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TSI

TCW Strategic Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
RVPG
1
Relative Value Partners Group
$11.9M -$8.21M -1,434,775 -41%
SIA
2
Sit Investment Associates
Minnesota
$10.4M -$1.8M -314,609 -15%
NCM
3
Northside Capital Management
Oregon
$8.16M -$311K -54,294 -4%
FFA
4
First Foundation Advisors
California
$6.49M -$691K -120,751 -10%
Morgan Stanley
5
Morgan Stanley
New York
$4.23M +$677K +118,274 +19%
Invesco
6
Invesco
Georgia
$3.88M +$244K +42,659 +7%
RJA
7
Raymond James & Associates
Florida
$3.76M +$460K +80,425 +14%
Wells Fargo
8
Wells Fargo
California
$3.52M -$250K -43,630 -7%
Ameriprise
9
Ameriprise
Minnesota
$1.56M +$160K +28,055 +11%
RJFSA
10
Raymond James Financial Services Advisors
Florida
$1.42M +$329K +57,578 +30%
SIA
11
SeaBridge Investment Advisors
New Jersey
$1.41M -$23.9K -4,180 -2%
IFWM
12
Institute for Wealth Management
Colorado
$1.29M
BFEC
13
Benjamin F. Edwards & Company
Missouri
$1.09M +$166K +28,955 +18%
BAM
14
Brave Asset Management
New Jersey
$1.01M
UBS Group
15
UBS Group
Switzerland
$1M -$79.4K -13,888 -7%
MWM
16
Merriman Wealth Management
Washington
$999K -$25K -4,374 -2%
DHFB
17
Dixon Hubard Feinour & Brown
Virginia
$851K +$193K +33,700 +29%
Stifel Financial
18
Stifel Financial
Missouri
$680K +$40 +7 +0%
First Manhattan
19
First Manhattan
New York
$611K
PC
20
Pecaut & Co
Iowa
$611K +$377K +65,913 +158%
Commonwealth Equity Services
21
Commonwealth Equity Services
Massachusetts
$550K +$371K +64,938 +203%
AG
22
Advisor Group
Arizona
$542K +$107K +18,625 +24%
HighTower Advisors
23
HighTower Advisors
Illinois
$390K +$393K +68,740 New
CIC
24
Carnegie Investment Counsel
Ohio
$355K +$123K +21,500 +53%
BFO
25
Biltmore Family Office
North Carolina
$332K +$4.1K +717 +1%