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Sumitomo Mitsui Financial
SMFG

181 hedge funds and large institutions have $689M invested in Sumitomo Mitsui Financial in 2016 Q4 according to their latest regulatory filings, with 42 funds opening new positions, 55 increasing their positions, 57 reducing their positions, and 21 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more funds holding in top 10

Funds holding in top 10: 1 → 2 (+1)

100% more first-time investments, than exits

New positions opened: 42 | Existing positions closed: 21

15% more capital invested

Capital invested by funds: $602M → $689M (+$87.3M)

10% more funds holding

Funds holding: 165 → 181 (+16)

0.09% more ownership

Funds ownership: 6.29% → 6.38% (+0.09%)

4% less repeat investments, than reductions

Existing positions increased: 55 | Existing positions reduced: 57

Holders
181
Holders Change
+16
Holders Change %
+9.7%
% of All Funds
4.53%
Holding in Top 10
2
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+100%
% of All Funds
0.05%
New
42
Increased
55
Reduced
57
Closed
21
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Northern Trust
Northern Trust
Illinois
+$19.9M
2
JP Morgan Chase
JP Morgan Chase
New York
+$7.4M
3
PPA
Parametric Portfolio Associates
Washington
+$4.29M
4
Bank of America
Bank of America
North Carolina
+$4.27M
5
William Blair Investment Management
William Blair Investment Management
Illinois
+$3.23M

Top Sellers

Rank Fund Capital Flow
1
JG
Jefferies Group
New York
-$9.77M
2
NMC
Nine Masts Capital
Hong Kong
-$6.5M
3
GT
Glenmede Trust
Pennsylvania
-$5.02M
4
Lazard Asset Management
Lazard Asset Management
New York
-$4.85M
5
FGP
Foyston, Gordon, & Payne
Ontario, Canada
-$3.19M
Name Holding Trade Value Shares
Change 		Change in
Stake
Envestnet Asset Management
26
Envestnet Asset Management
Illinois
$3.37M +$1.59M +218,748 +98%
Ameriprise
27
Ameriprise
Minnesota
$3.34M +$69K +9,508 +2%
WAM
28
World Asset Management
Michigan
$3.32M -$280K -38,578 -8%
Stifel Financial
29
Stifel Financial
Missouri
$3.19M +$420K +57,826 +16%
UBS Group
30
UBS Group
Switzerland
$3.1M +$132K +18,238 +5%
AAM
31
Advisors Asset Management
Colorado
$2.92M -$194K -26,750 -7%
SEI Investments
32
SEI Investments
Pennsylvania
$2.76M -$3.77K -519 -0.1%
Bank of New York Mellon
33
Bank of New York Mellon
New York
$2.72M +$295K +40,597 +13%
D.E. Shaw & Co
34
D.E. Shaw & Co
New York
$2.7M +$1.21M +167,267 +90%
US Bancorp
35
US Bancorp
Minnesota
$2.62M +$86.1K +11,850 +4%
BC
36
Brinker Capital
Pennsylvania
$2.32M +$1.76M +241,800 +392%
Two Sigma Investments
37
Two Sigma Investments
New York
$1.93M +$1.84M +252,938 New
UCFA
38
United Capital Financial Advisors
Texas
$1.91M +$1.81M +249,895 New
GC
39
Gratry & Company
Ohio
$1.87M +$1.78M +245,090 New
PP
40
PDT Partners
New York
$1.67M +$1.59M +218,484 New
SC
41
Seawolf Capital
New York
$1.52M +$1.44M +198,600 New
HighTower Advisors
42
HighTower Advisors
Illinois
$1.5M +$1.19M +163,860 +503%
Invesco
43
Invesco
Georgia
$1.46M -$84.1K -11,577 -6%
Royal Bank of Canada
44
Royal Bank of Canada
Ontario, Canada
$1.34M +$24.8K +3,418 +2%
NA
45
Neuburgh Advisers
California
$1.04M +$991K +136,442 New
Citigroup
46
Citigroup
New York
$999K -$38.4K -5,286 -4%
SB
47
Suntrust Banks
Georgia
$992K +$945K +130,139 New
GHAM
48
Gilman Hill Asset Management
Connecticut
$985K – – –
Truist Financial
49
Truist Financial
North Carolina
$944K -$406K -55,943 -31%
COI
50
Connable Office Inc
Michigan
$925K – – –
1
2
3 4 5

SMFG Hedge Fund Activity: Q4 2016 in Review

181 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in Sumitomo Mitsui Financial (SMFG) for Q4 2016, worth a combined $689M — up 15% from $602M a quarter earlier.

Buyers outnumbered sellers: 42 funds opened new SMFG positions and 21 closed out — a net gain of 21 holders — while 55 added to existing stakes and 57 trimmed.

The largest buyer was Northern Trust, adding an estimated $19.9M. The largest seller was Jefferies Group, cutting an estimated $9.77M.

  • 181 institutional investors held Sumitomo Mitsui Financial (SMFG) as of Q4 2016, up from 165 in Q3 2016.
  • Funds reported $689M of Sumitomo Mitsui Financial stock for Q4 2016, up 15% quarter-over-quarter.
  • 42 funds opened new Sumitomo Mitsui Financial positions in Q4 2016 and 21 closed out, a net change of +21 holders.
  • The largest Sumitomo Mitsui Financial buyer in Q4 2016 was Northern Trust, an estimated $19.9M added.
  • The largest Sumitomo Mitsui Financial seller in Q4 2016 was Jefferies Group, an estimated $9.77M sold.

Based on aggregated 13F filings for Q4 2016.