National Planning Corporation’s State Street SPDR Nuveen ICE Short Term Municipal Bond ETF SHM Stock Holding History

National Planning Corporation’s Portfolio SHM Stock Details SHM Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q1	–	Sell	-83,716	Closed	-$4.11M	–	724
2015 Q4	$4.11M	Buy	83,716 +18,539	+28%	+$903K	0.34%	64
2015 Q3	$3.18M	Buy	65,177 +1,257	+2%	+$61.1K	0.29%	72
2015 Q2	$3.11M	Sell	63,920 -1,369	-2%	-$66.3K	0.28%	79
2015 Q1	$3.16M	Buy	65,289 +41	+0.1%	+$2K	0.28%	80
2014 Q4	$3.17M	Sell	65,248 -36,260	-36%	-$1.77M	0.22%	83
2014 Q3	$4.95M	Buy	101,508 +79,875	+369%	+$3.89M	0.38%	55
2014 Q2	$1.05M	Buy	21,633 +1,204	+6%	+$58.5K	0.08%	237
2014 Q1	$990K	Sell	20,429 -13,325	-39%	-$649K	0.09%	232
2013 Q4	$1.64M	Buy	33,754 +1,424	+4%	+$69.1K	0.15%	154
2013 Q3	$1.56M	Buy	32,330 +5,031	+18%	+$242K	0.15%	151
2013 Q2	$1.31M	Buy	+27,299	New	+$1.32M	0.16%	141

Other funds holding SHM

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

PNC Financial Services Group Pittsburgh, Pennsylvania $173B AUM 20.72% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Commonwealth Equity Services Waltham, Massachusetts $71.6B AUM 21.08% 1-Year Est. Return

Envestnet Asset Management Chicago, Illinois $374B AUM 17.66% 1-Year Est. Return

Lazard Asset Management New York $60.8B AUM 22.47% 1-Year Est. Return

RJA

Raymond James & Associates St Petersburg, Florida $164B AUM 33.91% 1-Year Est. Return

KIM

Karpus Investment Management Pittsford, New York $3.21B AUM 6.83% 1-Year Est. Return

Northwestern Mutual Wealth Management Milwaukee, Wisconsin $162B AUM 16.35% 1-Year Est. Return

National Planning Corporation's SHM Position: Q1 2016 in Review

National Planning Corporation sold out of State Street SPDR Nuveen ICE Short Term Municipal Bond ETF (SHM) in Q1 2016, closing a stake of 83,716 shares — an estimated $4.11M sold.

National Planning Corporation first reported a position in SHM in Q2 2013 and held it in 11 quarters. The position peaked at $4.95M in Q3 2014. 215 funds tracked by Wall St. Rank hold SHM as of Q1 2016.

National Planning Corporation reported no remaining State Street SPDR Nuveen ICE Short Term Municipal Bond ETF position as of Q1 2016 after selling out during the quarter.
National Planning Corporation sold 83,716 State Street SPDR Nuveen ICE Short Term Municipal Bond ETF shares in Q1 2016, an estimated $4.11M.
National Planning Corporation first reported a position in State Street SPDR Nuveen ICE Short Term Municipal Bond ETF in Q2 2013 and held it in 11 quarters.
National Planning Corporation's State Street SPDR Nuveen ICE Short Term Municipal Bond ETF position peaked at $4.95M in Q3 2014.
215 funds tracked by Wall St. Rank held State Street SPDR Nuveen ICE Short Term Municipal Bond ETF as of Q1 2016.

Based on National Planning Corporation's 13F filing for Q1 2016, filed 16 May 2016.