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Nuveen S&P 500 Dynamic Overwrite Fund

Name Holding Trade Value Shares
Change
Change in
Stake
LTFS
26
Ladenburg Thalmann Financial Services
Florida
$203K +$929 +67 +0.5%
CWM
27
Concert Wealth Management
California
$185K -$55.1K -3,975 -23%
TJHA
28
Thomas J. Herzfeld Advisors
Florida
$158K -$75K -5,407 -32%
Northern Trust
29
Northern Trust
Illinois
$140K +$141K +10,150 New
US Bancorp
30
US Bancorp
Minnesota
$138K
Citigroup
31
Citigroup
New York
$85K
BBPWM
32
Blue Bell Private Wealth Management
Pennsylvania
$59K -$11.4K -825 -16%
NSIM
33
North Star Investment Management
Illinois
$28K
TC
34
Trust Company
Kansas
$25K +$25K +1,800 New
SNT
35
Security National Trust
West Virginia
$23K
AG
36
Advisor Group
Arizona
$17K -$13.9K -1,000 -45%
GWM
37
Geneos Wealth Management
Colorado
$16K
Creative Planning
38
Creative Planning
Kansas
$8K
MFS
39
MSI Financial Services
Massachusetts
$6K -$9.15K -660 -62%
IA
40
IFP Advisors
Florida
$6K +$6.03K +435 New
WAM
41
Wealthspire Advisors (Maryland)
Maryland
$2K
Manulife (Manufacturers Life Insurance)
42
Manulife (Manufacturers Life Insurance)
Ontario, Canada
$1K +$915 +66 New
Deutsche Bank
43
Deutsche Bank
Germany
-$135K -10,000 Closed
SGK
44
Steigerwald Gordon & Koch
Virginia
-$135K -10,000 Closed
CPIG
45
Chicago Partners Investment Group
Illinois
-$23K -1,725 Closed
FNBT
46
FineMark National Bank & Trust
Florida
-$16K -1,200 Closed
TRCT
47
Tower Research Capital (TRC)
New York
-$5K -380 Closed