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Nuveen S&P 500 Dynamic Overwrite Fund

Name Holding Trade Value Shares
Change
Change in
Stake
FCA
26
FinTrust Capital Advisors
South Carolina
$193K +$213K +13,769 New
SB
27
Suntrust Banks
Georgia
$187K
VC
28
Vicus Capital
Pennsylvania
$175K -$14.2K -917 -7%
Commonwealth Equity Services
29
Commonwealth Equity Services
Massachusetts
$162K +$179K +11,577 New
AG
30
Advisor Group
Arizona
$110K +$57.3K +3,699 +90%
PNC Financial Services Group
31
PNC Financial Services Group
Pennsylvania
$84K
PGWM
32
Parisi Gray Wealth Management
New Jersey
$69K
SSB
33
Sandy Spring Bank
Maryland
$59K +$65.1K +4,199 New
KL
34
KWMG LLC
Kansas
$46K
BFEC
35
Benjamin F. Edwards & Company
Missouri
$44K +$992 +64 +2%
NSIM
36
North Star Investment Management
Illinois
$42K
Citigroup
37
Citigroup
New York
$30K -$11.2K -720 -25%
W
38
WealthOne
New York
$28K +$31K +2,000 New
PB
39
Pinnacle Bancorp
Nebraska
$25K +$27.9K +1,800 New
SNT
40
Security National Trust
West Virginia
$24K
GWM
41
Geneos Wealth Management
Colorado
$17K -$1.24K -80 -6%
SWM
42
SeaCrest Wealth Management
New York
$17K
BlackRock
43
BlackRock
New York
$11K +$11.6K +750 New
FCB
44
First Command Bank
Texas
$7K
FCFS
45
First Command Financial Services
Texas
$7K
JA
46
JOYN Advisors
Georgia
$4K
NMC
47
Nine Masts Capital
Hong Kong
-$747K -44,200 Closed
DA
48
Doliver Advisors
Texas
-$667K -39,469 Closed
QCMA
49
Quad Capital Management Advisors
New York
-$314K -18,589 Closed
TSS
50
Two Sigma Securities
New York
-$227K -13,404 Closed