Sumitomo Mitsui Financial
SMFG
141 hedge funds and large institutions have $959M invested in Sumitomo Mitsui Financial in 2013 Q3 according to their latest regulatory filings, with 17 funds opening new positions, 59 increasing their positions, 40 reducing their positions, and 15 closing their positions.
48% more repeat investments, than reductions
Existing positions increased: 59 | Existing positions reduced: 40
13% more first-time investments, than exits
New positions opened: 17 | Existing positions closed: 15
6% more capital invested
Capital invested by funds: $908M → $959M (+$51.1M)
0.01% more ownership
Funds ownership: 6.96% → 6.98% (+0.01%)
0% more funds holding
Funds holding: 141 → 141 (0)
50% less funds holding in top 10
Funds holding in top 10: 2 → 1 (-1)
91% less call options, than puts
Call options by funds: $13K | Put options by funds: $138K
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
Morgan Stanley
New York
|
+$21.1M |
| 2 |
ClearBridge Investments
New York
|
+$12.5M |
| 3 |
FWCM
Ferguson Wellman Capital Management
Portland,
Oregon
|
+$7.97M |
| 4 |
NM
Nokota Management
New York
|
+$3.42M |
| 5 |
Northern Trust
Chicago,
Illinois
|
+$3.09M |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
BIP
Brandes Investment Partners
La Jolla,
California
|
-$31.5M |
| 2 |
MAMNY
Marathon Asset Management (New York)
New York
|
-$11.3M |
| 3 |
IG
ING Group
Amsterdam,
Netherlands
|
-$10.7M |
| 4 |
CGI
CI Global Investments
Oakland,
California
|
-$7.84M |
| 5 |
Lazard Asset Management
New York
|
-$6.24M |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
151
LPL Financial
San Diego,
California
| – | -$98K | -10,579 | Closed |
|
|
FMII
152
Farmers & Merchants Investments Inc
Lincoln,
Nebraska
| – | -$19K | -2,035 | Closed |
|
153
PNC Financial Services Group
Pittsburgh,
Pennsylvania
| – | -$18K | -1,935 | Closed |
|
|
HF
154
Hoxton Financial
Shepherdstown,
West Virginia
| – | -$17K | -1,796 | Closed |
|
|
PFO
155
Pathstone Family Office
Englewood,
New Jersey
| – | -$2K | -223 | Closed |
|
|
TWA
156
TCI Wealth Advisors
Tucson,
Arizona
| – | +$20.3K | +2,140 | New |
|
SMFG Hedge Fund Activity: Q3 2013 in Review
141 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in Sumitomo Mitsui Financial (SMFG) for Q3 2013, worth a combined $959M — up 5.6% from $908M a quarter earlier.
Buyers outnumbered sellers: 17 funds opened new SMFG positions and 15 closed out — a net gain of 2 holders — while 59 added to existing stakes and 40 trimmed.
The largest buyer was Morgan Stanley, adding an estimated $21.1M. The largest seller was Brandes Investment Partners, cutting an estimated $31.5M.
- 141 institutional investors held Sumitomo Mitsui Financial (SMFG) as of Q3 2013, unchanged from Q2 2013.
- Funds reported $959M of Sumitomo Mitsui Financial stock for Q3 2013, up 5.6% quarter-over-quarter.
- 17 funds opened new Sumitomo Mitsui Financial positions in Q3 2013 and 15 closed out, a net change of +2 holders.
- The largest Sumitomo Mitsui Financial buyer in Q3 2013 was Morgan Stanley, an estimated $21.1M added.
- The largest Sumitomo Mitsui Financial seller in Q3 2013 was Brandes Investment Partners, an estimated $31.5M sold.
Based on aggregated 13F filings for Q3 2013.