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TSI

TCW Strategic Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
SIA
1
Sit Investment Associates
Minnesota
$8.81M -$738K -128,739 -8%
NCM
2
Northside Capital Management
Oregon
$7.45M -$69.9K -12,193 -0.9%
Morgan Stanley
3
Morgan Stanley
New York
$5.9M +$1.48M +258,184 +33%
FFA
4
First Foundation Advisors
California
$5.77M -$164K -28,612 -3%
Invesco
5
Invesco
Georgia
$3.58M -$297K -51,848 -8%
RJA
6
Raymond James & Associates
Florida
$3.58M -$43.4K -7,567 -1%
Ameriprise
7
Ameriprise
Minnesota
$2.73M +$289K +50,390 +12%
RJFSA
8
Raymond James Financial Services Advisors
Florida
$2.63M +$367K +64,100 +16%
Commonwealth Equity Services
9
Commonwealth Equity Services
Massachusetts
$2.12M -$114K -19,978 -5%
Wells Fargo
10
Wells Fargo
California
$2.1M -$2.57M -448,245 -54%
SIA
11
SeaBridge Investment Advisors
New Jersey
$1.47M +$7.11K +1,240 +0.5%
BFEC
12
Benjamin F. Edwards & Company
Missouri
$1.33M +$756 +132 +0.1%
Stifel Financial
13
Stifel Financial
Missouri
$1.07M +$378K +65,906 +53%
UBS Group
14
UBS Group
Switzerland
$1.06M -$19.8K -3,456 -2%
IFWM
15
Institute for Wealth Management
Colorado
$925K
First Manhattan
16
First Manhattan
New York
$605K
DHFB
17
Dixon Hubard Feinour & Brown
Virginia
$541K -$129K -22,500 -19%
FM
18
Family Management
New York
$444K +$453K +79,046 New
HighTower Advisors
19
HighTower Advisors
Illinois
$386K
CIC
20
Carnegie Investment Counsel
Ohio
$376K
SPC
21
Sigma Planning Corp
Michigan
$365K +$86 +15 +0%
Osaic Holdings
22
Osaic Holdings
Arizona
$290K -$76.6K -13,375 -21%
MWM
23
Merriman Wealth Management
Washington
$288K
Royal Bank of Canada
24
Royal Bank of Canada
Ontario, Canada
$282K +$7.88K +1,375 +3%
NL
25
NWAM LLC
Washington
$262K -$659 -115 -0.2%