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Sumitomo Mitsui Financial
SMFG

248 hedge funds and large institutions have $1.25B invested in Sumitomo Mitsui Financial in 2018 Q4 according to their latest regulatory filings, with 53 funds opening new positions, 67 increasing their positions, 105 reducing their positions, and 38 closing their positions.

New
Increased
Maintained
Reduced
Closed

39% more first-time investments, than exits

New positions opened: 53 | Existing positions closed: 38

5% more funds holding

Funds holding: 236 → 248 (+12)

0.01% more ownership

Funds ownership: 13.64% → 13.65% (+0.01%)

19% less capital invested

Capital invested by funds: $1.53B → $1.25B (-$288M)

36% less repeat investments, than reductions

Existing positions increased: 67 | Existing positions reduced: 105

Holders
248
Holders Change
+12
Holders Change %
+5.08%
% of All Funds
5.53%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.02%
New
53
Increased
67
Reduced
105
Closed
38
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
NMC
Nine Masts Capital
Hong Kong
+$28.2M
2
LP
LMR Partners
United Kingdom
+$20.9M
3
Envestnet Asset Management
Envestnet Asset Management
Illinois
+$12.7M
4
Marshall Wace
Marshall Wace
United Kingdom
+$8.84M
5
Federated Hermes
Federated Hermes
Pennsylvania
+$4.59M

Top Sellers

1
CI
Cambiar Investors
Colorado
-$24.5M
2
CI
Cowen Inc
New York
-$11.2M
3
Morgan Stanley
Morgan Stanley
New York
-$9.37M
4
Wells Fargo
Wells Fargo
California
-$6.71M
5
Lazard Asset Management
Lazard Asset Management
New York
-$6.42M
Name Holding Trade Value Shares
Change 		Change in
Stake
Royal Bank of Canada
26
Royal Bank of Canada
Ontario, Canada
$6.46M -$933K -125,035 -11%
D.E. Shaw & Co
27
D.E. Shaw & Co
New York
$5.68M -$2.02M -270,842 -24%
Natixis Advisors
28
Natixis Advisors
Massachusetts
$5.42M -$974K -130,526 -14%
JP Morgan Chase
29
JP Morgan Chase
New York
$5M -$1.31M -174,864 -19%
Bank of New York Mellon
30
Bank of New York Mellon
New York
$4.48M +$106K +14,150 +2%
William Blair & Company
31
William Blair & Company
Illinois
$4.18M -$655K -87,732 -12%
FWCM
32
Ferguson Wellman Capital Management
Oregon
$4M -$1.72M -230,010 -27%
Stifel Financial
33
Stifel Financial
Missouri
$3.83M -$559K -74,914 -11%
Ameriprise
34
Ameriprise
Minnesota
$3.73M -$631K -84,543 -13%
Comerica Bank
35
Comerica Bank
Texas
$3.46M -$14.2K -1,902 -0.4%
ECM
36
ETrade Capital Management
Virginia
$3.33M -$202K -27,105 -5%
MWNA
37
Marshall Wace North America
New York
$3.22M +$3.69M +494,367 New
Renaissance Technologies
38
Renaissance Technologies
New York
$3.03M +$2.01M +269,156 +137%
Two Sigma Advisers
39
Two Sigma Advisers
New York
$2.97M +$1.07M +143,800 +46%
SB
40
Suntrust Banks
Georgia
$2.94M -$1.5M -200,954 -31%
CI
41
Cowen Inc
New York
$2.62M -$11.2M -1,495,000 -79%
UBS Group
42
UBS Group
Switzerland
$2.61M -$889K -119,045 -23%
M&T Bank
43
M&T Bank
New York
$2.46M -$383K -51,296 -12%
CS
44
Credit Suisse
Switzerland
$2.39M +$2.14M +286,508 +356%
OMC
45
Old Mission Capital
Illinois
$2.3M +$2.47M +330,347 +1,451%
Truist Financial
46
Truist Financial
North Carolina
$2.17M -$828K -110,987 -25%
SEI Investments
47
SEI Investments
Pennsylvania
$2.14M +$456K +61,140 +24%
BC
48
Brinker Capital
Pennsylvania
$2.08M -$659K -88,315 -22%
ECM
49
Evergreen Capital Management
Washington
$2.06M -$9.89K -1,325 -0.4%
ACC
50
Accident Compensation Corp
New Zealand
$1.98M – – –
1
2
3 4 5

SMFG Hedge Fund Activity: Q4 2018 in Review

248 of the 4,488 institutional investors tracked by Wall St. Rank reported a position in Sumitomo Mitsui Financial (SMFG) for Q4 2018, worth a combined $1.25B — down 19% from $1.53B a quarter earlier.

Buyers outnumbered sellers: 53 funds opened new SMFG positions and 38 closed out — a net gain of 15 holders — while 67 added to existing stakes and 105 trimmed.

The largest buyer was Nine Masts Capital, adding an estimated $28.2M. The largest seller was Cambiar Investors, cutting an estimated $24.5M.

  • 248 institutional investors held Sumitomo Mitsui Financial (SMFG) as of Q4 2018, up from 236 in Q3 2018.
  • Funds reported $1.25B of Sumitomo Mitsui Financial stock for Q4 2018, down 19% quarter-over-quarter.
  • 53 funds opened new Sumitomo Mitsui Financial positions in Q4 2018 and 38 closed out, a net change of +15 holders.
  • The largest Sumitomo Mitsui Financial buyer in Q4 2018 was Nine Masts Capital, an estimated $28.2M added.
  • The largest Sumitomo Mitsui Financial seller in Q4 2018 was Cambiar Investors, an estimated $24.5M sold.

Based on aggregated 13F filings for Q4 2018.