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Sumitomo Mitsui Financial

158 hedge funds and large institutions have $1.16B invested in Sumitomo Mitsui Financial in 2013 Q4 according to their latest regulatory filings, with 38 funds opening new positions, 65 increasing their positions, 28 reducing their positions, and 20 closing their positions.

New
Increased
Maintained
Reduced
Closed

200% more funds holding in top 10

Funds holding in top 10: 13 (+2)

132% more repeat investments, than reductions

Existing positions increased: 65 | Existing positions reduced: 28

90% more first-time investments, than exits

New positions opened: 38 | Existing positions closed: 20

21% more capital invested

Capital invested by funds: $959M → $1.16B (+$201M)

12% more funds holding

Funds holding: 141158 (+17)

0.67% more ownership

Funds ownership: 6.98%7.64% (+0.67%)

98% less call options, than puts

Call options by funds: $5K | Put options by funds: $246K

Holders
158
Holders Change
+17
Holders Change %
+12.06%
% of All Funds
4.59%
Holding in Top 10
3
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+200%
% of All Funds
0.09%
New
38
Increased
65
Reduced
28
Closed
20
Calls
$5K
Puts
$246K
Net Calls
-$241K
Net Calls Change
-$116K
Name Holding Trade Value Shares
Change
Change in
Stake
DVM
26
Dreman Value Management
Florida
$7.9M -$2.1M -211,502 -29%
Bank of New York Mellon
27
Bank of New York Mellon
New York
$7.31M -$460K -46,262 -6%
Royal Bank of Canada
28
Royal Bank of Canada
Ontario, Canada
$7.05M +$108K +10,881 +2%
Fidelity Investments
29
Fidelity Investments
Massachusetts
$6.94M +$142K +14,300 +2%
CGT
30
Capital Guardian Trust
California
$6.77M +$3.7M +372,264 +136%
US Bancorp
31
US Bancorp
Minnesota
$5.59M +$1.88M +189,135 +55%
Comerica Bank
32
Comerica Bank
Texas
$5.48M +$154K +15,526 +3%
CM
33
Castleark Management
Illinois
$5.3M
WAM
34
World Asset Management
Michigan
$5.17M -$1.44M -144,859 -23%
WIS
35
Wright Investors Service
Connecticut
$5.04M +$1.16M +116,600 +32%
CAM
36
Capstone Asset Management
Texas
$4.68M +$160K +16,110 +4%
RJA
37
Raymond James & Associates
Florida
$4.33M +$192K +19,323 +5%
N
38
Nuveen
North Carolina
$4.13M +$1.34M +135,026 +52%
Fiera Capital (Canada)
39
Fiera Capital (Canada)
Quebec, Canada
$4.04M +$3.83M +385,300 New
PIA
40
Philadelphia International Advisors
Pennsylvania
$4M +$26.6K +2,673 +0.7%
William Blair & Company
41
William Blair & Company
Illinois
$3.94M -$695K -69,824 -16%
EA
42
Euclid Advisors
Connecticut
$3.94M +$647K +65,050 +21%
D.E. Shaw & Co
43
D.E. Shaw & Co
New York
$3.5M +$840K +84,434 +34%
MCM
44
Matterhorn Capital Management
Texas
$3.42M +$22.6K +2,275 +0.7%
SB
45
Suntrust Banks
Georgia
$3.33M +$3.16M +317,680 New
PI
46
Placemark Investments
Illinois
$3.13M +$438K +43,997 +17%
NAM
47
NorthCoast Asset Management
Connecticut
$2.61M +$2.48M +249,196 New
Millennium Management
48
Millennium Management
New York
$2.59M +$154K +15,526 +7%
Truist Financial
49
Truist Financial
North Carolina
$2.59M +$1.43M +143,337 +138%
MAM
50
Martingale Asset Management
Massachusetts
$2.5M -$1.05K -106 -0%

SMFG Hedge Fund Activity: Q4 2013 in Review

158 of the 3,445 institutional investors tracked by Wall St. Rank reported a position in Sumitomo Mitsui Financial (SMFG) for Q4 2013, worth a combined $1.16B — up 21% from $959M a quarter earlier.

Buyers outnumbered sellers: 38 funds opened new SMFG positions and 20 closed out — a net gain of 18 holders — while 65 added to existing stakes and 28 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $47.7M. The largest seller was Brandes Investment Partners, exiting entirely with an estimated $40.6M sold.

  • 158 institutional investors held Sumitomo Mitsui Financial (SMFG) as of Q4 2013, up from 141 in Q3 2013.
  • Funds reported $1.16B of Sumitomo Mitsui Financial stock for Q4 2013, up 21% quarter-over-quarter.
  • 38 funds opened new Sumitomo Mitsui Financial positions in Q4 2013 and 20 closed out, a net change of +18 holders.
  • The largest Sumitomo Mitsui Financial buyer in Q4 2013 was Morgan Stanley, an estimated $47.7M added.
  • The largest Sumitomo Mitsui Financial seller in Q4 2013 was Brandes Investment Partners, an estimated $40.6M sold.

Based on aggregated 13F filings for Q4 2013.