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Sumitomo Mitsui Financial
SMFG

181 hedge funds and large institutions have $689M invested in Sumitomo Mitsui Financial in 2016 Q4 according to their latest regulatory filings, with 42 funds opening new positions, 55 increasing their positions, 57 reducing their positions, and 21 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more funds holding in top 10

Funds holding in top 10: 1 → 2 (+1)

100% more first-time investments, than exits

New positions opened: 42 | Existing positions closed: 21

15% more capital invested

Capital invested by funds: $602M → $689M (+$87.3M)

10% more funds holding

Funds holding: 165 → 181 (+16)

0.09% more ownership

Funds ownership: 6.29% → 6.38% (+0.09%)

4% less repeat investments, than reductions

Existing positions increased: 55 | Existing positions reduced: 57

Holders
181
Holders Change
+16
Holders Change %
+9.7%
% of All Funds
4.53%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.05%
New
42
Increased
55
Reduced
57
Closed
21
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Northern Trust
Northern Trust
Illinois
+$19.9M
2
JP Morgan Chase
JP Morgan Chase
New York
+$7.4M
3
PPA
Parametric Portfolio Associates
Washington
+$4.29M
4
Bank of America
Bank of America
North Carolina
+$4.27M
5
William Blair Investment Management
William Blair Investment Management
Illinois
+$3.23M

Top Sellers

Rank Fund Capital Flow
1
JG
Jefferies Group
New York
-$9.77M
2
NMC
Nine Masts Capital
Hong Kong
-$6.5M
3
GT
Glenmede Trust
Pennsylvania
-$5.02M
4
Lazard Asset Management
Lazard Asset Management
New York
-$4.85M
5
FGP
Foyston, Gordon, & Payne
Ontario, Canada
-$3.19M
Name Holding Trade Value Shares
Change 		Change in
Stake
Bank of Montreal
51
Bank of Montreal
Ontario, Canada
$910K -$458K -63,029 -34%
Dimensional Fund Advisors
52
Dimensional Fund Advisors
Texas
$907K -$272K -37,500 -24%
FCM
53
Flinton Capital Management
Pennsylvania
$858K +$816K +112,364 New
Allianz Asset Management
54
Allianz Asset Management
Germany
$829K – – –
GT
55
Glenmede Trust
Pennsylvania
$770K -$5.02M -691,631 -87%
CS
56
Credit Suisse
Switzerland
$749K -$1.25M -171,565 -64%
LNWWM
57
Laird Norton Wetherby Wealth Management
California
$745K +$1.74K +239 +0.2%
Two Sigma Advisers
58
Two Sigma Advisers
New York
$730K +$399K +54,900 +135%
TAM
59
Tyers Asset Management
Texas
$675K +$641K +88,286 New
ECM
60
ETrade Capital Management
Virginia
$666K +$265K +36,480 +72%
AIA
61
Avalon Investment & Advisory
Texas
$659K +$626K +86,225 New
FCH
62
Freestone Capital Holdings
Washington
$649K -$15.3K -2,113 -2%
M&T Bank
63
M&T Bank
New York
$639K +$155K +21,366 +34%
RFC
64
Regions Financial Corp
Alabama
$631K +$46.9K +6,461 +8%
Deutsche Bank
65
Deutsche Bank
Germany
$620K +$589K +81,166 +4,058,300%
VKH
66
Virtu KCG Holdings
New York
$570K +$232K +31,967 +75%
William Blair & Company
67
William Blair & Company
Illinois
$570K +$365K +50,196 +206%
RCM
68
Riverhead Capital Management
Delaware
$541K – – –
GHCM
69
Glen Harbor Capital Management
California
$491K +$466K +64,208 New
HC
70
Henshaw Capital
Massachusetts
$409K – – –
BCM
71
BTC Capital Management
Iowa
$408K -$21K -2,886 -5%
LPL Financial
72
LPL Financial
California
$408K +$1.25K +172 +0.3%
CIAN
73
Capstone Investment Advisors (Netherlands)
New York
$390K +$74.1K +10,200 New
LFAS
74
Level Four Advisory Services
Texas
$389K +$369K +50,871 New
Capital Fund Management (CFM)
75
Capital Fund Management (CFM)
France
$381K +$362K +49,862 New
1 2
3
4 5

SMFG Hedge Fund Activity: Q4 2016 in Review

181 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in Sumitomo Mitsui Financial (SMFG) for Q4 2016, worth a combined $689M — up 15% from $602M a quarter earlier.

Buyers outnumbered sellers: 42 funds opened new SMFG positions and 21 closed out — a net gain of 21 holders — while 55 added to existing stakes and 57 trimmed.

The largest buyer was Northern Trust, adding an estimated $19.9M. The largest seller was Jefferies Group, cutting an estimated $9.77M.

  • 181 institutional investors held Sumitomo Mitsui Financial (SMFG) as of Q4 2016, up from 165 in Q3 2016.
  • Funds reported $689M of Sumitomo Mitsui Financial stock for Q4 2016, up 15% quarter-over-quarter.
  • 42 funds opened new Sumitomo Mitsui Financial positions in Q4 2016 and 21 closed out, a net change of +21 holders.
  • The largest Sumitomo Mitsui Financial buyer in Q4 2016 was Northern Trust, an estimated $19.9M added.
  • The largest Sumitomo Mitsui Financial seller in Q4 2016 was Jefferies Group, an estimated $9.77M sold.

Based on aggregated 13F filings for Q4 2016.