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TSI

TCW Strategic Income Fund

Name Holding Trade Value Shares
Change
Change in
Stake
NCM
1
Northside Capital Management
Oregon
$7.46M -$82.5K -14,531 -1%
Morgan Stanley
2
Morgan Stanley
New York
$7.22M +$1.24M +217,854 +21%
SIA
3
Sit Investment Associates
Minnesota
$7.16M -$1.76M -310,137 -20%
FFA
4
First Foundation Advisors
California
$5.47M -$371K -65,317 -6%
Invesco
5
Invesco
Georgia
$3.61M -$15.2K -2,680 -0.4%
BI
6
Berkeley Inc
Idaho
$3.13M +$3.12M +550,010 New
Ameriprise
7
Ameriprise
Minnesota
$3.13M +$356K +62,816 +13%
RJA
8
Raymond James & Associates
Florida
$2.96M -$658K -115,863 -18%
RJFSA
9
Raymond James Financial Services Advisors
Florida
$2.89M +$225K +39,614 +8%
Commonwealth Equity Services
10
Commonwealth Equity Services
Massachusetts
$2.24M +$95.3K +16,788 +4%
Wells Fargo
11
Wells Fargo
California
$1.55M -$575K -101,316 -27%
SIA
12
SeaBridge Investment Advisors
New Jersey
$1.49M +$8.34K +1,470 +0.6%
BFEC
13
Benjamin F. Edwards & Company
Missouri
$1.48M +$134K +23,577 +10%
FM
14
Family Management
New York
$1.24M +$788K +138,773 +176%
Stifel Financial
15
Stifel Financial
Missouri
$1.21M +$125K +22,079 +12%
UBS Group
16
UBS Group
Switzerland
$941K -$131K -23,014 -12%
IFWM
17
Institute for Wealth Management
Colorado
$936K
First Manhattan
18
First Manhattan
New York
$613K
DHFB
19
Dixon Hubard Feinour & Brown
Virginia
$541K
Citigroup
20
Citigroup
New York
$468K +$467K +82,251 New
Osaic Holdings
21
Osaic Holdings
Arizona
$452K +$159K +28,013 +55%
IC
22
IEQ Capital
California
$433K +$432K +76,049 New
HighTower Advisors
23
HighTower Advisors
Illinois
$391K
SPC
24
Sigma Planning Corp
Michigan
$370K +$62 +11 +0%
CIC
25
Carnegie Investment Counsel
Ohio
$352K -$28.4K -5,000 -7%