJA
8
Raymond James & Associates
Florida
$3.65M -$426K -86,300 -10%
Invesco
9
Invesco
Georgia
$2.91M +$5.17K +1,048 +0.2%
SIA
10
SeaBridge Investment Advisors
New Jersey
$1.87M +$570K +115,520 +41%
Bank of America
11
Bank of America
North Carolina
$1.59M +$1.57M +318,473 +1,755%
RJFSA
12
Raymond James Financial Services Advisors
Florida
$1.56M -$97.2K -19,705 -6%
Commonwealth Equity Services
13
Commonwealth Equity Services
Massachusetts
$1.25M +$155K +31,515 +13%
Wells Fargo
14
Wells Fargo
California
$974K -$7.89K -1,600 -0.8%
Northwestern Mutual Wealth Management
15
Northwestern Mutual Wealth Management
Wisconsin
$745K +$86.2K +17,473 +12%
UBS Group
16
UBS Group
Switzerland
$735K +$13.3K +2,690 +2%
IFWM
17
Institute for Wealth Management
Colorado
$683K -$5.72K -1,160 -0.8%
RP
18
Riverbridge Partners
Minnesota
$570K +$14.2K +2,880 +2%
CSPIA
19
Cary Street Partners Investment Advisory
Virginia
$420K +$81.9K +16,600 +23%
FFA
20
First Foundation Advisors
California
$359K -$646K -130,983 -63%
HighTower Advisors
21
HighTower Advisors
Illinois
$327K +$10.8K +2,199 +3%
GA
22
Geller Advisors
New York
$288K
Osaic Holdings
23
Osaic Holdings
Arizona
$258K -$16.6K -3,364 -6%
HWAM
24
Hennion & Walsh Asset Management
New Jersey
$253K +$114K +23,082 +76%
TPW
25
Transatlantique Private Wealth
New York
$237K +$7.22K +1,463 +3%