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Sumitomo Mitsui Financial
SMFG

235 hedge funds and large institutions have $800M invested in Sumitomo Mitsui Financial in 2021 Q3 according to their latest regulatory filings, with 33 funds opening new positions, 108 increasing their positions, 54 reducing their positions, and 21 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more repeat investments, than reductions

Existing positions increased: 108 | Existing positions reduced: 54

57% more first-time investments, than exits

New positions opened: 33 | Existing positions closed: 21

4% more funds holding

Funds holding: 225 → 235 (+10)

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

0.05% less ownership

Funds ownership: 9.1% → 9.06% (-0.05%)

7% less capital invested

Capital invested by funds: $862M → $800M (-$62.3M)

96% less call options, than puts

Call options by funds: $43K | Put options by funds: $1.14M

Holders
235
Holders Change
+10
Holders Change %
+4.44%
% of All Funds
4.11%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.02%
New
33
Increased
108
Reduced
54
Closed
21
Calls
$43K
Puts
$1.14M
Net Calls
-$1.09M
Net Calls Change
-$260K

Top Buyers

Rank Fund Capital Flow
1
Goldman Sachs
Goldman Sachs
New York
+$12.3M
2
N
Nuveen
North Carolina
+$7.92M
3
Citadel Advisors
Citadel Advisors
Florida
+$3.18M
4
OSAM
O'Shaughnessy Asset Management
Connecticut
+$3.12M
5
Qube Research & Technologies (QRT)
Qube Research & Technologies (QRT)
United Kingdom
+$2.72M

Top Sellers

Rank Fund Capital Flow
1
Northern Trust
Northern Trust
Illinois
-$11.4M
2
Renaissance Technologies
Renaissance Technologies
New York
-$6.49M
3
Fidelity Investments
Fidelity Investments
Massachusetts
-$6.26M
4
LP
LMR Partners
United Kingdom
-$6.12M
5
Federated Hermes
Federated Hermes
Pennsylvania
-$4.25M
Name Holding Trade Value Shares
Change 		Change in
Stake
Bank of New York Mellon
26
Bank of New York Mellon
New York
$5.91M +$963K +138,416 +20%
RJA
27
Raymond James & Associates
Florida
$4.46M +$676K +97,194 +18%
Barclays
28
Barclays
United Kingdom
$4.29M +$1.98M +283,886 +87%
US Bancorp
29
US Bancorp
Minnesota
$4.05M -$3.76M -540,577 -48%
Bank of Montreal
30
Bank of Montreal
Ontario, Canada
$3.62M -$2.18K -313 -0.1%
Millennium Management
31
Millennium Management
New York
$3.57M +$1.31M +188,066 +59%
Citadel Advisors
32
Citadel Advisors
Florida
$3.54M +$3.18M +456,628 +954%
USCWA
33
U.S. Capital Wealth Advisors
Texas
$3.44M +$3.48M +499,463 New
Dimensional Fund Advisors
34
Dimensional Fund Advisors
Texas
$3.06M +$62.6K +9,000 +2%
AHC
35
Anderson Hoagland & Co
Missouri
$3.05M -$28.7K -4,122 -0.9%
SEI Investments
36
SEI Investments
Pennsylvania
$2.98M +$60.6K +8,704 +2%
Truist Financial
37
Truist Financial
North Carolina
$2.77M +$604K +86,750 +28%
BCI
38
Brinker Capital Investments
Pennsylvania
$2.68M – – –
Stifel Financial
39
Stifel Financial
Missouri
$2.67M +$205K +29,445 +8%
GHAM
40
Gilman Hill Asset Management
Connecticut
$2.56M +$223K +32,060 +10%
RFC
41
Regions Financial Corp
Alabama
$2.53M +$306K +43,983 +14%
UBS Group
42
UBS Group
Switzerland
$2.49M +$83.1K +11,943 +3%
TAIM
43
Te Ahumairangi Investment Management
New Zealand
$2.42M – – –
FCH
44
Freestone Capital Holdings
Washington
$2.32M -$201K -28,836 -8%
GT
45
Greenleaf Trust
Michigan
$2.32M -$355K -50,981 -13%
SW
46
SVB Wealth
Massachusetts
$2.13M +$1.13M +162,179 +114%
Ameriprise
47
Ameriprise
Minnesota
$2.08M -$2.11M -303,046 -51%
American Century Companies
48
American Century Companies
Missouri
$1.78M +$6.92K +995 +0.4%
GC
49
Guggenheim Capital
Illinois
$1.66M +$391K +56,217 +31%
OAM
50
Oppenheimer Asset Management
New York
$1.52M -$43.3K -6,226 -3%
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SMFG Hedge Fund Activity: Q3 2021 in Review

235 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in Sumitomo Mitsui Financial (SMFG) for Q3 2021, worth a combined $800M — down 7.2% from $862M a quarter earlier.

Buyers outnumbered sellers: 33 funds opened new SMFG positions and 21 closed out — a net gain of 12 holders — while 108 added to existing stakes and 54 trimmed.

The largest buyer was Goldman Sachs, adding an estimated $12.3M. The largest seller was Northern Trust, cutting an estimated $11.4M.

  • 235 institutional investors held Sumitomo Mitsui Financial (SMFG) as of Q3 2021, up from 225 in Q2 2021.
  • Funds reported $800M of Sumitomo Mitsui Financial stock for Q3 2021, down 7.2% quarter-over-quarter.
  • 33 funds opened new Sumitomo Mitsui Financial positions in Q3 2021 and 21 closed out, a net change of +12 holders.
  • The largest Sumitomo Mitsui Financial buyer in Q3 2021 was Goldman Sachs, an estimated $12.3M added.
  • The largest Sumitomo Mitsui Financial seller in Q3 2021 was Northern Trust, an estimated $11.4M sold.

Based on aggregated 13F filings for Q3 2021.