Simplify US Equity PLUS Downside Convexity ETF
SPD
41 hedge funds and large institutions have $223M invested in Simplify US Equity PLUS Downside Convexity ETF in 2021 Q3 according to their latest regulatory filings, with 20 funds opening new positions, 20 increasing their positions, 1 reducing their positions, and 2 closing their positions.
1,900% more repeat investments, than reductions
Existing positions increased: 20 | Existing positions reduced: 1
900% more first-time investments, than exits
New positions opened: 20 | Existing positions closed: 2
78% more funds holding
Funds holding: 23 → 41 (+18)
50% more funds holding in top 10
Funds holding in top 10: 2 → 3 (+1)
27% more capital invested
Capital invested by funds: $176M → $223M (+$47.4M)
7.81% less ownership
Funds ownership: 78.86% → 71.05% (-7.8%)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
CFA
Carroll Financial Associates
Charlotte,
North Carolina
|
+$9.62M |
| 2 |
RJA
Raymond James & Associates
St Petersburg,
Florida
|
+$6.77M |
| 3 |
FS
Ferguson Shapiro
Decatur,
Georgia
|
+$4.7M |
| 4 |
KCM
Kathmere Capital Management
Wayne,
Pennsylvania
|
+$3.02M |
| 5 |
SAM
Stringer Asset Management
Memphis,
Tennessee
|
+$2.55M |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
FEG
Financial Enhancement Group
Anderson,
Indiana
|
-$2.81M |
| 2 |
OMC
Old Mission Capital
Chicago,
Illinois
|
-$1.04M |
| 3 |
SCA
Stonebridge Capital Advisors
St Paul,
Minnesota
|
-$24K |
SPD Hedge Fund Activity: Q3 2021 in Review
41 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in Simplify US Equity PLUS Downside Convexity ETF (SPD) for Q3 2021, worth a combined $223M — up 27% from $176M a quarter earlier.
Buyers outnumbered sellers: 20 funds opened new SPD positions and 2 closed out — a net gain of 18 holders — while 20 added to existing stakes and 1 trimmed.
The largest buyer was Carroll Financial Associates, adding an estimated $9.62M. The largest seller was Financial Enhancement Group, cutting an estimated $2.81M.
- 41 institutional investors held Simplify US Equity PLUS Downside Convexity ETF (SPD) as of Q3 2021, up from 23 in Q2 2021.
- Funds reported $223M of Simplify US Equity PLUS Downside Convexity ETF stock for Q3 2021, up 27% quarter-over-quarter.
- 20 funds opened new Simplify US Equity PLUS Downside Convexity ETF positions in Q3 2021 and 2 closed out, a net change of +18 holders.
- The largest Simplify US Equity PLUS Downside Convexity ETF buyer in Q3 2021 was Carroll Financial Associates, an estimated $9.62M added.
- The largest Simplify US Equity PLUS Downside Convexity ETF seller in Q3 2021 was Financial Enhancement Group, an estimated $2.81M sold.
Based on aggregated 13F filings for Q3 2021.