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Sumitomo Mitsui Financial
SMFG

165 hedge funds and large institutions have $602M invested in Sumitomo Mitsui Financial in 2016 Q3 according to their latest regulatory filings, with 20 funds opening new positions, 48 increasing their positions, 69 reducing their positions, and 24 closing their positions.

New
Increased
Maintained
Reduced
Closed

16% more capital invested

Capital invested by funds: $519M → $602M (+$82.9M)

0% more funds holding in top 10

Funds holding in top 10: 1 → 1 (0)

0.13% less ownership

Funds ownership: 6.42% → 6.29% (-0.13%)

3% less funds holding

Funds holding: 170 → 165 (-5)

17% less first-time investments, than exits

New positions opened: 20 | Existing positions closed: 24

30% less repeat investments, than reductions

Existing positions increased: 48 | Existing positions reduced: 69

Holders
165
Holders Change
-5
Holders Change %
-2.94%
% of All Funds
4.4%
Holding in Top 10
1
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.03%
New
20
Increased
48
Reduced
69
Closed
24
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
JP Morgan Chase
JP Morgan Chase
New York
+$25.7M
2
OAG
Orbis Allan Gray
Bermuda
+$3.79M
3
AG
Aperio Group
California
+$2.57M
4
Goldman Sachs
Goldman Sachs
New York
+$1.96M
5
UBS AM
UBS AM
Illinois
+$929K

Top Sellers

Rank Fund Capital Flow
1
Jane Street
Jane Street
New York
-$11.5M
2
CS
Credit Suisse
Switzerland
-$10.1M
3
CCM
Causeway Capital Management
California
-$6.38M
4
Morgan Stanley
Morgan Stanley
New York
-$5.9M
5
JG
Jefferies Group
New York
-$5.19M
Name Holding Trade Value Shares
Change 		Change in
Stake
FGP
26
Foyston, Gordon, & Payne
Ontario, Canada
$3.19M -$138K -21,219 -4%
WAM
27
World Asset Management
Michigan
$3.19M +$229K +35,313 +8%
Ameriprise
28
Ameriprise
Minnesota
$2.88M +$243K +37,433 +10%
AAM
29
Advisors Asset Management
Colorado
$2.76M -$109K -16,747 -4%
UBS Group
30
UBS Group
Switzerland
$2.61M -$187K -28,876 -7%
Comerica Bank
31
Comerica Bank
Texas
$2.5M -$148K -22,831 -6%
SEI Investments
32
SEI Investments
Pennsylvania
$2.44M +$124K +19,106 +6%
Stifel Financial
33
Stifel Financial
Missouri
$2.43M -$82.3K -12,685 -3%
US Bancorp
34
US Bancorp
Minnesota
$2.23M -$376K -57,948 -15%
Bank of New York Mellon
35
Bank of New York Mellon
New York
$2.13M +$69.3K +10,686 +4%
CS
36
Credit Suisse
Switzerland
$1.82M -$10.1M -1,561,733 -85%
Envestnet Asset Management
37
Envestnet Asset Management
Illinois
$1.5M -$784K -120,825 -35%
Invesco
38
Invesco
Georgia
$1.37M -$16.4K -2,525 -1%
D.E. Shaw & Co
39
D.E. Shaw & Co
New York
$1.26M -$1.57M -241,627 -56%
Bank of Montreal
40
Bank of Montreal
Ontario, Canada
$1.24M +$28.4K +4,379 +2%
Truist Financial
41
Truist Financial
North Carolina
$1.21M -$493K -75,992 -30%
OMC
42
Old Mission Capital
Illinois
$1.17M +$372K +57,297 +50%
Royal Bank of Canada
43
Royal Bank of Canada
Ontario, Canada
$1.16M +$88.3K +13,613 +9%
Dimensional Fund Advisors
44
Dimensional Fund Advisors
Texas
$1.05M -$33.1K -5,100 -3%
HCM
45
Highbridge Capital Management
New York
$945K +$908K +140,000 New
Citigroup
46
Citigroup
New York
$919K -$396K -61,101 -31%
GHAM
47
Gilman Hill Asset Management
Connecticut
$870K +$23.5K +3,615 +3%
COI
48
Connable Office Inc
Michigan
$817K +$393K +60,535 +100%
Allianz Asset Management
49
Allianz Asset Management
Germany
$733K – – –
LNWWM
50
Laird Norton Wetherby Wealth Management
California
$656K +$113K +17,365 +22%
1
2
3 4 5

SMFG Hedge Fund Activity: Q3 2016 in Review

165 of the 3,748 institutional investors tracked by Wall St. Rank reported a position in Sumitomo Mitsui Financial (SMFG) for Q3 2016, worth a combined $602M — up 16% from $519M a quarter earlier.

Sellers outnumbered buyers: 24 funds closed out of SMFG and 20 opened new positions — a net loss of 4 holders — while 69 trimmed existing stakes and 48 added.

The largest buyer was JP Morgan Chase, adding an estimated $25.7M. The largest seller was Jane Street, exiting entirely with an estimated $11.5M sold.

  • 165 institutional investors held Sumitomo Mitsui Financial (SMFG) as of Q3 2016, down from 170 in Q2 2016.
  • Funds reported $602M of Sumitomo Mitsui Financial stock for Q3 2016, up 16% quarter-over-quarter.
  • 20 funds opened new Sumitomo Mitsui Financial positions in Q3 2016 and 24 closed out, a net change of -4 holders.
  • The largest Sumitomo Mitsui Financial buyer in Q3 2016 was JP Morgan Chase, an estimated $25.7M added.
  • The largest Sumitomo Mitsui Financial seller in Q3 2016 was Jane Street, an estimated $11.5M sold.

Based on aggregated 13F filings for Q3 2016.