Hilltop Holdings’s Simplify US Equity PLUS Downside Convexity ETF SPD Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2022 Q3	–	Sell	-10,158	Closed	-$269K	–	549
2022 Q2	$269K	Sell	10,158 -7,926	-44%	-$210K	0.04%	400
2022 Q1	$567K	Sell	18,084 -850	-4%	-$26.7K	0.06%	285
2021 Q4	$630K	Buy	18,934 +7,019	+59%	+$234K	0.07%	290
2021 Q3	$363K	Buy	+11,915	New	+$363K	0.04%	413