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First Trust Rising Dividend Achievers ETF
RDVY

133 hedge funds and large institutions have $633M invested in First Trust Rising Dividend Achievers ETF in 2019 Q4 according to their latest regulatory filings, with 45 funds opening new positions, 62 increasing their positions, 16 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

309% more first-time investments, than exits

New positions opened: 45 | Existing positions closed: 11

288% more repeat investments, than reductions

Existing positions increased: 62 | Existing positions reduced: 16

200% more funds holding in top 10

Funds holding in top 10: 1 → 3 (+2)

40% more capital invested

Capital invested by funds: $451M → $633M (+$182M)

33% more funds holding

Funds holding: 100 → 133 (+33)

1.7% more ownership

Funds ownership: 54.44% → 56.13% (+1.7%)

Holders
133
Holders Change
+33
Holders Change %
+33%
% of All Funds
2.62%
Holding in Top 10
3
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+200%
% of All Funds
0.06%
New
45
Increased
62
Reduced
16
Closed
11
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
LPL Financial
LPL Financial
California
+$15.6M
2
Wells Fargo
Wells Fargo
California
+$8.73M
3
PS
Portfolio Strategies
New York
+$7.27M
4
AI
Atria Investments
North Carolina
+$6.32M
5
Truist Financial
Truist Financial
North Carolina
+$6.1M

Top Sellers

Rank Fund Capital Flow
1
Stifel Financial
Stifel Financial
Missouri
-$3.07M
2
NFG
Nations Financial Group
Iowa
-$2.5M
3
FAAS
First Allied Advisory Services
California
-$1.62M
4
Goldman Sachs
Goldman Sachs
New York
-$1.25M
5
GVAG
Great Valley Advisor Group
Delaware
-$1.03M
Name Holding Trade Value Shares
Change 		Change in
Stake
IAA
51
Independent Advisor Alliance
North Carolina
$1.48M +$1.4M +41,339 New
NFG
52
Next Financial Group
Texas
$1.47M +$144K +4,258 +12%
BCA
53
Bay Colony Advisors
Massachusetts
$1.41M +$24.2K +713 +2%
BRWM
54
B. Riley Wealth Management
Tennessee
$1.37M – – –
Northwestern Mutual Wealth Management
55
Northwestern Mutual Wealth Management
Wisconsin
$1.32M +$781K +23,052 +167%
FAIM
56
Financial Advocates Investment Management
Washington
$1.3M +$574K +16,941 +88%
SPC
57
Sigma Planning Corp
Michigan
$1.14M +$437K +12,896 +69%
GWM
58
Geneos Wealth Management
Colorado
$1.11M +$197K +5,810 +23%
TWM
59
Titus Wealth Management
California
$1.11M +$943K +27,826 +880%
Susquehanna International Group
60
Susquehanna International Group
Pennsylvania
$1.09M +$1.03M +30,436 New
WA
61
WESPAC Advisors
California
$973K +$919K +27,131 New
Rockefeller Capital Management
62
Rockefeller Capital Management
New York
$964K +$911K +26,878 New
IWM
63
IHT Wealth Management
Illinois
$940K +$144K +4,243 +19%
APA
64
American Portfolios Advisors
New York
$927K +$329K +9,709 +60%
SPIA
65
Steward Partners Investment Advisory
New York
$907K +$139K +4,107 +19%
OC
66
Oppenheimer & Co
New York
$896K +$86.5K +2,554 +11%
FEM
67
Fulcrum Equity Management
Texas
$896K +$846K +24,974 New
NA
68
NewEdge Advisors
Louisiana
$891K -$18.5K -545 -2%
SWP
69
Stratos Wealth Partners
Ohio
$809K +$23.7K +700 +3%
Thrivent Financial for Lutherans
70
Thrivent Financial for Lutherans
Minnesota
$808K – – –
CAN
71
Cetera Advisor Networks
California
$793K +$300K +8,859 +67%
JP Morgan Chase
72
JP Morgan Chase
New York
$720K +$27.1K +800 +4%
FTS
73
Fifth Third Securities
Ohio
$683K +$102K +3,002 +19%
WI
74
Wintrust Investments
Illinois
$649K +$121K +3,558 +24%
IA
75
IFG Advisory
Georgia
$644K -$48.2K -1,422 -7%
1 2
3
4 5

RDVY Hedge Fund Activity: Q4 2019 in Review

133 of the 5,076 institutional investors tracked by Wall St. Rank reported a position in First Trust Rising Dividend Achievers ETF (RDVY) for Q4 2019, worth a combined $633M — up 40% from $451M a quarter earlier.

Buyers outnumbered sellers: 45 funds opened new RDVY positions and 11 closed out — a net gain of 34 holders — while 62 added to existing stakes and 16 trimmed.

The largest buyer was LPL Financial, adding an estimated $15.6M. The largest seller was Stifel Financial, cutting an estimated $3.07M.

  • 133 institutional investors held First Trust Rising Dividend Achievers ETF (RDVY) as of Q4 2019, up from 100 in Q3 2019.
  • Funds reported $633M of First Trust Rising Dividend Achievers ETF stock for Q4 2019, up 40% quarter-over-quarter.
  • 45 funds opened new First Trust Rising Dividend Achievers ETF positions in Q4 2019 and 11 closed out, a net change of +34 holders.
  • The largest First Trust Rising Dividend Achievers ETF buyer in Q4 2019 was LPL Financial, an estimated $15.6M added.
  • The largest First Trust Rising Dividend Achievers ETF seller in Q4 2019 was Stifel Financial, an estimated $3.07M sold.

Based on aggregated 13F filings for Q4 2019.