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State Street SPDR Nuveen ICE Short Term Municipal Bond ETF
SHM

178 hedge funds and large institutions have $1.31B invested in State Street SPDR Nuveen ICE Short Term Municipal Bond ETF in 2014 Q3 according to their latest regulatory filings, with 15 funds opening new positions, 85 increasing their positions, 51 reducing their positions, and 13 closing their positions.

New
Increased
Maintained
Reduced
Closed

67% more repeat investments, than reductions

Existing positions increased: 85 | Existing positions reduced: 51

15% more first-time investments, than exits

New positions opened: 15 | Existing positions closed: 13

12% more capital invested

Capital invested by funds: $1.17B → $1.31B (+$137M)

1% more funds holding

Funds holding: 177 → 178 (+1)

0.42% more ownership

Funds ownership: 25.19% → 25.61% (+0.42%)

0% more funds holding in top 10

Funds holding in top 10: 7 → 7 (0)

Holders
178
Holders Change
+1
Holders Change %
+0.56%
% of All Funds
5.17%
Holding in Top 10
7
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.2%
New
15
Increased
85
Reduced
51
Closed
13
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
PNC Financial Services Group
PNC Financial Services Group
Pennsylvania
+$40.5M
2
PWAG
Polaris Wealth Advisory Group
California
+$8.96M
3
Morgan Stanley
Morgan Stanley
New York
+$8.38M
4
MAA
Managed Account Advisors
New Jersey
+$7.99M
5
Envestnet Asset Management
Envestnet Asset Management
Illinois
+$7.11M

Top Sellers

1
B
Bailard
California
-$7.73M
2
Bank of America
Bank of America
North Carolina
-$7.38M
3
SGCA
Steel Grove Capital Advisors
Tennessee
-$5.24M
4
PL
Plancorp LLC
Missouri
-$4.99M
5
CS
Credit Suisse
Switzerland
-$3.65M
Name Holding Trade Value Shares
Change 		Change in
Stake
Kayne Anderson Rudnick Investment Management
26
Kayne Anderson Rudnick Investment Management
California
$11.6M +$4.39M +90,113 +61%
SCA
27
STALEY CAPITAL ADVISERS
Pennsylvania
$10.8M -$58.5K -1,200 -0.5%
PWAG
28
Polaris Wealth Advisory Group
California
$8.97M +$8.96M +183,735 New
Bank of Montreal
29
Bank of Montreal
Ontario, Canada
$8.94M +$400K +8,197 +5%
CCWA
30
CLA (CliftonLarsonAllen) Wealth Advisors
Minnesota
$8.76M -$2.01M -41,213 -19%
3AM
31
3D Asset Management
Connecticut
$7.74M -$102K -2,098 -1%
APCM
32
Alaska Permanent Capital Management
Alaska
$7.49M +$1.21M +24,829 +19%
TFA
33
Transamerica Financial Advisors
Florida
$7.08M +$363K +7,443 +5%
Stifel Financial
34
Stifel Financial
Missouri
$6.09M +$1.25M +25,679 +26%
LPL Financial
35
LPL Financial
California
$5.99M -$50.4K -1,034 -0.8%
Goldman Sachs
36
Goldman Sachs
New York
$5.86M +$1.35M +27,766 +30%
GF
37
Gerstein Fisher
New York
$5.71M +$4.73M +97,035 +488%
Barclays
38
Barclays
United Kingdom
$5.54M -$987K -20,242 -15%
AIM
39
Allen Investment Management
New York
$5.49M +$1.78M +36,420 +48%
PAG
40
Pinnacle Advisory Group
Maryland
$5.22M +$197K +4,043 +4%
SI
41
SII Investments
Wisconsin
$5.21M +$595K +12,201 +13%
NPC
42
National Planning Corporation
California
$4.95M +$3.89M +79,875 +369%
PA
43
Parkside Advisors
California
$4.88M +$37.6K +771 +0.8%
CS
44
Credit Suisse
Switzerland
$4.64M -$3.65M -74,899 -44%
LWM
45
LBA Wealth Management
Florida
$4.48M +$427K +8,750 +11%
JIR
46
James Investment Research
Ohio
$4.47M – – –
FIM
47
Freedom Investment Management
Connecticut
$4M +$433K +8,872 +12%
Ameriprise
48
Ameriprise
Minnesota
$4M +$434K +8,904 +12%
NMIS
49
Northwestern Mutual Investment Services
Wisconsin
$3.77M +$746K +15,306 +25%
AT
50
Arden Trust
Delaware
$3.43M -$137K -2,815 -4%
1
2
3 4 5

SHM Hedge Fund Activity: Q3 2014 in Review

178 of the 3,446 institutional investors tracked by Wall St. Rank reported a position in State Street SPDR Nuveen ICE Short Term Municipal Bond ETF (SHM) for Q3 2014, worth a combined $1.31B — up 12% from $1.17B a quarter earlier.

Buyers outnumbered sellers: 15 funds opened new SHM positions and 13 closed out — a net gain of 2 holders — while 85 added to existing stakes and 51 trimmed.

The largest buyer was PNC Financial Services Group, adding an estimated $40.5M. The largest seller was Bailard, cutting an estimated $7.73M.

  • 178 institutional investors held State Street SPDR Nuveen ICE Short Term Municipal Bond ETF (SHM) as of Q3 2014, up from 177 in Q2 2014.
  • Funds reported $1.31B of State Street SPDR Nuveen ICE Short Term Municipal Bond ETF stock for Q3 2014, up 12% quarter-over-quarter.
  • 15 funds opened new State Street SPDR Nuveen ICE Short Term Municipal Bond ETF positions in Q3 2014 and 13 closed out, a net change of +2 holders.
  • The largest State Street SPDR Nuveen ICE Short Term Municipal Bond ETF buyer in Q3 2014 was PNC Financial Services Group, an estimated $40.5M added.
  • The largest State Street SPDR Nuveen ICE Short Term Municipal Bond ETF seller in Q3 2014 was Bailard, an estimated $7.73M sold.

Based on aggregated 13F filings for Q3 2014.