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Sumitomo Mitsui Financial

223 hedge funds and large institutions have $1.27B invested in Sumitomo Mitsui Financial in 2019 Q3 according to their latest regulatory filings, with 20 funds opening new positions, 74 increasing their positions, 97 reducing their positions, and 53 closing their positions.

New
Increased
Maintained
Reduced
Closed

200% more funds holding in top 10

Funds holding in top 10: 13 (+2)

0.19% less ownership

Funds ownership: 13.77%13.58% (-0.19%)

6% less capital invested

Capital invested by funds: $1.36B → $1.27B (-$85M)

14% less funds holding

Funds holding: 258223 (-35)

24% less repeat investments, than reductions

Existing positions increased: 74 | Existing positions reduced: 97

62% less first-time investments, than exits

New positions opened: 20 | Existing positions closed: 53

98% less call options, than puts

Call options by funds: $28K | Put options by funds: $1.32M

Holders
223
Holders Change
-35
Holders Change %
-13.57%
% of All Funds
4.89%
Holding in Top 10
3
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+200%
% of All Funds
0.07%
New
20
Increased
74
Reduced
97
Closed
53
Calls
$28K
Puts
$1.32M
Net Calls
-$1.29M
Net Calls Change
-$62K
Name Holding Trade Value Shares
Change
Change in
Stake
ASN
176
Advisory Services Network
Georgia
$24K
CQS
177
Credential Qtrade Securities
$22.2K +$4K +585 +22%
GRP
178
Global Retirement Partners
California
$22K +$3.16K +462 +17%
RIA
179
Realta Investment Advisors
Delaware
$21K -$6.06K -887 -23%
H
180
Hexavest
Quebec, Canada
$21K
TAIM
181
TD Ameritrade Investment Management
Nebraska
$21K +$710 +104 +4%
APA
182
American Portfolios Advisors
New York
$19K +$1.22K +178 +7%
HNB
183
Huntington National Bank
Ohio
$19K -$8.79K -1,286 -32%
FHA
184
First Horizon Advisors
Tennessee
$17K +$471 +69 +3%
FRA
185
Front Row Advisors
California
$17K +$588 +86 +4%
FHA
186
Flagship Harbor Advisors
Massachusetts
$15K -$4.97K -727 -24%
TWA
187
TCI Wealth Advisors
Arizona
$14K
Northwestern Mutual Wealth Management
188
Northwestern Mutual Wealth Management
Wisconsin
$14K +$102 +15 +0.7%
PMFA
189
Plante Moran Financial Advisors
Michigan
$14K +$8.15K +1,193 +152%
ETI
190
Enterprise Trust & Investment
California
$14K +$14.1K +2,062 New
NIT
191
NumerixS Investment Technologies
British Columbia, Canada
$14K +$14.3K +2,100 New
Carson Wealth (CWM LLC)
192
Carson Wealth (CWM LLC)
Nebraska
$13K
BlackRock
193
BlackRock
New York
$13K +$6.5K +951 +94%
SFS
194
Sowell Financial Services
Arkansas
$13K +$13.3K +1,940 New
AF
195
Advisornet Financial
Minnesota
$12K
ClearBridge Investments
196
ClearBridge Investments
New York
$11K
CFA
197
Carroll Financial Associates
North Carolina
$10K -$9.61K -1,407 -47%
LWM
198
Lenox Wealth Management
Ohio
$8K -$5.88K -861 -41%
VFA
199
Valeo Financial Advisors
Indiana
$8K -$2.24K -328 -23%
AIM
200
Advantage Investment Management
Iowa
$7K

SMFG Hedge Fund Activity: Q3 2019 in Review

223 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in Sumitomo Mitsui Financial (SMFG) for Q3 2019, worth a combined $1.27B — down 6.3% from $1.36B a quarter earlier.

Sellers outnumbered buyers: 53 funds closed out of SMFG and 20 opened new positions — a net loss of 33 holders — while 97 trimmed existing stakes and 74 added.

The largest buyer was LMR Partners, adding an estimated $67.2M. The largest seller was Cambiar Investors, exiting entirely with an estimated $110M sold.

  • 223 institutional investors held Sumitomo Mitsui Financial (SMFG) as of Q3 2019, down from 258 in Q2 2019.
  • Funds reported $1.27B of Sumitomo Mitsui Financial stock for Q3 2019, down 6.3% quarter-over-quarter.
  • 20 funds opened new Sumitomo Mitsui Financial positions in Q3 2019 and 53 closed out, a net change of -33 holders.
  • The largest Sumitomo Mitsui Financial buyer in Q3 2019 was LMR Partners, an estimated $67.2M added.
  • The largest Sumitomo Mitsui Financial seller in Q3 2019 was Cambiar Investors, an estimated $110M sold.

Based on aggregated 13F filings for Q3 2019.