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TSI

TCW Strategic Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
SIA
1
Sit Investment Associates
Minnesota
$14.5M -$1.26M -236,103 -8%
Morgan Stanley
2
Morgan Stanley
New York
$9.1M +$948K +178,193 +11%
NCM
3
Northside Capital Management
Oregon
$6.41M -$9.16K -1,723 -0.1%
RJA
4
Raymond James & Associates
Florida
$4.01M +$191K +35,974 +5%
Ameriprise
5
Ameriprise
Minnesota
$3.67M +$170K +31,898 +5%
RVPG
6
Relative Value Partners Group
$3.52M +$3.51M +659,920 +3,909%
Invesco
7
Invesco
Georgia
$3.48M -$129K -24,347 -3%
BI
8
Berkeley Inc
Idaho
$2.97M +$178K +33,394 +6%
RJFSA
9
Raymond James Financial Services Advisors
Florida
$2.37M -$139K -26,047 -5%
SIA
10
SeaBridge Investment Advisors
New Jersey
$1.4M -$15.8K -2,980 -1%
Commonwealth Equity Services
11
Commonwealth Equity Services
Massachusetts
$1.2M +$28.3K +5,322 +2%
Wells Fargo
12
Wells Fargo
California
$1.17M +$79K +14,858 +7%
1CP
13
1607 Capital Partners
Virginia
$1.07M +$1.1M +207,400 New
FFA
14
First Foundation Advisors
California
$912K -$220K -41,433 -19%
UBS Group
15
UBS Group
Switzerland
$854K -$11.1K -2,093 -1%
IFWM
16
Institute for Wealth Management
Colorado
$805K -$5.71K -1,073 -0.7%
Northwestern Mutual Wealth Management
17
Northwestern Mutual Wealth Management
Wisconsin
$713K +$93.1K +17,498 +14%
Osaic Holdings
18
Osaic Holdings
Arizona
$463K +$16.2K +3,045 +4%
DHFB
19
Dixon Hubard Feinour & Brown
Virginia
$458K
HighTower Advisors
20
HighTower Advisors
Illinois
$357K +$9.7K +1,823 +3%
LSC
21
Logan Stone Capital
Illinois
$349K +$360K +67,745 New
SPIA
22
Steward Partners Investment Advisory
New York
$317K +$63.1K +11,862 +24%
GA
23
Geller Advisors
New York
$313K
SPC
24
Sigma Planning Corp
Michigan
$243K
Royal Bank of Canada
25
Royal Bank of Canada
Ontario, Canada
$211K -$13.7K -2,584 -6%