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Principal Securities’s Nuveen S&P 500 Dynamic Overwrite Fund SPXX Stock Holding History

Principal Securities’s Portfolio SPXX Stock Details SPXX Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2025
Q4 		– Sell
-3,755
Closed -$65.7K – 3231
2025
Q3 		$65.7K Buy
3,755
+555
+17% +$9.96K ﹤0.01% 1818
2025
Q2 		$56.8K Buy
+3,200
New +$53.8K ﹤0.01% 1807

Other funds holding SPXX

Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
Raymond James Financial
Raymond James Financial St Petersburg, Florida $324B AUM 22.36% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
GC
Guggenheim Capital Chicago, Illinois $12.9B AUM 27.3% 1-Year Est. Return
Osaic Holdings
Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return
Cambridge Investment Research Advisors
Cambridge Investment Research Advisors Fairfield, Iowa $38.8B AUM 21.88% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Principal Securities's SPXX Position: Q4 2025 in Review

Principal Securities sold out of Nuveen S&P 500 Dynamic Overwrite Fund (SPXX) in Q4 2025, closing a stake of 3,755 shares — an estimated $65.7K sold.

Principal Securities first reported a position in SPXX in Q2 2025 and held it in 2 quarters. The position peaked at $65.7K in Q3 2025. 60 funds tracked by Wall St. Rank hold SPXX as of Q4 2025.

  • Principal Securities reported no remaining Nuveen S&P 500 Dynamic Overwrite Fund position as of Q4 2025 after selling out during the quarter.
  • Principal Securities sold 3,755 Nuveen S&P 500 Dynamic Overwrite Fund shares in Q4 2025, an estimated $65.7K.
  • Principal Securities first reported a position in Nuveen S&P 500 Dynamic Overwrite Fund in Q2 2025 and held it in 2 quarters.
  • Principal Securities's Nuveen S&P 500 Dynamic Overwrite Fund position peaked at $65.7K in Q3 2025.
  • 60 funds tracked by Wall St. Rank held Nuveen S&P 500 Dynamic Overwrite Fund as of Q4 2025.

Based on Principal Securities's 13F filing for Q4 2025, filed 12 Feb 2026.