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First Trust Rising Dividend Achievers ETF
RDVY

133 hedge funds and large institutions have $633M invested in First Trust Rising Dividend Achievers ETF in 2019 Q4 according to their latest regulatory filings, with 45 funds opening new positions, 62 increasing their positions, 16 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

309% more first-time investments, than exits

New positions opened: 45 | Existing positions closed: 11

288% more repeat investments, than reductions

Existing positions increased: 62 | Existing positions reduced: 16

200% more funds holding in top 10

Funds holding in top 10: 1 → 3 (+2)

40% more capital invested

Capital invested by funds: $451M → $633M (+$182M)

33% more funds holding

Funds holding: 100 → 133 (+33)

1.7% more ownership

Funds ownership: 54.44% → 56.13% (+1.7%)

Holders
133
Holders Change
+33
Holders Change %
+33%
% of All Funds
2.62%
Holding in Top 10
3
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+200%
% of All Funds
0.06%
New
45
Increased
62
Reduced
16
Closed
11
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
LPL Financial
LPL Financial
California
+$15.6M
2
Wells Fargo
Wells Fargo
California
+$8.73M
3
PS
Portfolio Strategies
New York
+$7.27M
4
AI
Atria Investments
North Carolina
+$6.32M
5
Truist Financial
Truist Financial
North Carolina
+$6.1M

Top Sellers

Rank Fund Capital Flow
1
Stifel Financial
Stifel Financial
Missouri
-$3.07M
2
NFG
Nations Financial Group
Iowa
-$2.5M
3
FAAS
First Allied Advisory Services
California
-$1.62M
4
Goldman Sachs
Goldman Sachs
New York
-$1.25M
5
GVAG
Great Valley Advisor Group
Delaware
-$1.03M
Name Holding Trade Value Shares
Change 		Change in
Stake
MAP
26
Milestone Advisory Partners
North Carolina
$4.92M -$172K -5,069 -4%
Baird Financial Group
27
Baird Financial Group
Wisconsin
$4.79M +$4.2M +123,956 +1,308%
FHA
28
First Horizon Advisors
Tennessee
$4.33M +$260K +7,684 +7%
DADC
29
D.A. Davidson & Co
Montana
$4.18M +$378K +11,170 +11%
EH
30
Equitable Holdings
New York
$4.04M +$3.82M +112,659 New
US Bancorp
31
US Bancorp
Minnesota
$3.42M +$1.05K +31 +0%
LA
32
LexAurum Advisors
Kansas
$3.41M +$104K +3,059 +3%
WWM
33
Western Wealth Management
Colorado
$3.09M +$2.92M +86,127 New
Jane Street
34
Jane Street
New York
$2.83M +$2.67M +78,749 New
MML Investors Services
35
MML Investors Services
Massachusetts
$2.79M +$329K +9,714 +14%
FHC
36
First Heartland Consultants
Missouri
$2.75M +$51.2K +1,510 +2%
Carson Wealth (CWM LLC)
37
Carson Wealth (CWM LLC)
Nebraska
$2.53M – – –
GVAG
38
Great Valley Advisor Group
Delaware
$2.39M -$1.03M -30,532 -31%
BFEC
39
Benjamin F. Edwards & Company
Missouri
$2.33M +$263K +7,755 +14%
LWAC
40
Laurel Wealth Advisors (California)
California
$2.31M -$30K -884 -1%
BCM
41
Barometer Capital Management
Ontario, Canada
$2.28M +$2.15M +63,600 New
KWM
42
Kingsview Wealth Management
Oregon
$2.28M +$664K +19,597 +45%
AWM
43
AE Wealth Management
Kansas
$2.1M +$1.99M +58,662 New
HIS
44
Harvest Investment Services
Illinois
$2.01M +$1.2M +35,281 +171%
CF
45
Centaurus Financial
California
$1.97M +$1.86M +54,854 New
PCM
46
Penserra Capital Management
California
$1.96M +$1.85M +54,648 New
WA
47
Wealth Advisors
California
$1.84M +$1.72M +50,730 New
PAG
48
Private Advisory Group
Washington
$1.78M +$1.68M +49,529 New
PNC Financial Services Group
49
PNC Financial Services Group
Pennsylvania
$1.62M +$348K +10,261 +29%
PFS
50
Prospera Financial Services
Texas
$1.62M +$645K +19,044 +73%
1
2
3 4 5

RDVY Hedge Fund Activity: Q4 2019 in Review

133 of the 5,076 institutional investors tracked by Wall St. Rank reported a position in First Trust Rising Dividend Achievers ETF (RDVY) for Q4 2019, worth a combined $633M — up 40% from $451M a quarter earlier.

Buyers outnumbered sellers: 45 funds opened new RDVY positions and 11 closed out — a net gain of 34 holders — while 62 added to existing stakes and 16 trimmed.

The largest buyer was LPL Financial, adding an estimated $15.6M. The largest seller was Stifel Financial, cutting an estimated $3.07M.

  • 133 institutional investors held First Trust Rising Dividend Achievers ETF (RDVY) as of Q4 2019, up from 100 in Q3 2019.
  • Funds reported $633M of First Trust Rising Dividend Achievers ETF stock for Q4 2019, up 40% quarter-over-quarter.
  • 45 funds opened new First Trust Rising Dividend Achievers ETF positions in Q4 2019 and 11 closed out, a net change of +34 holders.
  • The largest First Trust Rising Dividend Achievers ETF buyer in Q4 2019 was LPL Financial, an estimated $15.6M added.
  • The largest First Trust Rising Dividend Achievers ETF seller in Q4 2019 was Stifel Financial, an estimated $3.07M sold.

Based on aggregated 13F filings for Q4 2019.