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TSI

TCW Strategic Income Fund
TSI

Name Holding Trade Value Shares
Change 		Change in
Stake
SIA
1
Sit Investment Associates
Minnesota
$9.27M +$3.08M +561,076 +49%
NCM
2
Northside Capital Management
Oregon
$7.31M -$27.7K -5,043 -0.4%
FFA
3
First Foundation Advisors
California
$5.76M -$126K -22,947 -2%
Wells Fargo
4
Wells Fargo
California
$4.49M -$115K -20,919 -2%
Morgan Stanley
5
Morgan Stanley
New York
$4.33M +$106K +19,314 +2%
Invesco
6
Invesco
Georgia
$3.76M -$526K -95,882 -12%
RJA
7
Raymond James & Associates
Florida
$3.52M -$707K -128,694 -17%
Ameriprise
8
Ameriprise
Minnesota
$2.38M +$80K +14,567 +3%
RJFSA
9
Raymond James Financial Services Advisors
Florida
$2.2M +$364K +66,353 +20%
Commonwealth Equity Services
10
Commonwealth Equity Services
Massachusetts
$2.17M -$280K -50,968 -11%
SIA
11
SeaBridge Investment Advisors
New Jersey
$1.42M +$35K +6,370 +3%
BFEC
12
Benjamin F. Edwards & Company
Missouri
$1.29M +$54.3K +9,885 +4%
UBS Group
13
UBS Group
Switzerland
$1.05M +$165K +30,099 +19%
IFWM
14
Institute for Wealth Management
Colorado
$899K -$23.7K -4,324 -3%
DHFB
15
Dixon Hubard Feinour & Brown
Virginia
$684K -$8.23K -1,500 -1%
Stifel Financial
16
Stifel Financial
Missouri
$682K +$215K +39,187 +46%
First Manhattan
17
First Manhattan
New York
$588K – – –
HighTower Advisors
18
HighTower Advisors
Illinois
$376K -$18K -3,287 -5%
CIC
19
Carnegie Investment Counsel
Ohio
$366K -$82.3K -15,000 -18%
SPC
20
Sigma Planning Corp
Michigan
$355K -$95.1K -17,321 -21%
Osaic Holdings
21
Osaic Holdings
Arizona
$355K -$23.8K -4,327 -6%
MWM
22
Merriman Wealth Management
Washington
$280K -$201K -36,673 -42%
Royal Bank of Canada
23
Royal Bank of Canada
Ontario, Canada
$266K -$10.5K -1,904 -4%
NL
24
NWAM LLC
Washington
$255K +$257K +46,765 New
AWM
25
Adams Wealth Management
Utah
$226K -$36K -6,550 -14%
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