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First Trust Rising Dividend Achievers ETF

100 hedge funds and large institutions have $451M invested in First Trust Rising Dividend Achievers ETF in 2019 Q3 according to their latest regulatory filings, with 13 funds opening new positions, 47 increasing their positions, 32 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

47% more repeat investments, than reductions

Existing positions increased: 47 | Existing positions reduced: 32

18% more first-time investments, than exits

New positions opened: 13 | Existing positions closed: 11

5% more capital invested

Capital invested by funds: $428M → $451M (+$22.9M)

2% more funds holding

Funds holding: 98100 (+2)

1.33% less ownership

Funds ownership: 55.77%54.44% (-1.3%)

50% less funds holding in top 10

Funds holding in top 10: 21 (-1)

Holders
100
Holders Change
+2
Holders Change %
+2.04%
% of All Funds
2.19%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.02%
New
13
Increased
47
Reduced
32
Closed
11
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
US Bancorp
26
US Bancorp
Minnesota
$3.03M -$1.18M -37,778 -28%
LA
27
LexAurum Advisors
Kansas
$2.93M +$1.36M +43,427 +90%
CA
28
Cetera Advisors
Colorado
$2.86M +$822K +26,290 +41%
NFG
29
Nations Financial Group
Iowa
$2.75M -$190K -6,067 -7%
Carson Wealth (CWM LLC)
30
Carson Wealth (CWM LLC)
Nebraska
$2.53M
FHC
31
First Heartland Consultants
Missouri
$2.39M -$27.3K -873 -1%
MML Investors Services
32
MML Investors Services
Massachusetts
$2.17M -$195K -6,242 -8%
LWAC
33
Laurel Wealth Advisors (California)
California
$2.08M +$2.04M +65,134 New
BFEC
34
Benjamin F. Edwards & Company
Missouri
$1.82M +$67.6K +2,161 +4%
KWM
35
Kingsview Wealth Management
Oregon
$1.4M -$415K -13,276 -23%
Goldman Sachs
36
Goldman Sachs
New York
$1.25M
BRWM
37
B. Riley Wealth Management
Tennessee
$1.21M +$625K +20,000 +110%
BCA
38
Bay Colony Advisors
Massachusetts
$1.21M +$1.19M +37,959 New
NFG
39
Next Financial Group
Texas
$1.17M +$9.1K +291 +0.8%
PNC Financial Services Group
40
PNC Financial Services Group
Pennsylvania
$1.11M +$97.3K +3,112 +10%
TWM
41
Titus Wealth Management
California
$999K -$835K -26,718 -89%
GSWM
42
Golden State Wealth Management
California
$859K -$93.6K -2,995 -10%
PFS
43
Prospera Financial Services
Texas
$835K +$387K +12,389 +90%
NA
44
NewEdge Advisors
Louisiana
$809K +$566K +18,103 +248%
GWM
45
Geneos Wealth Management
Colorado
$795K -$63.8K -2,042 -8%
OC
46
Oppenheimer & Co
New York
$714K +$52.3K +1,673 +8%
IWM
47
IHT Wealth Management
Illinois
$700K -$5.35K -171 -0.8%
SWP
48
Stratos Wealth Partners
Ohio
$696K -$1.44M -46,056 -68%
SPIA
49
Steward Partners Investment Advisory
New York
$674K +$58.5K +1,872 +10%
HIS
50
Harvest Investment Services
Illinois
$646K +$26.2K +839 +4%

RDVY Hedge Fund Activity: Q3 2019 in Review

100 of the 4,561 institutional investors tracked by Wall St. Rank reported a position in First Trust Rising Dividend Achievers ETF (RDVY) for Q3 2019, worth a combined $451M — up 5.4% from $428M a quarter earlier.

Buyers outnumbered sellers: 13 funds opened new RDVY positions and 11 closed out — a net gain of 2 holders — while 47 added to existing stakes and 32 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $10.6M. The largest seller was Atria Investments, exiting entirely with an estimated $6.07M sold.

  • 100 institutional investors held First Trust Rising Dividend Achievers ETF (RDVY) as of Q3 2019, up from 98 in Q2 2019.
  • Funds reported $451M of First Trust Rising Dividend Achievers ETF stock for Q3 2019, up 5.4% quarter-over-quarter.
  • 13 funds opened new First Trust Rising Dividend Achievers ETF positions in Q3 2019 and 11 closed out, a net change of +2 holders.
  • The largest First Trust Rising Dividend Achievers ETF buyer in Q3 2019 was Morgan Stanley, an estimated $10.6M added.
  • The largest First Trust Rising Dividend Achievers ETF seller in Q3 2019 was Atria Investments, an estimated $6.07M sold.

Based on aggregated 13F filings for Q3 2019.