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Nuveen S&P 500 Dynamic Overwrite Fund

Name Holding Trade Value Shares
Change
Change in
Stake
WAM
51
Wolverine Asset Management
Illinois
$14K +$13.7K +778 New
SAG
52
SageView Advisory Group
California
$12K +$11.7K +663 New
SIS
53
Sound Income Strategies
Florida
$10.5K +$10.2K +581 New
SWIM
54
Smallwood Wealth Investment Management
New Jersey
$9.79K +$352 +20 +4%
AAP
55
Arax Advisory Partners
Colorado
$9.02K +$8.8K +500 New
DJSG
56
D.J. St. Germain
Massachusetts
$6.76K
JP Morgan Chase
57
JP Morgan Chase
New York
$4.83K +$4.72K +268 New
KTC
58
Kentucky Trust Company
Kentucky
$4.33K
BBPWM
59
Blue Bell Private Wealth Management
Pennsylvania
$3.61K +$3.52K +200 New
GWM
60
Geneos Wealth Management
Colorado
$3.1K
SFS
61
Shaker Financial Services
Virginia
-$1.52M -85,118 Closed
GWSG
62
GPS Wealth Strategies Group
Colorado
-$456K -26,090 Closed
PFS
63
Prospera Financial Services
Texas
-$217K -12,400 Closed
Envestnet Asset Management
64
Envestnet Asset Management
Illinois
-$175K -10,011 Closed
PS
65
Principal Securities
Iowa
-$65.7K -3,755 Closed
FIA
66
FNY Investment Advisers
New York
-$34K -2,000 Closed
Rockefeller Capital Management
67
Rockefeller Capital Management
New York
-$14K -800 Closed
AAS
68
Ameritas Advisory Services
Nebraska
-$1.68K -96 Closed
ASN
69
Advisory Services Network
Georgia
-$700 -40 Closed