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Sumitomo Mitsui Financial
SMFG

141 hedge funds and large institutions have $959M invested in Sumitomo Mitsui Financial in 2013 Q3 according to their latest regulatory filings, with 17 funds opening new positions, 59 increasing their positions, 40 reducing their positions, and 15 closing their positions.

New
Increased
Maintained
Reduced
Closed

48% more repeat investments, than reductions

Existing positions increased: 59 | Existing positions reduced: 40

13% more first-time investments, than exits

New positions opened: 17 | Existing positions closed: 15

6% more capital invested

Capital invested by funds: $908M → $959M (+$51.1M)

0.01% more ownership

Funds ownership: 6.96% → 6.98% (+0.01%)

0% more funds holding

Funds holding: 141 → 141 (0)

50% less funds holding in top 10

Funds holding in top 10: 2 → 1 (-1)

91% less call options, than puts

Call options by funds: $13K | Put options by funds: $138K

Holders
141
Holders Change
–
Holders Change %
0%
% of All Funds
4.57%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.03%
New
17
Increased
59
Reduced
40
Closed
15
Calls
$13K
Puts
$138K
Net Calls
-$125K
Net Calls Change
-$166K

Top Buyers

Rank Fund Capital Flow
1
Morgan Stanley
Morgan Stanley
New York
+$21.1M
2
ClearBridge Investments
ClearBridge Investments
New York
+$12.5M
3
FWCM
Ferguson Wellman Capital Management
Oregon
+$7.97M
4
NM
Nokota Management
New York
+$3.42M
5
Northern Trust
Northern Trust
Illinois
+$3.09M

Top Sellers

Rank Fund Capital Flow
1
BIP
Brandes Investment Partners
California
-$31.5M
2
MAMNY
Marathon Asset Management (New York)
New York
-$11.3M
3
IG
ING Group
Netherlands
-$10.7M
4
CGI
CI Global Investments
California
-$7.84M
5
Lazard Asset Management
Lazard Asset Management
New York
-$6.24M
Name Holding Trade Value Shares
Change 		Change in
Stake
Royal Bank of Canada
26
Royal Bank of Canada
Ontario, Canada
$6.44M -$194K -20,489 -3%
Fidelity Investments
27
Fidelity Investments
Massachusetts
$6.3M -$118K -12,400 -2%
WAM
28
World Asset Management
Michigan
$6.2M -$1.12M -118,180 -16%
Comerica Bank
29
Comerica Bank
Texas
$4.93M +$747K +78,740 +18%
William Blair & Company
30
William Blair & Company
Illinois
$4.33M +$12.6K +1,325 +0.3%
CAM
31
Capstone Asset Management
Texas
$4.19M +$220K +23,220 +6%
CM
32
Castleark Management
Illinois
$4.14M +$2.38M +251,000 +99%
RJA
33
Raymond James & Associates
Florida
$3.83M +$180K +18,964 +5%
PIA
34
Philadelphia International Advisors
Pennsylvania
$3.68M -$478K -50,384 -12%
WIS
35
Wright Investors Service
Connecticut
$3.54M -$546K -57,485 -14%
US Bancorp
36
US Bancorp
Minnesota
$3.35M +$925K +97,491 +40%
MCM
37
Matterhorn Capital Management
Texas
$3.15M +$70.9K +7,465 +2%
EA
38
Euclid Advisors
Connecticut
$3.02M -$469K -49,450 -14%
CGT
39
Capital Guardian Trust
California
$2.66M +$643K +67,783 +33%
N
40
Nuveen
North Carolina
$2.52M -$402K -42,331 -14%
PI
41
Placemark Investments
Illinois
$2.48M -$749K -78,870 -24%
CCM
42
Causeway Capital Management
California
$2.43M +$796K +83,830 +51%
D.E. Shaw & Co
43
D.E. Shaw & Co
New York
$2.42M +$1.6M +168,472 +210%
MAM
44
Martingale Asset Management
Massachusetts
$2.32M -$892 -94 -0%
MAMNY
45
Marathon Asset Management (New York)
New York
$2.28M -$11.3M -1,195,600 -84%
Millennium Management
46
Millennium Management
New York
$2.25M +$1.32M +139,421 +151%
Invesco
47
Invesco
Georgia
$2.09M -$1.56K -164 -0.1%
Deutsche Bank
48
Deutsche Bank
Germany
$1.91M +$1.86M +195,848 New
OAM
49
Oxford Asset Management
United Kingdom
$1.85M +$808K +85,117 +81%
1IC
50
1919 Investment Counsel
Maryland
$1.78M +$303K +31,945 +21%
1
2
3 4 5

SMFG Hedge Fund Activity: Q3 2013 in Review

141 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in Sumitomo Mitsui Financial (SMFG) for Q3 2013, worth a combined $959M — up 5.6% from $908M a quarter earlier.

Buyers outnumbered sellers: 17 funds opened new SMFG positions and 15 closed out — a net gain of 2 holders — while 59 added to existing stakes and 40 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $21.1M. The largest seller was Brandes Investment Partners, cutting an estimated $31.5M.

  • 141 institutional investors held Sumitomo Mitsui Financial (SMFG) as of Q3 2013, unchanged from Q2 2013.
  • Funds reported $959M of Sumitomo Mitsui Financial stock for Q3 2013, up 5.6% quarter-over-quarter.
  • 17 funds opened new Sumitomo Mitsui Financial positions in Q3 2013 and 15 closed out, a net change of +2 holders.
  • The largest Sumitomo Mitsui Financial buyer in Q3 2013 was Morgan Stanley, an estimated $21.1M added.
  • The largest Sumitomo Mitsui Financial seller in Q3 2013 was Brandes Investment Partners, an estimated $31.5M sold.

Based on aggregated 13F filings for Q3 2013.