We are live on ! Find out more
SMFG icon

Sumitomo Mitsui Financial
SMFG

195 hedge funds and large institutions have $1.41B invested in Sumitomo Mitsui Financial in 2017 Q3 according to their latest regulatory filings, with 24 funds opening new positions, 83 increasing their positions, 49 reducing their positions, and 19 closing their positions.

New
Increased
Maintained
Reduced
Closed

69% more repeat investments, than reductions

Existing positions increased: 83 | Existing positions reduced: 49

26% more first-time investments, than exits

New positions opened: 24 | Existing positions closed: 19

6% more capital invested

Capital invested by funds: $1.32B → $1.41B (+$84.2M)

1% more ownership

Funds ownership: 11.9% → 12.9% (+1%)

1% more funds holding

Funds holding: 194 → 195 (+1)

100% less funds holding in top 10

Funds holding in top 10: 1 → 0 (-1)

Holders
195
Holders Change
+1
Holders Change %
+0.52%
% of All Funds
4.86%
Holding in Top 10
–
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-100%
% of All Funds
–
New
24
Increased
83
Reduced
49
Closed
19
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Bank of America
Bank of America
North Carolina
+$64M
2
Fisher Asset Management
Fisher Asset Management
Washington
+$13.9M
3
CI
Cambiar Investors
Colorado
+$10.7M
4
PPA
Parametric Portfolio Associates
Washington
+$7.03M
5
CCM
Causeway Capital Management
California
+$5.96M

Top Sellers

Rank Fund Capital Flow
1
Arrowstreet Capital
Arrowstreet Capital
Massachusetts
-$8.69M
2
NMC
Nine Masts Capital
Hong Kong
-$5.71M
3
Two Sigma Investments
Two Sigma Investments
New York
-$4.22M
4
Millennium Management
Millennium Management
New York
-$2.76M
5
UCFA
United Capital Financial Advisors
Texas
-$2.59M
Name Holding Trade Value Shares
Change 		Change in
Stake
OAM
51
Oppenheimer Asset Management
New York
$1.44M +$484K +63,507 +52%
Invesco
52
Invesco
Georgia
$1.42M -$26.1K -3,424 -2%
GHAM
53
Gilman Hill Asset Management
Connecticut
$1.23M +$89K +11,675 +8%
BTS
54
BB&T Securities
Virginia
$1.12M -$14.5K -1,904 -1%
Citigroup
55
Citigroup
New York
$1.05M +$100K +13,133 +11%
NA
56
Neuburgh Advisers
California
$1.05M – – –
Dimensional Fund Advisors
57
Dimensional Fund Advisors
Texas
$1.03M -$2.1K -275 -0.2%
USAA
58
United Services Automobile Association
Texas
$1.01M -$3.8K -498 -0.4%
JMPWA
59
JP Morgan Private Wealth Advisors
California
$990K +$289K +37,984 +42%
Bank of Montreal
60
Bank of Montreal
Ontario, Canada
$949K -$26.8K -3,519 -3%
HC
61
Henshaw Capital
Massachusetts
$915K – – –
IB
62
Intrust Bank
Kansas
$899K +$537K +70,504 +153%
FCM
63
Flinton Capital Management
Pennsylvania
$866K – – –
LNWWM
64
Laird Norton Wetherby Wealth Management
California
$834K +$17.1K +2,245 +2%
GC
65
Gratry & Company
Ohio
$822K -$40.6K -5,326 -5%
AIA
66
Avalon Investment & Advisory
Texas
$780K +$310K +40,649 +67%
FCH
67
Freestone Capital Holdings
Washington
$714K +$27.5K +3,608 +4%
Creative Planning
68
Creative Planning
Kansas
$693K +$602K +78,962 +725%
TAM
69
Tyers Asset Management
Texas
$681K – – –
LFAS
70
Level Four Advisory Services
Texas
$677K +$463K +60,719 +224%
GT
71
Greenleaf Trust
Michigan
$632K -$98.1K -12,865 -14%
PNC Financial Services Group
72
PNC Financial Services Group
Pennsylvania
$565K +$105K +13,751 +23%
RCM
73
Riverhead Capital Management
Delaware
$546K – – –
WI
74
WrapManager Inc
California
$538K +$5.5K +721 +1%
JIC
75
Johnson Investment Counsel
Ohio
$512K – – –
1 2
3
4 5

SMFG Hedge Fund Activity: Q3 2017 in Review

195 of the 4,012 institutional investors tracked by Wall St. Rank reported a position in Sumitomo Mitsui Financial (SMFG) for Q3 2017, worth a combined $1.41B — up 6.4% from $1.32B a quarter earlier.

Buyers outnumbered sellers: 24 funds opened new SMFG positions and 19 closed out — a net gain of 5 holders — while 83 added to existing stakes and 49 trimmed.

The largest buyer was Bank of America, adding an estimated $64M. The largest seller was Arrowstreet Capital, cutting an estimated $8.69M.

  • 195 institutional investors held Sumitomo Mitsui Financial (SMFG) as of Q3 2017, up from 194 in Q2 2017.
  • Funds reported $1.41B of Sumitomo Mitsui Financial stock for Q3 2017, up 6.4% quarter-over-quarter.
  • 24 funds opened new Sumitomo Mitsui Financial positions in Q3 2017 and 19 closed out, a net change of +5 holders.
  • The largest Sumitomo Mitsui Financial buyer in Q3 2017 was Bank of America, an estimated $64M added.
  • The largest Sumitomo Mitsui Financial seller in Q3 2017 was Arrowstreet Capital, an estimated $8.69M sold.

Based on aggregated 13F filings for Q3 2017.