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Sumitomo Mitsui Financial
SMFG

201 hedge funds and large institutions have $750M invested in Sumitomo Mitsui Financial in 2020 Q3 according to their latest regulatory filings, with 23 funds opening new positions, 81 increasing their positions, 66 reducing their positions, and 41 closing their positions.

New
Increased
Maintained
Reduced
Closed

23% more repeat investments, than reductions

Existing positions increased: 81 | Existing positions reduced: 66

0% more funds holding in top 10

Funds holding in top 10: 3 → 3 (0)

0.23% less ownership

Funds ownership: 10% → 9.77% (-0.23%)

3% less capital invested

Capital invested by funds: $769M → $750M (-$19.3M)

9% less funds holding

Funds holding: 222 → 201 (-21)

44% less first-time investments, than exits

New positions opened: 23 | Existing positions closed: 41

Holders
201
Holders Change
-21
Holders Change %
-9.46%
% of All Funds
4.06%
Holding in Top 10
3
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.06%
New
23
Increased
81
Reduced
66
Closed
41
Calls
$4K
Puts
–
Net Calls
+$4K
Net Calls Change
+$184K

Top Buyers

Rank Fund Capital Flow
1
CGH
Crossmark Global Holdings
Texas
+$7.94M
2
AG
Aperio Group
California
+$3.74M
3
Goldman Sachs
Goldman Sachs
New York
+$3.44M
4
CIBC World Market
CIBC World Market
Ontario, Canada
+$2.71M
5
BCI
Brinker Capital Investments
Pennsylvania
+$2.06M

Top Sellers

Rank Fund Capital Flow
1
LP
LMR Partners
United Kingdom
-$8.24M
2
TAM
Todd Asset Management
Kentucky
-$8.19M
3
TRSOTSOK
Teachers Retirement System of the State of Kentucky
Kentucky
-$5.08M
4
Lazard Asset Management
Lazard Asset Management
New York
-$2.72M
5
US Bancorp
US Bancorp
Minnesota
-$2.54M
Name Holding Trade Value Shares
Change 		Change in
Stake
RJA
26
Raymond James & Associates
Florida
$4.24M +$2.65K +463 +0.1%
Ameriprise
27
Ameriprise
Minnesota
$4.2M +$1.18M +205,221 +38%
Bank of New York Mellon
28
Bank of New York Mellon
New York
$3.64M +$244K +42,555 +7%
Mercer Global Advisors
29
Mercer Global Advisors
Colorado
$2.82M +$245K +42,802 +9%
ECM
30
ETrade Capital Management
Virginia
$2.66M +$323K +56,438 +13%
Qube Research & Technologies (QRT)
31
Qube Research & Technologies (QRT)
United Kingdom
$2.54M +$951K +165,909 +58%
FCH
32
Freestone Capital Holdings
Washington
$2.36M +$28.6K +4,997 +1%
Dimensional Fund Advisors
33
Dimensional Fund Advisors
Texas
$2.21M +$17.4K +3,036 +0.8%
Comerica Bank
34
Comerica Bank
Texas
$2.13M -$9.69K -1,691 -0.5%
SEI Investments
35
SEI Investments
Pennsylvania
$2.13M -$903K -157,533 -30%
BCI
36
Brinker Capital Investments
Pennsylvania
$2.01M +$2.06M +360,131 New
UBS Group
37
UBS Group
Switzerland
$2M -$371K -64,653 -15%
GT
38
Greenleaf Trust
Michigan
$1.94M +$312K +54,520 +19%
TAIM
39
Te Ahumairangi Investment Management
New Zealand
$1.93M +$1.98M +345,990 New
GHAM
40
Gilman Hill Asset Management
Connecticut
$1.73M – – –
Stifel Financial
41
Stifel Financial
Missouri
$1.72M +$648K +113,117 +58%
W
42
WealthStone
Ohio
$1.66M +$1.57M +274,031 +1,203%
OSAM
43
O'Shaughnessy Asset Management
Connecticut
$1.44M +$292K +50,896 +25%
D.E. Shaw & Co
44
D.E. Shaw & Co
New York
$1.36M +$743K +129,698 +115%
AP
45
Advisor Partners
California
$1.2M +$378K +65,912 +44%
RFC
46
Regions Financial Corp
Alabama
$1.17M -$10.9K -1,904 -0.9%
AHC
47
Anderson Hoagland & Co
Missouri
$1.12M +$71.6K +12,485 +7%
AC
48
Athos Capital
Hong Kong
$1.12M – – –
Calamos Advisors
49
Calamos Advisors
Illinois
$1.07M +$1.1M +191,500 New
S
50
SignatureFD
Georgia
$1.03M -$13.4K -2,337 -1%
1
2
3 4 5

SMFG Hedge Fund Activity: Q3 2020 in Review

201 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in Sumitomo Mitsui Financial (SMFG) for Q3 2020, worth a combined $750M — down 2.5% from $769M a quarter earlier.

Sellers outnumbered buyers: 41 funds closed out of SMFG and 23 opened new positions — a net loss of 18 holders — while 66 trimmed existing stakes and 81 added.

The largest buyer was Crossmark Global Holdings, adding an estimated $7.94M. The largest seller was LMR Partners, cutting an estimated $8.24M.

  • 201 institutional investors held Sumitomo Mitsui Financial (SMFG) as of Q3 2020, down from 222 in Q2 2020.
  • Funds reported $750M of Sumitomo Mitsui Financial stock for Q3 2020, down 2.5% quarter-over-quarter.
  • 23 funds opened new Sumitomo Mitsui Financial positions in Q3 2020 and 41 closed out, a net change of -18 holders.
  • The largest Sumitomo Mitsui Financial buyer in Q3 2020 was Crossmark Global Holdings, an estimated $7.94M added.
  • The largest Sumitomo Mitsui Financial seller in Q3 2020 was LMR Partners, an estimated $8.24M sold.

Based on aggregated 13F filings for Q3 2020.