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TSI

TCW Strategic Income Fund
TSI

Name Holding Trade Value Shares
Change 		Change in
Stake
SIA
1
Sit Investment Associates
Minnesota
$22.9M -$2.12M -432,429 -8%
1CP
2
1607 Capital Partners
Virginia
$6.09M -$3.49M -712,200 -35%
BI
3
Berkeley Inc
Idaho
$5.72M +$124K +25,218 +2%
NCM
4
Northside Capital Management
Oregon
$5.51M -$171K -34,799 -3%
Morgan Stanley
5
Morgan Stanley
New York
$4.78M -$115K -23,366 -2%
Ameriprise
6
Ameriprise
Minnesota
$3.83M +$155K +31,686 +4%
RJA
7
Raymond James & Associates
Florida
$3.4M -$94.1K -19,183 -3%
Invesco
8
Invesco
Georgia
$1.98M -$780K -159,015 -27%
SIA
9
SeaBridge Investment Advisors
New Jersey
$1.7M +$47.9K +9,761 +3%
RJFSA
10
Raymond James Financial Services Advisors
Florida
$1.59M +$148K +30,175 +10%
Commonwealth Equity Services
11
Commonwealth Equity Services
Massachusetts
$1.3M +$66.6K +13,580 +5%
Wells Fargo
12
Wells Fargo
California
$1M +$25.2K +5,144 +2%
MML Investors Services
13
MML Investors Services
Massachusetts
$778K +$815K +166,221 New
UBS Group
14
UBS Group
Switzerland
$706K +$63.3K +12,906 +9%
TW
15
Transform Wealth
Colorado
$670K +$693K +141,296 New
IFWM
16
Institute for Wealth Management
Colorado
$613K -$44.5K -9,067 -6%
RP
17
Riverbridge Partners
Minnesota
$605K +$13.1K +2,675 +2%
Bank of America
18
Bank of America
North Carolina
$570K -$59K -12,037 -9%
EW
19
Evoke Wealth
California
$474K +$490K +100,000 New
RVPG
20
Relative Value Partners Group
$330K -$5.03M -1,026,445 -94%
Osaic Holdings
21
Osaic Holdings
Arizona
$301K +$44.4K +9,052 +16%
GA
22
Geller Advisors
New York
$285K – – –
FFA
23
First Foundation Advisors
California
$271K -$46K -9,376 -14%
SPIA
24
Steward Partners Investment Advisory
New York
$263K +$77.3K +15,758 +39%
HWAM
25
Hennion & Walsh Asset Management
New Jersey
$244K -$2.85K -582 -1%
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