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TSI

TCW Strategic Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
SIA
1
Sit Investment Associates
Minnesota
$12.8M +$5.59M +995,648 +79%
Morgan Stanley
2
Morgan Stanley
New York
$7.74M +$519K +92,443 +7%
NCM
3
Northside Capital Management
Oregon
$7.09M -$369K -65,669 -5%
FFA
4
First Foundation Advisors
California
$4.78M -$685K -121,902 -13%
Invesco
5
Invesco
Georgia
$3.94M +$325K +57,921 +9%
Ameriprise
6
Ameriprise
Minnesota
$3.35M +$231K +41,204 +8%
RJA
7
Raymond James & Associates
Florida
$3.22M +$256K +45,623 +9%
BI
8
Berkeley Inc
Idaho
$3.11M -$15.6K -2,781 -0.5%
RJFSA
9
Raymond James Financial Services Advisors
Florida
$3.02M +$137K +24,317 +5%
Commonwealth Equity Services
10
Commonwealth Equity Services
Massachusetts
$1.76M -$471K -83,842 -21%
RVPG
11
Relative Value Partners Group
$1.59M +$1.56M +277,649 New
SIA
12
SeaBridge Investment Advisors
New Jersey
$1.55M +$52K +9,250 +4%
BFEC
13
Benjamin F. Edwards & Company
Missouri
$1.48M -$1.33K -237 -0.1%
FM
14
Family Management
New York
$1.4M +$158K +28,088 +13%
Wells Fargo
15
Wells Fargo
California
$1.3M -$247K -43,982 -16%
Stifel Financial
16
Stifel Financial
Missouri
$1.28M +$66.5K +11,846 +6%
UBS Group
17
UBS Group
Switzerland
$1.01M +$64.5K +11,480 +7%
IFWM
18
Institute for Wealth Management
Colorado
$920K -$16.7K -2,976 -2%
DHFB
19
Dixon Hubard Feinour & Brown
Virginia
$548K
Northwestern Mutual Wealth Management
20
Northwestern Mutual Wealth Management
Wisconsin
$502K +$245K +43,645 +98%
Osaic Holdings
21
Osaic Holdings
Arizona
$455K +$3.03K +540 +0.7%
HighTower Advisors
22
HighTower Advisors
Illinois
$411K +$19.7K +3,500 +5%
CIC
23
Carnegie Investment Counsel
Ohio
$344K -$8.43K -1,500 -2%
SPC
24
Sigma Planning Corp
Michigan
$327K -$42.4K -7,550 -12%
Royal Bank of Canada
25
Royal Bank of Canada
Ontario, Canada
$238K -$48.9K -8,707 -17%