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Sumitomo Mitsui Financial

272 hedge funds and large institutions have $985M invested in Sumitomo Mitsui Financial in 2023 Q3 according to their latest regulatory filings, with 30 funds opening new positions, 107 increasing their positions, 97 reducing their positions, and 22 closing their positions.

New
Increased
Maintained
Reduced
Closed

9,640% more call options, than puts

Call options by funds: $13.6M | Put options by funds: $140K

200% more funds holding in top 10

Funds holding in top 10: 13 (+2)

36% more first-time investments, than exits

New positions opened: 30 | Existing positions closed: 22

10% more repeat investments, than reductions

Existing positions increased: 107 | Existing positions reduced: 97

5% more capital invested

Capital invested by funds: $937M → $985M (+$48.3M)

3% more funds holding

Funds holding: 265272 (+7)

0.67% less ownership

Funds ownership: 8.14%7.47% (-0.67%)

Holders
272
Holders Change
+7
Holders Change %
+2.64%
% of All Funds
4.32%
Holding in Top 10
3
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+200%
% of All Funds
0.05%
New
30
Increased
107
Reduced
97
Closed
22
Calls
$13.6M
Puts
$140K
Net Calls
+$13.5M
Net Calls Change
+$12.5M
Name Holding Trade Value Shares
Change
Change in
Stake
IAA
101
Independent Advisor Alliance
North Carolina
$746K +$16.1K +1,740 +2%
NA
102
NewEdge Advisors
Louisiana
$740K -$43K -4,654 -6%
SIA
103
Schechter Investment Advisors
Michigan
$716K +$18.7K +2,019 +3%
SFA
104
Sequoia Financial Advisors
Ohio
$700K +$32.4K +3,502 +5%
IRC
105
Investors Research Corp
Georgia
$695K
VCA
106
Verdence Capital Advisors
Maryland
$650K +$8.33K +901 +1%
MWM
107
Mission Wealth Management
California
$642K -$10.2K -1,105 -2%
GC
108
Guggenheim Capital
Illinois
$639K -$266K -28,740 -31%
MML Investors Services
109
MML Investors Services
Massachusetts
$635K -$41.4K -4,474 -6%
PI
110
PEAK6 Investments
Illinois
$630K +$583K +62,987 +6,169%
Wealth Enhancement Advisory Services
111
Wealth Enhancement Advisory Services
Minnesota
$616K +$578K +62,533 New
Pacer Advisors
112
Pacer Advisors
Pennsylvania
$602K +$11.5K +1,238 +2%
VT
113
Vise Technologies
New York
$600K -$119K -12,825 -17%
QCG
114
Quadrant Capital Group
Ohio
$589K +$70K +7,570 +14%
BNP Paribas Financial Markets
115
BNP Paribas Financial Markets
France
$575K +$721 +78 +0.1%
PSP
116
Principal Street Partners
Tennessee
$570K +$268K +28,949 +100%
LSAG
117
Lake Street Advisors Group
New Hampshire
$563K +$5K +541 +1%
GI
118
Gradient Investments
Minnesota
$558K +$10.3K +1,110 +2%
CP
119
Covenant Partners
Tennessee
$549K
BHPW
120
Beverly Hills Private Wealth
California
$536K -$518K -56,005 -51%
JMPWA
121
JP Morgan Private Wealth Advisors
California
$532K -$309K -33,459 -38%
ECM
122
Evergreen Capital Management
Washington
$510K +$18.6K +2,010 +4%
VCWA
123
Vanguard Capital Wealth Advisors
Colorado
$495K -$24.2K -2,615 -5%
PAS
124
Park Avenue Securities
New York
$488K -$9.58K -1,036 -2%
Janney Montgomery Scott
125
Janney Montgomery Scott
Pennsylvania
$485K -$314 -34 -0.1%

SMFG Hedge Fund Activity: Q3 2023 in Review

272 of the 6,301 institutional investors tracked by Wall St. Rank reported a position in Sumitomo Mitsui Financial (SMFG) for Q3 2023, worth a combined $985M — up 5.2% from $937M a quarter earlier.

Buyers outnumbered sellers: 30 funds opened new SMFG positions and 22 closed out — a net gain of 8 holders — while 107 added to existing stakes and 97 trimmed.

The largest buyer was Capricorn Fund Managers, opening a new position worth an estimated $8.51M. The largest seller was Cowen and Company, exiting entirely with an estimated $24.1M sold.

  • 272 institutional investors held Sumitomo Mitsui Financial (SMFG) as of Q3 2023, up from 265 in Q2 2023.
  • Funds reported $985M of Sumitomo Mitsui Financial stock for Q3 2023, up 5.2% quarter-over-quarter.
  • 30 funds opened new Sumitomo Mitsui Financial positions in Q3 2023 and 22 closed out, a net change of +8 holders.
  • The largest Sumitomo Mitsui Financial buyer in Q3 2023 was Capricorn Fund Managers, an estimated $8.51M added.
  • The largest Sumitomo Mitsui Financial seller in Q3 2023 was Cowen and Company, an estimated $24.1M sold.

Based on aggregated 13F filings for Q3 2023.