Shepherd Kaplan Krochuk’s TCW Strategic Income Fund TSI Stock Holding History

Shepherd Kaplan Krochuk’s Portfolio TSI Stock Details TSI Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q1	–	Sell	-21,800	Closed	-$116K	–	285
2016 Q4	$116K	Sell	21,800 -4,280	-16%	-$22.6K	0.03%	211
2016 Q3	$138K	Hold	26,080	–	–	0.03%	285
2016 Q2	$142K	Hold	26,080	–	–	0.04%	272
2016 Q1	$136K	Buy	+26,080	New	+$136K	0.04%	229

Other funds holding TSI

RVPG

Relative Value Partners Group $772M AUM 15.6% 1-Year Est. Return

NCM

Northside Capital Management Hood River, Oregon $1.22B AUM 20.77% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

FFA

First Foundation Advisors Irvine, California $2.48B AUM 18.56% 1-Year Est. Return

Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Kovitz Investment Group Partners Chicago, Illinois $4.31B AUM 20.41% 1-Year Est. Return

WMG

WESCAP Management Group Glendale, California $508M AUM 18.98% 1-Year Est. Return

CWM

Concert Wealth Management San Jose, California $24.7M AUM 14.91% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Shepherd Kaplan Krochuk's TSI Position: Q1 2017 in Review

Shepherd Kaplan Krochuk sold out of TCW Strategic Income Fund (TSI) in Q1 2017, closing a stake of 21,800 shares — an estimated $116K sold.

Shepherd Kaplan Krochuk first reported a position in TSI in Q1 2016 and held it in 4 quarters. The position peaked at $142K in Q2 2016. 66 funds tracked by Wall St. Rank hold TSI as of Q1 2017.

Shepherd Kaplan Krochuk reported no remaining TCW Strategic Income Fund position as of Q1 2017 after selling out during the quarter.
Shepherd Kaplan Krochuk sold 21,800 TCW Strategic Income Fund shares in Q1 2017, an estimated $116K.
Shepherd Kaplan Krochuk first reported a position in TCW Strategic Income Fund in Q1 2016 and held it in 4 quarters.
Shepherd Kaplan Krochuk's TCW Strategic Income Fund position peaked at $142K in Q2 2016.
66 funds tracked by Wall St. Rank held TCW Strategic Income Fund as of Q1 2017.

Based on Shepherd Kaplan Krochuk's 13F filing for Q1 2017, filed 12 May 2017.